Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
We consider a new type of cooling mechanism for a suspended nanowire acting as a weak link between two superconductive electrodes. By applying a bias voltage over the system, we show that the system can be viewed as a refrigerator for the nanomechanical vibrations, where energy is continuously trans...
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України
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nasplib_isofts_kiev_ua-123456789-1175142025-02-23T18:36:52Z Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations Sonne, G. Peña-Aza, M.E. Shekhter, R. I. Gorelik, L.Y. Jonson, M. Quantum coherent effects in superconductors and normal metals We consider a new type of cooling mechanism for a suspended nanowire acting as a weak link between two superconductive electrodes. By applying a bias voltage over the system, we show that the system can be viewed as a refrigerator for the nanomechanical vibrations, where energy is continuously transferred from the vibrational degrees of freedom to the extended quasiparticle states in the leads through the periodic modulation of the inter-Andreev level separation. The necessary coupling between the electronic and mechanical degrees of freedom responsible for this energy-transfer can be achieved both with an external magnetic or electrical field, and is shown to lead to an effective cooling of the vibrating nanowire. Using realistic parameters for a suspended nanowire in the form of a metallic carbon nanotube we analyze the evolution of the density matrix and demonstrate the possibility to cool the system down to a stationary vibron population of ∼0.1. Furthermore, it is shown that the stationary occupancy of the vibrational modes of the nanowire can be directly probed from the dc current responsible for carrying away the absorbed energy from the vibrating nanowire. 2010 Article Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations / G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, M. Jonson // Физика низких температур. — 2010. — Т. 36, № 10-11. — С. 1128–1137. — Бібліогр.: 23 назв. — англ. 0132-6414 PACS: 73.23.–b, 74.45.+c, 85.85.+j https://nasplib.isofts.kiev.ua/handle/123456789/117514 en Физика низких температур application/pdf Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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Quantum coherent effects in superconductors and normal metals Quantum coherent effects in superconductors and normal metals |
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Quantum coherent effects in superconductors and normal metals Quantum coherent effects in superconductors and normal metals Sonne, G. Peña-Aza, M.E. Shekhter, R. I. Gorelik, L.Y. Jonson, M. Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations Физика низких температур |
| description |
We consider a new type of cooling mechanism for a suspended nanowire acting as a weak link between two superconductive electrodes. By applying a bias voltage over the system, we show that the system can be viewed as a refrigerator for the nanomechanical vibrations, where energy is continuously transferred from the vibrational degrees of freedom to the extended quasiparticle states in the leads through the periodic modulation of the inter-Andreev level separation. The necessary coupling between the electronic and mechanical degrees of freedom responsible for this energy-transfer can be achieved both with an external magnetic or electrical field, and is shown to lead to an effective cooling of the vibrating nanowire. Using realistic parameters for a suspended nanowire in the form of a metallic carbon nanotube we analyze the evolution of the density matrix and demonstrate the possibility to cool the system down to a stationary vibron population of ∼0.1. Furthermore, it is shown that the stationary occupancy of the vibrational modes of the nanowire can be directly probed from the dc current responsible for carrying away the absorbed energy from the vibrating nanowire. |
| format |
Article |
| author |
Sonne, G. Peña-Aza, M.E. Shekhter, R. I. Gorelik, L.Y. Jonson, M. |
| author_facet |
Sonne, G. Peña-Aza, M.E. Shekhter, R. I. Gorelik, L.Y. Jonson, M. |
| author_sort |
Sonne, G. |
| title |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| title_short |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| title_full |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| title_fullStr |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| title_full_unstemmed |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| title_sort |
voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations |
| publisher |
Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
| publishDate |
2010 |
| topic_facet |
Quantum coherent effects in superconductors and normal metals |
| url |
https://nasplib.isofts.kiev.ua/handle/123456789/117514 |
| citation_txt |
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations / G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, M. Jonson // Физика низких температур. — 2010. — Т. 36, № 10-11. — С. 1128–1137. — Бібліогр.: 23 назв. — англ. |
| series |
Физика низких температур |
| work_keys_str_mv |
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| first_indexed |
2025-11-24T10:57:44Z |
| last_indexed |
2025-11-24T10:57:44Z |
| _version_ |
1849669047343382528 |
| fulltext |
© G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, and M. Jonson, 2010
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11, p. 1128–1137
Voltage-driven superconducting weak link
as a refrigerator for cooling of nanomechanical vibrations
G. Sonne, M.E. Peña-Aza, and R. I. Shekhter
University of Gothenburg, Department of Physics, Göteborg SE-412 96, Sweden
E-mail: gustav.sonne@physics.gu.se
L.Y. Gorelik
Chalmers University of Technology, Department of Applied Physics, Göteborg SE-412 96, Sweden
M. Jonson
University of Gothenburg, Department of Physics,Göteborg SE-412 96, Sweden
Heriot-Watt University, School of Engineering and Physical Sciences, Edinburgh EH14 4AS, Scotland, UK
Konkuk University, School of Physics, Division of Quantum Phases and Devices, Seoul 143-107, Korea
Received March 31, 2010
We consider a new type of cooling mechanism for a suspended nanowire acting as a weak link between two
superconductive electrodes. By applying a bias voltage over the system, we show that the system can be viewed
as a refrigerator for the nanomechanical vibrations, where energy is continuously transferred from the vibrational
degrees of freedom to the extended quasiparticle states in the leads through the periodic modulation of the inter-
Andreev level separation. The necessary coupling between the electronic and mechanical degrees of freedom
responsible for this energy-transfer can be achieved both with an external magnetic or electrical field, and is
shown to lead to an effective cooling of the vibrating nanowire. Using realistic parameters for a suspended
nanowire in the form of a metallic carbon nanotube we analyze the evolution of the density matrix and
demonstrate the possibility to cool the system down to a stationary vibron population of 0.1∼ . Furthermore, it
is shown that the stationary occupancy of the vibrational modes of the nanowire can be directly probed from the
dc current responsible for carrying away the absorbed energy from the vibrating nanowire.
PACS: 73.23.–b Electronic transport in mesoscopic systems;
74.45.+c Proximity effects; Andreev reflection; SN and SNS junctions;
85.85.+j Micro- and nanoelectromechanical systems (MEMS/NEMS) and devices.
Keywords: nanoelectromechanical systems, superconducting weak links, ground state cooling.
1. Introduction
Nanoelectromechanical systems (NEMS) have over the
last two decades been a very active field of both funda-
mental and applied research. These systems have typical
dimensions on the nanoscale and combine electronic and
mechanical degrees of freedom for novel applications.
These include ultra sensitive mass detection [1–3] and
position sensing [4–6] using small mechanical resonators
with a resolution that has been shown to approach the limit
set by the Heisenberg uncertainty principle. Due to the
small dimensions implied by NEMS they border on the
world of quantum mechanics while still being macroscopic
in the sense that they can be fabricated lithographically.
Nanoelectromechanical systems thus allow for the controll-
ed fabrication of devices whose physics is ultimately go-
verned by the fundamental limits set by quantum mecha-
nics. Achieving control and understanding of these systems
is therefore of great interest as doing so opens up a whole
new toolbox for the design of high-performance appli-
cations [7,8].
Typically, NEMS comprise a mechanical resonator in
the form of a cantilever or a doubly-clamped beam coupled
to an electronic system used for both actuation and de-
tection. Due to the high mechanical vibration frequencies
and exceptionally high quality factors recently achieved,
these systems allow for very low energy dissipation and
extreme sensitivity to external stimuli. To make full use of
their potential much research has recently focused on the
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11 1129
possibility to effectively cool the mechanical subsystem in
NEMS to its vibrational ground state, which would enable
unprecedented mass- and position-sensitivity of the reso-
nators. Recently, O'Connell and colleagues [9] showed that
complete ground state cooling of a mechanical resonator
can be achieved at very low temperatures. In Ref. 9 the
reported vibron occupancy factor is < 0.07, which means
the resonator is in its ground state with a probability of
93% , well within the quantum regime. Here, we note
however, that this effect is attributed to the high mecha-
nical frequency of the resonator (in the GHz range) and the
very low (25 mK) temperature of the dilution fridge. No
active cooling of the resonator is needed as the low occu-
pancy of its excited vibrational modes simply follows from
the Bose-Einstein distribution function at the equilibrium
temperature. To date, the best experimental result for ac-
tive cooling of a mechanical resonator lead to a vibron oc-
cupation factor of 3.8 , as recently reported by Rocheleau
et al. [10]. In Ref. 10 an external electromagnetic field acts
as an energy transducer for side-band cooling of the
mechanical resonator (see also Ref. 11, where dynamical
back-action is used to achieve similar results).
In this paper we will consider a new experimental setup
for ground state cooling of a mechanical resonator, a nano-
mechanical superconducting weak link as shown sche-
matically in Fig. 1. Below we show that this system can be
viewed as a refrigerator for the nanomechanical vibrations,
where the voltage-driven Andreev states serve as the re-
frigerant responsible for pumping energy from the nano-
mechanical vibrations to the thermostat of quasiparticle
states in the leads. The possibility of such an energy trans-
fer is based on the periodic, in time, modulation of the
inter-Andreev level spacing and the coupling between
these current carrying Andreev states and the mechanical
degrees of freedom through an applied magnetic field (we
note that this coupling could also be achieved through an
external electric field as outlined in Appendix A). At the
start of each cooling cycle the Andreev level separation
initially shrinks, which brings them into thermal contact
with the vibronic degrees of freedom, enabling energy ex-
change between the two systems. During this time, the
work done by the bias voltage results in an «over-cooling»
of the Andreev level population, which makes the heat
transfer from the nanomechanical to the electronic degrees
of freedom possible. After a while the inter-Andreev level
separation increases again, eventually reaching its initial
value, at which point the Andreev states release their ex-
cess energy into the extended quasiparticle states of the
leads. The cooling process suggested here thus models a
nanomechanical refrigerator where heat is continuously
transferred along the chain; nanomechanical vibrations →
Andreev levels → quasiparticle states, resulting in an
overall effective cooling of the nanomechanical vibrations.
Unlike many recent theoretical models in which electro-
mechanically induced ground state cooling of mechanical
resonators have been reported [12–16], the cooling mecha-
nism suggested here relies neither on the abovementioned
side-band effect nor on dynamical back-action. Rather, the
cooling is an inherent property of the device which makes
the suggested mechanism a promising candidate for truly
quantum mechanical manipulation of mechanical reso-
nators.
The electromechanical coupling required for our cool-
ing mechanism to work will be assumed to be due to an
external magnetic field applied perpendicular to the length
of the nanowire [17]. Displacements of the nanowire will
then couple the mechanical and electronic degrees of free-
dom through the Lorentz force. For a «short» SNS junction
(with a coherence length much longer than the nanowire)
the ac Josephson dynamics of the device, induced by a
weak dc driving voltage, 2
0< ( ( )) /eV EΔ φ Δ , can be ex-
pressed in terms of a pair of Andreev states, which are
periodically created and destroyed in the junction. Here,
( )EΔ φ is the distance between the Andreev levels,
= ( )tφ φ is the voltage-driven phase difference over the
junction and 0Δ is the order parameter in the super-
conductors. The creation/destruction of the Andreev states
takes place at the edges of the superconducting gap,
0= 2EΔ Δ , when ( ) = 2t nφ π (see Fig. 2). Between crea-
tion and destruction the Andreev levels evolve adiabati-
cally within the energy gap of the superconductors, such
that the inter-Andreev level spacing first shrinks and is
later restored to its initial value 02Δ at a time when the
Andreev states dissolve in the continuum quasiparticle
spectrum (see Fig. 2). The whole cycle then repeats itself
again and again.
Being thermally populated at the moment of their
nucleation, the Andreev states will initially, as the inter-
level spacing decreases, experience an effective cooling
given that the thermal relaxation is not fast enough to
follow the level displacement. Under such conditions, the
Andreev states can accumulate energy from any external
system (in particular from the nanomechanical vibrations)
if interactions with such a system are established. The ab-
y
x
H
L
Fig. 1. (Color online) Schematic diagram of the system consider-
ed. A suspended carbon nanotube of length L is coupled to two
superconducting leads biased at a voltage V. Coupling between
the Andreev states for the electronic degrees of freedom and the
mechanical vibrations of the nanowire is achieved through the
external transverse magnetic field H which enables transition
between the electronic branches through the emission/absorption
of a vibrational quantum (see text).
G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, and M. Jonson
1130 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11
sorbed energy is then transferred into the electronic quasi-
particle continuum when the Andreev states are dissolved
and the process of cooling of the external system is con-
tinued through the formation of new thermally populated
Andreev states, which in their turn evolve with time and
absorb energy. After each full period of evolution the extra
energy absorbed in this process is removed from the SNS
junction by the quasiparticle excitations.
Besides being a new type of system where efficient
cooling of nanomechanical-resonators can be achieved,
this type of superconducting weak links makes it possible
to couple the nanomechanical system of the device to the
macroscopically coherent superconducting states. It pre-
sents an exciting possibility to entangle the current carry-
ing Andreev states associated with the SNS junction to the
quantum states of nanomechanical vibration when the
mechanical subsystem is sufficiently cooled. Manipulation
of such nanoelectromechanical coherent states can be done
both electronically, by means of driving- and gate voltages,
or mechanically, by controlling the displacement of a
movable part of the device.
2. Model Hamiltonian
To discuss the cooling mechanism quantitatively we use
the Hamiltonian,
el mech intˆ ˆ ˆ ˆ( ) =H t H H H+ + , (1)
2 2
( )
2
el 2 2
( )
2
( )e
2ˆ ( ) =
( )e
2
i t
i t
x
m xH t
x
m x
φ
− φ
⎛ ⎞∂
− −μ Δ⎜ ⎟
∂⎜ ⎟
⎜ ⎟∂⎜ ⎟Δ +μ⎜ ⎟∂⎝ ⎠
, (2)
†
mech
ˆ ˆˆ = .H b bω (3)
In (1), el
ˆ ( )H t is the Bogoliubov-de Gennes (BdG)
Hamiltonian for the electronic degrees of freedom. Here,
0( ) = (| | / 2)x x LΔ Δ Θ − is the order parameter in the super-
conductive leads (here taken to be identical), μ is the che-
mical potential and ( )tφ is the phase difference over the
junction, depends on the bias voltage V according to the
Josephson relation = 2 /eVφ . The second term in the
Hamiltonian describes the oscillating nanowire which is
modeled as a quantum mechanical harmonic oscillator with
only the fundamental mode excited; †b̂ ˆ[ ]b is an operator
that creates [annihilates] a quantum of vibration and ω is
the frequency of the fundamental mode. In (1), intĤ is the
interaction Hamiltonian which gives the coupling between
the electronic and the mechanical degrees of freedom
through the magnetic field.
At the superconductor-nanowire interface two electro-
nic scattering processes are possible, viz. normal reflection
and Andreev reflection. These give rise to two localized
states — Andreev states — described by the wavefunctions
which satisfy elˆ ( , ) = ( , )H x t E x t± ± ±ψ ψ where ( , )x t±ψ
are two-state spinors in Nambu space, whose eigenener-
gies are given by the expression 0( ) =E t± ±Δ ×
2 1/2[1 ( ( ) / 2)]sinD t× − φ , where = 1D R− is the normal
junction transparency [18,19]. These Andreev states are
responsible for carrying the Josephson supercurrent
through the (normal) nanowire. Under the condition that
these states evolve slowly in time ( 0φ Δ ), they
describe a two-level system for the electronic degrees of
freedom. As the Andreev states carry current through the
oscillating nanowire, they will couple the electronic
degrees of freedom to the mechanical degrees of freedom
through the Lorentz force. It is thus more natural to
describe the system in terms of the temporally evolving
Andreev states, to which purpose we rewrite the
Hamiltonian as
0ˆ ˆ ˆ( ) = ( ( )) sin( ( ) / 2)z xH t t R tφ σ + Δ φ σ +E
† 2 ( ( ))ˆ ˆ ˆ ˆ .z
e tb b LHy∂ φ
+ ω + σ
∂φ
E (4)
Here, ( ( ))tφE is the energy of the Andreev states for the
completely transparent ( = 0R ) junction and ˆ iσ ( = , ,i x y z )
Fig. 2. Time evolution of the Andreev states (full lines) over one
period = /VT eVπ . The state of the total system, | ,n± 〉 , de-
pends on the population of the two electronic branches, | ±〉 , cor-
responding to the upper and lower branch, respectively, as well as
on the quantum state of the oscillating nanowire, | n〉 . Due to the
large separation in energies between 0Δ and ω , transitions
between the electronic branches is only possible in the small
resonance-window 0 0t t t t t− δ ≤ ≤ + δ (modeled through the
scattering matrix Ŝ ) where the electronic state of the system can
change through the emission/absorption of one vibrational quan-
tum. In the above, the probability for the state initially in | ,n− 〉
to scatter into the state | , 1n+ − 〉 after passing through the reso-
nance depends on the state of the oscillator through the coef-
ficient 2
2| ( ) |nν (see text). After one period the partially filled
Andreev levels join the continuum, a process which is here re-
presented by dashed arrows, and the electronic states are reset
(filled and empty circles).
E
(t
)
�0
–�0
0
|–, n�
|–, n = | (n)|� �2
2
|–, n�
|+, n –1 = | (n)|� �2
2
|–, n�
��
t
S�
TV
t0
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11 1131
are the Pauli matrices. The last term in (4) describes the
electromechanical coupling of the current-carrying Andre-
ev states to the motion of the nanowire through the Lorentz
force. Here, e is the electronic charge, L is the length of
the wire, †
0
ˆ ˆˆ = ( )y y b b+ — where 0y is the zero-point
oscillation amplitude — is the deflection operator in the
transverse y-direction, H is the magnetic field and
ˆ2 / ( / ) ze ∂ ∂φ σE is the current operator in the nanowire
[20].
From Fig. 2 one can see that the cooling mechanism
described is maximally efficient if the strongest coupling
of the mechanical subsystem to the Andreev states occur
during the time interval when the Andreev levels are
closest to the chemical potential, i.e., when the population
of the Andreev levels differ most from what it would be in
thermodynamic equilibrium. The coupling is resonant
during this time if 0= min ( ( )) = 2E Rω Δ φ Δ (where
= 1R D− is the normal-state reflection probability), which
requires the weak link to have a high normal-state trans-
parency D for electrons [21]. This is because, for the sys-
tem considered, the energy-scales of the superconductive
order parameter and the mechanical vibrations, ω , are
very different. Also, one notes that when =φ π , the Andreev
states ( = )±ψ φ π , with energies 1/2
0( = ) =E R± φ π ±Δ , are
symmetric/antisymmetric superpositions of states carrying
current in opposite directions. Transitions between the
Andreev states — induced by the nanowire as it vibrates in
a transverse magnetic field — are therefore by far most
probable when 0( = ) =t tφ π .
In the adiabatic regime, i.e. when 0= 4ceV eV R≤ Δ , it
is convenient to switch to the basis set formed by the
Andreev states ( ( ))t±ψ φ *. In this basis the Hamiltonian
reads,
effˆ ˆ ˆ( ) = | ( ) | = ( ) zH t H t E t± ±〈ψ ψ 〉 τ +
† †
0
ˆ ˆ ˆ ˆ ˆ( ) .xb b b b+ ω + Δ Φ + τ (5)
Here, the Pauli matrices ˆiτ span the space formed by the
states ( )±ψ φ . In the last term of (5), 0 0= 2 /LH yΦ π Φ is
the dimensionless magnetic flux threading the area swept
by the nanowire as it vibrates in the ground state;
0 = / 2h eΦ is the magnetic flux quantum. Below we will
consider the resonant situation when 1/2
0= 2 Rω Δ , which
is the optimum condition for the proposed cooling
mechanism as outlined above**.
The Hamiltonian (5) describes the evolution of the Andre-
ev states. Coupling between these is achieved through the off-
diagonal terms in (5). These are proportional to Φ and be-
come relevant whenever the energy separation between the
electronic branches matches the energy scale set by the
oscillating nanowire. At such times, transitions between the
Andreev states can occur through the absorption/emission of
one vibrational quantum. This is shown in Fig. 2 for the
case when only the lowest electronic branch is initially po-
pulated.
3. Magnetic field induced Andreev state scattering
Assuming the conditions for adiabaticity outlined above
fulfilled, we now evaluate the probability of mechanically
induced Andreev level transitions as a function of the
coupling strength. Due to the large separation of energy
scales, 02Δ ω , it is not possible to evaluate such
transitions using the Landau–Zener formalism [20,22] as
this assumes a linear expansion of ( )E t around the reso-
nance point. Rather, we consider transitions only to occur
in the vicinity of 0 = / 2 = / 2Vt T eVπ and evaluate (5)
using a parabolic expansion of ( )E t . From (5), the dimen-
sionless time-dependent Schrödinger equation for the pro-
bability amplitudes , ( )nc± τ of finding the state of the sys-
tem in the upper/lower electronic branch with the oscillator
in the state n reads,
( )
2
, 1 , 1
2
, , 2
( ) = ( )
( ) 1e ( )
n n
i
n n
i c c
nc n c
τ + − + −
λτ
− − −
∂ τ τ τ +
+ Γ τ + − τ
(6a)
( )
2
, ,
2
, 1 , 1
( ) = ( )
( ) 1e ( ) ;
n n
i
n n
i c c
nc n c
τ − −
− λτ
+ − + +
∂ τ −τ τ +
+ Γ τ + + τ
(6b)
2/31/3
0
0
2 2/32 3
2 2
0
= ( ) , = ,
( ) ( )= = , = .
2
c
c
ct
V
t t
V
VE t D V
V V eVt
ΦΔξ ⎛ ⎞⎛ ⎞τ − Γ⎜ ⎟ ⎜ ⎟ω⎝ ⎠ ⎝ ⎠
⎛ ⎞∂ ω π ω⎛ ⎞ξ λτ τ +⎜ ⎟ ⎜ ⎟
⎝ ⎠∂ ⎝ ⎠
Equation (6) describes the adiabatic evolution of the
electronic Andreev states. As theses states pass through the
resonance they couple to the mechanical subsystem, enabl-
ing transitions between them through the emission/absorp-
tion of a quantum of vibration as indicated by the terms
proportional to the dimensionless electron–vibron coupling
constant Γ in (6). Considering for now the situation when
the system initially starts in the lower electronic branch
(6a) we analyze the probability that the system, after pass-
ing through 0t , scatters into the upper electronic branch as
a function of the coupling strength. As can be seen from
(6a), two scattering processes are possible; absorption of a
* In this regime, the voltage-induced Landau–Zener transition at =φ π between the adiabatic Andreev levels is suppressed, ensuring
that without electromechanical coupling the level population remains constant in time.
** This condition can be achieved by controlling the magnitude of the order parameter 0Δ through the magnetic field for junctions
with small reflection coefficients.
G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, and M. Jonson
1132 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11
mechanical vibron (proportional to n ) or emission of a
vibron (proportional to 1n − ). Note however, that these
two processes differ by an exponential phase factor asso-
ciated with the emission process.
Considering that the coupling between the electronic
and mechanical degrees of freedom is very weak (see
below) we evaluate the probability for the electronic sub-
system to scatter into the upper electronic branch pertur-
batively in the small parameter Γ . From this analysis we
find that scattering is much more likely to occur through
the absorption process than through the emission process,
whose importance is reduced by the exponential phase
factor mentioned above. A numerical analysis shows that
the probability of magnetic-field induced Andreev state
scattering through the emission channel is only 3%∼ of
the probability of scattering through the absorption chan-
nel. For the case when the system is initially in the upper
electronic state (6b) the same analysis shows that the emis-
sion process (proportional to n ) is much more likely
than the absorption process (proportional to 1n + ). Thus,
we can safely treat the absorption process (when the elec-
tronic system is initially in the lower electronic branch) as
the most dominant process, i.e., we may apply the rotating
wave approximation (RWA) to (6). Note, however, that
without thermal damping of the nanowire vibrations caus-
ed by the external environment (see below), the rate of
emission would ultimately limit the efficiency of our cool-
ing process as it would prohibit complete ground state
cooling. The details of such an analysis is presented in
Appendix B, where we show that by not using the rotating
wave approximation the lowest theoretically achievable le-
vel of cooling of the nanowire corresponds to a population
of the vibrational mode of 0.03n〈 〉 .
Within the rotating wave approximation we proceed to
evaluate the scattering probability as a function of the
coupling strength in more detail, only keeping the terms
proportional to n in (3),
2( ) = ( ) ( )n z x ni nτ∂ τ τ τ + Γ τ τc c ,
(7)
, 1 ,( ) = [ ( ), ( )] .T
n n nc c+ − −τ τ τc
The electronic scattering mechanism considered here is
similar to the Landau–Zener formalism in that the pro-
bability of scattering depends on the ratio between the
coupling strength and the rate of evolution through the
interaction region, off-diagonal terms in (7). However,
unlike in the Landau–Zener approach, where in the cor-
responding equation the dependence on τ is only linear,
equation (7) cannot be solved analytically. Instead we have
performed numerical simulations in order to find the
probability of scattering as a function of the coupling
strength. From this analysis we find that unlike the
Landau–Zener formula, which gives a unitary transition
probability in the strong coupling limit, the parabolic de-
pendence on τ in (7) dictates that the probability of
transition in the limit of strong coupling (or infinitely slow
transition through the interaction region) is only 0.5 . Thus,
for very low applied bias voltages we should expect a
probability of transition between the Andreev states of 0.5
each time the system passes through the resonance.
In the adiabatic regime, cV V the coupling for
realistic experimental parameters is, however, relatively
weak; 0= / ( ) 1Γ Δ Φ ω , hence we can analyze (7)
treating Γ as a perturbation to the solution
2
,| ( ) | = 1nc− −δτ , where the system starts in the lower
electronic branch at time 1/3= ( / )t−δτ −δ ξ . Here,
1/2
0( / ) / ( ) / ( )t eV eVδ ωΦ Δ π is the characteris-
tic time scale of the electromechanical interactions.
Solving (7) under this condition for the probability
2
, 1| ( ) |nc+ − δτ of the system to be in the upper branch after
passing through the resonance we find 2
, 1| ( ) |nc+ − δτ
2nπΓ which is consistent with our numerical solutions.
Thus, for weak coupling between the electronic and me-
chanical degrees of freedom, the probability for a transition
between the Andreev states to have occurred after passing
through the resonance (with the corresponding absorption
of a mechanical vibron) scales linearly with the initial
population of the mechanical resonator. Furthermore, as
can be seen from the symmetry of (7), this expression also
gives the probability of finding the system in the state
| ,n− 〉 given that it was nucleated in | , 1n+ − 〉 .
4. Ground state cooling of oscillating nanowire
In order to model the full evolution of the coupled
electromechanical system we evaluate the total density ma-
trix ρ̂ of the system over one period. Under the assump-
tion that the thermal energy at the ambient temperature, T ,
is small compared to the initial separation between the
electronic branches, 02 / > 1Bk TΔ , the system will, at the
start of the period, be found in the lower electronic branch
with a distribution, in
nP , of the mechanical excitations,
in in in
, = = 0 = 0
0 0
ˆ = | , , | = | |.
0 1n n
i j n n
P i n j n P n n
∞ ∞
±
⎛ ⎞
ρ 〉〈 〉〈⎜ ⎟
⎝ ⎠
∑ ∑ ∑
During the adiabatic evolution (no coupling between
branches) the system interacts with the external heat bath
and the rate of change of the density matrix is given by,
eff
ˆ ( ) ˆˆ ˆ ˆ= ( ), ( ) ( ( )),
2
t i H t t t
t
∂ρ γ⎡ ⎤− ρ + ρ⎣ ⎦∂
L (8)
where the collision integral
† † †ˆ ˆ ˆ ˆ ˆ ˆˆ ˆ ˆ ˆ ˆ( ) = (1 )( 2 )Bn b b b b b bρ − + ρ + ρ − ρ −L
† † †ˆ ˆ ˆ ˆ ˆ ˆˆ ˆ ˆ( 2 ),Bn bb bb b b− ρ + ρ − ρ (9)
models the interaction of the mechanical subsystem with
the environment. Here, 1= (exp( / ) 1)B Bn k T −ω − and
= / Qγ ω is the thermal damping rate of the vibrational
modes with Q the quality factor. Considering the coupling
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11 1133
to the environment to be small ( Q∼ 510 [23]) we can
solve for the evolution of the density matrix by treating the
interaction of the system with the external environment as
a perturbation.
The adiabatic evolution of the electronic system ensures
that the coupling between the Andreev states is virtually
zero. Only in the small region around 0t do the two
branches interact (through the coupling to the mechanical
degrees of freedom), which is conveniently accounted for
by describing the evolution of ρ̂ through the resonance by
the unitary scattering matrix Ŝ ,
†
0 0
ˆ ˆˆ ˆ( ) = ( )t t S t t Sρ + δ ρ − δ , (10)
1
1
† 2
2
ˆ( ) ˆˆ( )
ˆ 1ˆ =
ˆ( 1)ˆ ˆ( )
ˆ 1
n
n i b
nS
n
ib n
n
ν⎛ ⎞κ⎜ ⎟+⎜ ⎟
⎜ ⎟ν +
κ⎜ ⎟
+⎝ ⎠
, (11)
2 2| ( ) | | ( ) | = 1.i in nκ + ν
Here, †ˆ ˆˆ =n b b is the vibron number operator and the
subscripts 1, 2 refer to the top/bottom Andreev state, re-
spectively. The coefficients ˆ( )i nκ [ ˆ( )i nν ] are respectively
the probability amplitude for the system to stay [scatter]
out of the initial Andreev state i , both of which depend on
the state of the oscillator as outlined above. As such,
2
2| ( ) |nν is the probability of the system, initially in the
state n in the lower electronic branch, to scatter into the
upper electronic branch through the absorption of a vibron.
It thus corresponds to 2
, 1| ( ) |nc+ − δτ from (7) with the
initial state | ,n− 〉 . With this we have 2 2
2| ( ) |n nν π Γ and
also 2 2
2 1| ( ) | =| ( 1) |n nν ν − which follows from the sym-
metry of (7).
After one period the partially filled Andreev branches
merge with the superconducting continuum. Here, non-
adiabatic interactions release the energy of the charge-
carrying quasiparticles into the continuum and the initial
conditions for the Andreev level population is reset [22],
i.e. the electronic system returns to the lower branch (see
Fig. 2). The mechanical system, which forms the major
interest of this paper, will however not return to the initial
distribution after one period. Thus, we may find the density
matrix for the mechanical system after one period, mechˆ fρ ,
by tracing out the electronic degrees of freedom of the total
density matrix,
= 0
0 0
ˆ = | | ,
0 1
f f
n
n
P n n
∞ ⎛ ⎞
ρ 〉〈⎜ ⎟
⎝ ⎠
∑
in †
el elmech
ˆ ˆˆ ˆ ˆ= ( ) =f fTr Tr S S⎡ρ ρ ρ +⎣
in † in †ˆ ˆ ˆ ˆ ˆ ˆˆ ˆ( ) ( ) .
2 2 2 2
V VT T
S S S Sγ γ ⎤+ ρ + ρ ⎦L L (12)
Equation (12) describes the evolution of the mechanical
density matrix over one period. Without coupling to the
environment, = 0γ , this corresponds to the decay of the
mechanical subsystem as for each period there is a
probability 2
2| ( ) |nν that the state | ,n− 〉 scatters into the
state | , 1n+ − 〉 . As the opposite process is forbidden if
initially only the lower electronic branch is populated, the
mechanical subsystem would thus approach the vibrational
ground state at a rate which depends on the strength of the
coupling. As noted above, complete ground state cooling
would however not be possible due to the small but finite
probability of inter-Andreev level scattering through the
emission channel.
When including effects of the environment, the
mechanical subsystem does not necessarily decay to the
ground state since the external damping drives the system
towards thermal equilibrium. In Fig. 3 we plot the
evolution of the distribution of the vibrational states, nP ,
as a function of the quantum numbers n over many
periods for realistic experimental parameters. As can
clearly be seen, the above discussed scattering process acts
to lower the initially thermally distributed population of
the mechanical system, effectively cooling the nanowire
down to a final population of the vibronic states of
= 0.1nnn P n〈 〉 ∑ ∼ . Note, however, that complete ground
state cooling is not achieved due to the temperature of the
external environment.
To evaluate the efficiency of the discussed cooling
mechanism we analyze the stationary solution of (12), i.e.
when the mechanical subsystem does not change over one
period, perturbatively in the small parameter γ . From this
analysis we find that to zeroth order in γ the stationary
Fig. 3. (Color online). Evolution of the distribution of the mecha-
nical modes, ,nP as a function of the quantum state n for diffe-
rent number of periods N ( = /VT eVπ ∼ 20 ns). Initially nP is
thermally distributed exp ( / )n BP n k T∝ − ω with = 5Bk T ω .
Here, 7= 10V − V, =ω 610− eV, 0 = 10Δ ω , 0 =y 20 pm,
=L 100 nm and =H 1 T. Inset shows 2
2| ( ) |nν as a function
of n for the same parameters.
0 5 10 15 20
0.05
0.10
0.15
0.20
0.25
0.30
n
N = 0
N = 1·10
2
N = 5·10
2
N = 2·10
2
N = 3·10
3
0 5 10 15 20 25
0.05
0.1
n
25
|
(n
)|
�
2
2
P
n
1
1
2
2
3
3
44
55
G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, and M. Jonson
1134 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11
solution gives 2
2| ( ) | = 0nn Pν which corresponds to the
distribution of the mechanical modes decaying to the
ground state ( 2
2| (0) | = 0ν ). The corrections to this
solution due to the external heat bath is found from the
higher order terms in the pertubative expansion where the
lowest order correction to the state n scales as nγ . We
thus find that to linear order in γ the correction to the
distribution of the mechanical modes in the stationary
regime, stat
nP , is given by
stat 0 2= ( )
2
B
n n n
n
P P P O
eV
π
+ γ δ + γ , (13)
0 0
0 ,0=n nP P δ ,
2
1 2
2
2
(2 | (1) | )
= ( 1) , = 0,1.
| (1) |
n
nP n+ − ν
δ −
ν
With this, we find that the population of the first excited
state in the stationary regime can be expressed as,
1/3
stat
1 2
0
0.1,B
c
n VP
VQ
⎛ ⎞ω
⎜ ⎟ΔΦ ⎝ ⎠
∼ (14)
which is in accordance with the results shown in Fig. 3.
In this analysis, the strength of the electromechanical
coupling, Γ , plays two roles. First, it dictates the rate of
the cooling process as 2 2
2| ( ) |nν ∝ Γ . Secondly, stronger
coupling ensures a lower final distribution of the mecha-
nical modes; in effect the ratio 2/γ Γ dictates how many
terms in the perturbation expansion (13) need to be con-
sidered in order to accurately describe the stationary
distribution of the mechanical modes. Thus, for the para-
meters considered, we find that we need to include higher
order corrections in γ in the expansion (13) to fully
describe the stationary distribution. This is confirmed in
Fig. 3 which shows a finite probability of not only the
ground state and first excited state being populated in the
stationary regime. Nevertheless, the expectation value of
the population of the mechanical subsystem in Fig. 3 is
0.1n〈 〉 , which is well in the quantum regime.
5. DC current measurement as a probe
for the stationary vibronic population
To probe the stationary distribution of the mechanical
subsystem we suggest studying the dc current through the
weak link as this directly measures the vibron population
as will be shown below. By changing the quality factor of
the system, for example by varying the external pressure,
we find that the stationary vibron population can be direct-
ly measured since it scales linearly with the dc current. To
show this we evaluate the dc current, on resonance, induc-
ed by the inter-Andreev level scattering over one period
when the mechanical subsystem has been driven into the
stationary regime. This current comes about as the two
Andreev levels carry current in opposite directions. As
such, any scattering event which populates the upper And-
reev level will result in a net charge transfer through the
system. Evaluating the total current transfer over a full pe-
riod we have,
/2
0
( )2 2=
TV
dc
V
EeI dt
T
−
⎡ ∂ φ⎢ +
⎢ ∂φ
⎣
∫
/2 /2
( ) ( )
(1 ) ,
T TV V
T TV V
E E
P dt P dt− +
⎤∂ φ ∂ φ ⎥+ − +
⎥∂φ ∂φ
⎥⎦
∫ ∫ (15)
where, P is the total probability for the system to be scat-
tered from the lower to the upper Andreev branch during
one period of evolution. Since n vibration quanta are ex-
cited with probability stat
nP , and since in this case the scat-
tering probability is 2
2| ( ) |nν , the total scattering proba-
bility P is readily obtained, and the expression for dcI
simplifies to (note that the time integration is trivial since
/ = ( / ) / = ( / 2 ) /vt t T t∂ ∂φ ∂ ∂φ ∂ ∂ π ∂ ∂ )
2 stat0
2
0 =0
4
= 1 | ( ) |
2dc n
n
e
I n P
∞⎛ ⎞Δ ω
− ν =⎜ ⎟π Δ⎝ ⎠
∑
2 1= ,ceV Re n
R
⎛ ⎞−
〈 〉Γ ⎜ ⎟⎜ ⎟
⎝ ⎠
(16)
which is plotted in Fig. 4 for the same experimental para-
meters as in Fig. 3.
Equation (16) shows that the dc current over the junc-
tion scales linearly with the average vibron population in
the stationary regime. Here, we note that the correct ex-
pression for the current should also take into account cor-
rections from the environment as discussed in Appendix C.
Numerical simulations show, however, that the inclusion
of these terms does not change the calculated dc current as
compared to that shown in Fig. 4.
From Fig. 4 we note that in the limit of small quality
factor, i.e., high damping, the dc current saturates to a
constant values. This can be understood by the fact that
in this limit the stationary distribution of the vibrational
modes is simply given by the thermal distribution
stat exp ( / )n BP n k T∝ − ω , i.e. the interactions with the en-
vironment are so strong that they always drive the
mechanical system into thermal equilibrium, no matter
how the inter-Andreev level scattering changes this distri-
bution. As such, dc BI n∝ in this regime. In the opposite
regime, Q →∞ , the dc current goes to zero (within the ro-
tating wave approximation) as expected as this regime
corresponds to complete ground state cooling of the me-
chanical subsystem. If this can be achieved, the probability
of Andreev level scattering also goes to zero, 2
2| (0) | = 0ν ,
hence the electronic subsystem stays in the lower Andreev
branch throughout and the dc = 0I .
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11 1135
From the dependency of dcI on 1/ Q in Fig. 4 we
suggest a simple probe by which one could measure the
average vibron population once the mechanical subsystem
has been driven into the stationary regime. We propose to
change the quality factor, for example by increasing the
external pressure of the gas in which the nanowire vibrates,
and measure the dc current in the limit of large damping.
As dcI scales with the thermal equilibrium phonon popu-
lation, Bn , in this regime a further measurement in the low
damping regime should thus give a direct measurement of
the average vibron population,
therm= ,dc
B
dc
I
n n
I
〈 〉 (17)
where therm
dc BI n∝ is the dc current in the limit of high
damping.
6. Conclusions
To conclude, we have shown that quantum mechanical
cooling of a nanomechanical resonator acting as a weak
link between two superconductors is possible. In particular,
we have considered the example of a suspended carbon
nanotube where the unique combination of high resonance
frequencies and mechanical quality factors together with
high electronic transparency lead to sufficiently strong
coupling for efficient cooling to be possible. Using realistic
experimental parameters we have shown that for a short
suspended nanotube, stationary distribution of the popu-
lation of the vibrational modes can be as low as = 0.1n〈 〉
which is truly in the quantum mechanical regime. Further-
more, the suggested mechanism does not rely on any exter-
nal electromagnetic fields to stimulate the cooling process.
Rather, the proposed system should act as a self-cooling
device, given the right experimental parameters, as the
over-cooled Andreev states can readily absorb energy from
the mechanical subsystem given that sufficient coupling
between the two can be achieved. The corresponding ener-
gy uptake of the electronic subsystem is later released into
the quasiparticle continuum, leading to an effective cooling
of the nanomechanical resonator.
Furthermore, it has been shown that by measuring the
dc current as a function of the quality factor, the stationary
distribution of the population of the vibrational modes can
be directly probed. Thus, the suggested system not only
has the capacity of self-cooling, but it also presents a di-
rect, internal probe by which to measure the efficiency of
the cooling mechanism.
Acknowledgments
The authors would like to thank Yury Tarakanov for
help with graphical illustrations. This work was supported
in part by the Swedish VR and SSF, by the EC project
QNEMS (FP7-ICT-233952) and by the Korean WCU
program funded by MEST through KOSEF (R31-2008-
000-10057-0).
Appendix A: Electrical field induced cooling
of suspended nanowire
As mentioned above the required coupling for effective
cooling of our suspended vibrating nanowire could also be
achieved using a transverse electric field. Under such situa-
tions, the non-superconducting suspended wire supplies a
coupling of the Josephson current flow to the nanomecha-
nical bending vibrations through the displacement of the
wire with the electromechanical coupling depending on the
electronic backscattering induced by the electrical field.
With this setup, the interaction term in the Hamiltonian (1)
reads,
†
int 0
ˆ ˆˆ ˆ= ( ) ,zH e y b b+ σE (A.1)
where E is the transverse electric field. Proceeding as
above, we project out the Andreev states ±ψ , which gives
the effective Hamiltonian,
†
eff
ˆ ˆˆ ˆ ˆ( ) = | ( ) | = ( ) zH t H t E t b b± ±〈ψ ψ 〉 Δ τ + ω +
( )†ˆ ˆ ˆ( ) h.c.b b V+ +−+ Ξ + τ + , (A.2)
†
0
ˆ ˆ( ) = ( ) ( ) , = .E t E t b b V e y++Δ + λ + Ξ E
In the above, , ˆ= | |i j i z jV 〈ψ σ ψ 〉 , ˆ ˆ ˆ= ( ) / 2x yi+τ τ + τ
and | |V R+− ∝ [22]. To evaluate this further we perform
the unitary transformation †
eff
ˆ ˆ ˆ( )UH t U ,
†ˆ ˆˆ ˆ= exp [ ( ) ], = / 1,zU b b V++α − τ α Ξ ω (A.3)
Fig. 4. DC current as a function of the inverse quality factor when
the mechanical subsystem has been driven into the stationary
regime. As can be seen, in the limit of very high quality factor,
corresponding to complete ground state cooling of the oscillating
nanowire, the dc current goes zero as no inter-Andreev level
scattering is possible in this regime ( 2
2| (0) | = 0ν ). In the
opposite limit, 10Q , the dc current approaches a constant
value which depends on the external temperature, therm
BdcI n∝ .
Here, the system parameters are the same as in Fig. 3.
10
–6
10
–4
10
–2
10
2
10
0
0
0.05
0.10
0.15
I
,
n
A
d
c
Q
–1
G. Sonne, M.E. Peña-Aza, R. I. Shekhter, L.Y. Gorelik, and M. Jonson
1136 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11
after which the Hamiltonian reads,
†
eff
ˆ ˆˆ ˆ( ) = ( ) zt E t b bτ + ω +H
( )† 2ˆ ˆ ˆ( ) . . ( ).b b V h c O+− ++ Ξ + τ + + α (A.4)
From here on, the analysis follows the previous one with the
coupling constant now being, 2/3= ( | | / )( / )cV V V+−Γ Ξ ω .
For realistic experimental parameters, our analysis shows
that the coupling constant is again much smaller than
unity. Hence we can develop the same perturbative ana-
lysis for the evolution of the density matrix. Using the
same physical parameters as above for the dimensions of
the nanowire, the external temperature and the supercon-
ductive gap with =E 44 10⋅ V·m 1− we find a stationary
occupancy of the vibrational modes of the oscillating nano-
wire of 0.25n〈 〉 ∼ . Thus, this analysis shows that an alter-
native approach to that followed in the main part of the
paper would be to use an electric field to provide the
electromechanical coupling. Both modes of operation give
an efficient cooling of the vibrating nanowire. However,
our analysis shows that the best mode of operation for
ground state cooling should be to consider using a mag-
netic field. This mode also has the added benefit that it
makes it possible to tune the superconductive order pa-
rameter with the magnetic field to achieve resonant con-
ditions.
Appendix B: Emission limited cooling
of the nanowire vibrations
The analysis presented in the main part of the paper,
performed within the rotating wave approximation (RWA),
showed that the suggested cooling mechanism has the ca-
pacity of effectively reducing the excitations of the nano-
wire vibrational modes well into the quantum regime.
Within the RWA, complete ground state cooling is, in
theory, achievable as a large enough quality factor limits
the influence of the environment (heating) on the mecha-
nical sub-system. Thus, in the limit Q →∞ , thermal
heating is negligible and the inter-Andreev level scattering
mechanism reduces the vibronic population to the ground
state with the corresponding decay of dcI .
In the rotating wave approximation we ignore the possi-
bility of electronic scattering from the lower to the upper
branch through the emission channel. This process can
occur if the time spent on resonance, tδ , is short in which
case the uncertainty principle dictates that scattering can
occur not only through the absorption but also through the
non-energy conserving emission channel. By considering
also this channel for inter-Andreev level transition, comp-
lete ground state cooling is not achievable (even in the
limit )Q →∞ as the emission process will continuously
heat the oscillating nanowire. To analyze this we consider
(3) in more detail.
Without the benefit of the RWA approximation we
need to consider all four off-diagonal terms in (3) in order
to fully describe the dynamics of the scattering mechanism.
From the form of (6) one can see that e.g. the term pro-
portional to 1n − corresponds to the scattering from the
lower electronic branch in the state 2n − to the upper
electronic branch in the state 1n − through the emission of
a vibron. Thus, this rate of scattering depends on the pro-
bability of the occupancy of the harmonic oscillator state
2n − and is proportional to 1n − as compared to the
absorption channel which, as shown above, depends on the
probability of the population of the state n and scales
linearly with n . To take these effects into account we
rewrite the unitary scattering matrix (11),
†1 1
1
2
† 2 2
2
ˆ ˆ( ) ( )ˆ ˆˆ( )
ˆ ˆ1ˆ = ,
ˆ ˆ( 1) ( 1)ˆ ˆ ˆ( )
ˆ ˆ1
n n
n i b i b
n nS
n n
ib ib n
n n
ν χ⎛ ⎞′κ +⎜ ⎟+⎜ ⎟
⎜ ⎟ν + χ − ′+ κ⎜ ⎟
+⎝ ⎠
2 2 2| ( ) | =| ( ) | | ( ) |i i in n n′κ κ − χ ,
2 2 2| ( ) | | ( ) | | ( ) | = 1.i i in n n′κ + ν + χ (B.1)
In (B.1) 2 2
2 2| ( ) | , | ( ) |n n′κ ν have the same meaning as
before, i.e. they are respectively the probability to stay or
scatter (through the absorption channel) from the lower
electronic branch with oscillator in the state n . Similarly
2
2| ( ) |nχ gives the probability that the system scatters
from the lower to the upper electronic branch through the
emission channel (the subscripts = 1i correspond to
scattering from the upper to the lower electronic branch).
By construction, these rates are,
2 2
2 1| ( ) | = | ( 1) |n nν ν − ,
2 2
1 2| ( ) | = | ( 1) | ,n nχ χ −
2
2
2
2
| ( 2) |
0.03,
1| ( ) |
n n
nn
χ −
−ν
where 2 2
2| ( ) | =n nν πΓ and the coefficient of / ( 1)n n − in
the last line was found from numerical analysis as discuss-
ed above.
To analyze the limiting value of the stationary
distribution of the vibrational modes in the non-RWA for-
malism we consider the evolution of the mechanical sub-
system with Q →∞ . Proceeding as above we evaluate
(12) with 2
ˆ ˆ=S S and = 0γ . From this we find that the
distribution of the mechanical modes after one period
reads,
in 2 in 2
1 2 2= | ( 1) | | ( ) |f
n n nP P n P n+ ′ν + + κ +
in 2
1 2| ( 1) | .nP n−+ χ − (B.2)
Equation (B.2) dictates that complete ground state
cooling of the mechanical sub-system is not achievable as
Voltage-driven superconducting weak link as a refrigerator for cooling of nanomechanical vibrations
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 10/11 1137
the term proportional to 2
2| ( 1) |nχ − acts to shift the
population to higher vibrational modes and will thus
compete with the term proportional to 2| ( 1)nν + which
acts to lower these. Considering however, that the rate of
absorption is much greater than the rate of emission we
find that the stationary solution of (B.2) corresponds to a
population of the vibrational modes corresponding to
= 0.03n〈 〉 which is in accordance with the perturbative
solution,
2
2
2
2
| (0) |
= 0.03.
| (1) |
n
χ
〈 〉
ν
(B.3)
Thus, we find that by including not only the absorption but
also the emission channel for inter-Andreev scattering the
best theoretically achievable level of cooling is given by
the ratio of these two rates. The corresponding current with
this population of the vibrational modes would be =dcI
= 1.1 pA.
Appendix C: Environmental correction
to the dc current
As discussed in the main text the dc current through the
nanowire scales with the average vibron population, n〈 〉 .
In (16) this is shown for the case when
2 stat
2= | ( ) | nnP n Pν∑ . We note here that this expression
is not completely valid due to the influence of the external
environment. To understand why this is the case we have
to consider that the stationary distribution stat
nP gives the
vibronic population which does not change over one full
period. Over this interval of time, the mechanical sub-
system changes in two ways; by temporal evolution and
through magnetic-field induced scattering. The value of
stat
nP depends on both of these processes. This means that
in order to accurately evaluate the total probability of scat-
tering of the mechanical sub-system we first have to con-
sider the effects of the environment on the evolution of
stat
nP between 0 / 2Vt T≤ ≤ and calculate the total pro-
bability of scattering from this quantity. Performing this
analysis we find that the accurate probability of scattering
reads,
2= ( ) ,
2
V
B
T
P n n n
Q
⎡ ⎤
πΓ 〈 〉 − 〈 〉 −⎢ ⎥
⎣ ⎦
(C.1)
which is again linearly dependent on n〈 〉 but also includes
a correction term from the environment.
A numerical analysis of the dc current as a function of
Q has been performed using both (16) and (C.1), with
little or no discrepancy between the two results. To
understand why the corrections in (26) does not change
dcI we analyze separately the limit of low/high damping
which both give 2=P nπΓ 〈 〉 . In the limit of high quality
factor, the corrections to stat
nP from the thermal inter-
actions are very small 1/ Q∝ , hence they do not influence
the stationary mechanical distribution over the short time-
span / 2VT to any large extent. On the other hand, in the
limit of low quality factor the stationary distribution of the
mechanical modes is given by the thermal distribution,
hence the correction to the total scattering probability in
(C.1) are identically zero. For intermediate values of Q
these competing processes cancel out and the current over
the junction depends only on the average vibron population
in the stationary regime as given by equation (16).
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