Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides

The electronic structure and x-ray magnetic circular dichroism (XMCD) spectra of US, USe,
 and UTe are investigated theoretically from first principles, using the fully relativistic Dirac
 LMTO band structure method. The electronic structure is obtained with the local spin-density ap...

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Datum:2004
Hauptverfasser: Antonov, V.N., Harmon, B.N., Andryushchenko, O.V., Bekenev, L.V., Yaresko, A.N.
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Veröffentlicht: Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України 2004
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Zitieren:Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides / N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, A.N. Yaresko // Физика низких температур. — 2004. — Т. 30, № 4. — С. 411-426. — Бібліогр.: 89 назв. — англ.

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author Antonov, V.N.
Harmon, B.N.
Andryushchenko, O.V.
Bekenev, L.V.
Yaresko, A.N.
author_facet Antonov, V.N.
Harmon, B.N.
Andryushchenko, O.V.
Bekenev, L.V.
Yaresko, A.N.
citation_txt Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides / N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, A.N. Yaresko // Физика низких температур. — 2004. — Т. 30, № 4. — С. 411-426. — Бібліогр.: 89 назв. — англ.
collection DSpace DC
container_title Физика низких температур
description The electronic structure and x-ray magnetic circular dichroism (XMCD) spectra of US, USe,
 and UTe are investigated theoretically from first principles, using the fully relativistic Dirac
 LMTO band structure method. The electronic structure is obtained with the local spin-density approximation
 (LSDA), as well as with a generalization of the LSDA+U method which takes into account
 that in the presence of spin–orbit coupling the occupation matrix of localized electrons becomes
 non-diagonal in spin indexes. The origin of the XMCD spectra in the compounds is
 examined.
first_indexed 2025-12-07T18:21:54Z
format Article
fulltext Fizika Nizkikh Temperatur, 2004, v. 30, No. 4, p. 411–426 Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides V.N. Antonov* and B.N. Harmon Ames Laboratory, Iowa State University, Iowa 50011, USA E-mail: antonov@ameslab.gov; antonov@imp.kiev.ua O.V. Andryushchenko and L.V. Bekenev Institute of Metal Physics, 36 Vernadsky Str., Kiev 03142, Ukraine A.N. Yaresko Max Planck Institute for Physics of Complex Systems, Dresden D-01187, Germany Received August 7, 2003, revised October 21, 2003 The electronic structure and x-ray magnetic circular dichroism (XMCD) spectra of US, USe, and UTe are investigated theoretically from first principles, using the fully relativistic Dirac LMTO band structure method. The electronic structure is obtained with the local spin-density ap- proximation (LSDA), as well as with a generalization of the LSDA+U method which takes into ac- count that in the presence of spin–orbit coupling the occupation matrix of localized electrons be- comes non-diagonal in spin indexes. The origin of the XMCD spectra in the compounds is examined. PACS: 71.28.+d, 71.25.Pi, 75.30.Mb 1. Introduction The uranium compounds US, USe, and UTe belong to the class of uranium monochalcogenides that crys- tallize in the NaCl structure and order ferromag- netically (on the uranium sublattice) at Curie temper- atures of 178, 160, and 102 K, respectively (see, e.g., the review [1]). These uranium compounds exhibit several unusual physical phenomena, which are the reason for a continuing ongoing interest in these com- pounds. Despite their relatively simple and highly symmetrical NaCl structure, it has been found that the magnetic ordering on the uranium atoms is strongly anisotropic [2,3], with the uranium moment favoring a [111] alignment. The magnetic anisotropy in US, e.g., is one of the largest measured in a cubic material, with a magnetic anisotropy constant K1 of more than 2 108• erg/cm3 [4]. Also the magnetic moment itself is unusual, consisting of an orbital moment that is about twice as large as the spin moment, and of oppo- site sign [5–7]. A bulk magnetization measurement [3] yields an ordered moment of 1.55 �B per unit formula, and neutron scattering measurements [8] show a slightly larger value of 1.70 �B , which is assigned to the 5f magnetic moment. These values are far smaller than that expected for the free ion, indicating that some sort of «solid state effect» takes place with the 5f states. From several experimental results (for instance, photoemission [9], electrical resistivity [10], pressure dependence of Curie temperature [11], and specific heat measurements [12,13],) the 5f electrons of US are considered to be itinerant. It has been suggested that uranium monochalco- genides are mixed valence systems [14]. Low-tempera- ture ultrasonic studies on USe and UTe were per- formed in the context of questioning the possibility of the coexistence of magnetism and intermediate va- lence behavior [15]. They found a monotonic trend of the Poisson’s ratio, which decreases with increasing chalcogenide mass and is positive in US, negative in USe, and UTe. This indicates the possibility of inter- mediate valence in the last two compounds. Indeed, a © V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko, 2004 * Permanent address: Institute of Metal Physics, 36 Vernadsky Str., Kiev 03142, Ukraine negative Poisson’s ratio, i.e. a negative C12 elastic constant, is quite common for intermediate valence systems, and its occurrence seems to be due to an an- omalously low value of the bulk modulus. A negative C12 means that it costs more energy to distort the crys- tal from cubic to tetragonal structure than to modify the volume. Thus, when uniaxially compressed along a [100] direction, the material will contract in the [010] and [001] directions, trying to maintain a cubic structure. An explanation for a negative C12 may be given through a breathing deformability of the acti- nide ion due to a valence instability [16]. The dependence of the Curie temperatures TC of US, USe and UTe on hydrostatic pressure up to 13 GPa has been determined in Ref. 17. For USe and UTe, TC initially increases with applied pressures, passing through maxima at pressure of about 6 GPa and 7 GPa, respectively. For US, TC decreases mo- notonically with pressure, which is consistent with pressure-dependent itinerant electron magnetism. Pressure increases the bandwidth and correspondingly decreases the density of states at the Fermi level, which leads to a decrease of TC. The behavior of USe and UTe is suggestive of localized interacting 5f mo- ments undergoing Kondo-type fluctuations, which be- gin to exceed the magnetic interaction when TC passes through a maximum. A theoretical analysis of these experiments is given in Ref. 18. On the basis of band structure calculations it is argued that the nonmo- notonic behavior of TC under pressure is solely the re- sult of pressure-driven increased 5f itineracy. It must be remarked that the behavior of uranium monochalcogenides cannot be explained entirely by a simple trend of increasing localization with increasing chalcogen mass [19]. Whereas such a trend is evident in the dynamic magnetic response, in the pressure de- pendence of the Curie temperatures and in the value of the ordered moment, the behavior of Poisson’s ratio and of the Curie temperature is the opposite from what one would naively expect. There are several band structure calculations of uranium monochalcogenides in the literature [7, 20–28]. Kraft et al. [23] have performed the local spin–density approximation (LSDA) calculation with the spin–orbit interaction (SOI) in a second varia- tional treatment for ferromagnetic uranium monochal- cogenides (US, USe, and UTe) using the ASW me- thod, and have shown that the magnitude of the calculated orbital magnetic moment Ml is larger than that of spin moment Ms and they couple to each other in an antiparallel way. However, the magnitude of the total magnetic moment ( Ms + Ml) is too small com- pared to the experimental data, indicating that the calculated Ml is not large enough. The optical and magnetooptical (MO) spectra of uranium monochalcogenides have been investigated theoretically in Refs. 20,21,23,25. These theoretical spectra are all computed from first principles, using Kubo linear-response theory, but it appears that there are large differences among them. Cooper and co- workers [22] find good agreement with experiment for the real part of the diagonal conductivity (� xx ( )1 ) of UTe, but the much more complicated off-diagonal conductivity (� xy ( )2 ) of US and UTe is about 4 times larger than experiment, and also the shape of their spectrum is different from the experimental one. Halilov and Kulatov [20] also find an off-diagonal conductivity which is much larger than the experi- mental one, but they additionally obtain a diagonal conductivity � xx ( )1 that differs substantially from ex- periment. Gasche [21] find a Kerr rotation spectrum of US that is quite different from experiment, and subsequently consider the effect of an orbital polariza- tion term to improve the ab initio Kerr spectra. Kraft et al. [23] obtained for US, USe, and UTe reasonable agreement with experiment for the absolute value of the Kerr spectra. However, the shape of the Kerr spec- tra is not reproduced by LSDA theory, since the theo- retical spectra exhibit a double-peak structure but the experimental spectra have only a one-peak structure. The LSDA+U calculations presented in Ref. 25 take into account the strong Coulomb correlations among the 5f orbitals and are greatly improve the agreement between theory and experiment for all three materials. This finding appears to be consistent with the qua- silocalized nature of the 5f electrons in these com- pounds. X-ray magnetic circular dichroism (XMCD) tech- nique has developed in recent years into a powerful magnetometry tool to investigate orbital and spin con- tributions to magnetic moments. XMCD measures the difference in absorption of a compound for x rays with the two opposite (left and right ) states of circular po- larization. The study of the 5f electron shell in ura- nium compounds is usually performed by tuning the energy of the x-ray close to the M45, edges of ura- nium (located at 3552 and 3728 eV, respectively) where electronic transitions between 3d3 25 2/ , / and 5 5 27 2f / , / states are involved. Recently XMCD mea- surements have been successfully performed on US at the M45, edges [29]. The XMCD spectrum for U 3 5d f� transitions in US has been calculated in Ref. 27 on the basis of the HF approximation for an ex- tended Hubbard model. The parameters involved in the tight-binding model were determined by fitting the energy of Bloch electrons in the paramagnetic state obtained in LDA band structure calculation. 412 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko There are no XMCD calculations for USe and UTe in the literature. With the aim of undertaking a systematic investi- gation of the trends in uranium compounds we present the theoretically calculated electronic structure and XMCD spectra at M45, edges for the UX (X — S, Se, and Te) compounds. The paper is organized as follows. Section 2 pre- sents a description of the crystal structure of the U monochalcogenides and the computational details. Section 3 is devoted to the electronic structure and XMCD spectra of US, USe, and UTe calculated in the LSDA and LSDA+U approximations. The XMCD the- oretical calculations are compared to the experimental measurements. Finally, the results are summarized in Sec. 4. 2. Computational details Magnetooptical effects refer to various changes in the polarization state of light upon interaction with materials possessing a net magnetic moment, includ- ing rotation of the plane of linearly polarized light (Faraday, Kerr rotation), and the complementary dif- ferential absorption of left and right circularly polar- ized light (circular dichroism). In the near-visible spectral range these effects result from excitation of electrons in the conduction band. Near x-ray absorp- tion edges, or resonances, magnetooptical effects can be enhanced by transitions from well-defined atomic core levels to transition symmetry selected valence states. There are at least two alternative formalisms for describing resonant soft x-ray MO properties. One uses the classical dielectric tensor [30]. Another uses the resonant atomic scattering factor including charge and magnetic contributions [31,32]. The equivalence of these two descriptions (within the dipole approxi- mation) is demonstrated in Ref. 33. For the polar Kerr magnetization geometry and a crystal of tetragonal symmetry, where both the four- fold axis and the magnetization M are perpendicular to the sample surface and the z axis is chosen parallel to them, the dielectric tensor is composed of the diago- nal �xx and � zz components and the off-diagonal �xy component in the form � � � �� � � � � � � � � xx xy xy xx zz 0 0 . (1) A complete description of MO effects in this for- malism is given by the four nonzero elements of the di- electric tensor or, equivalently, by the complex refrac- tive index n( )� n i( ) ( ) ( ) ( )� � � � � � �� � � �1 (2) for several normal modes corresponding to the propa- gation of pure polarization states along specific direc- tions in the sample. The solution of Maxwell’s equa- tions yields these normal modes [34]. One of these modes is for circular components of opposite (�) helicity with wave vector h M| | having indexes n i ixx xy� � �� � � � �1 � � � � . (3) The two other cases are for linear polarization with h M� [33]. One has electric vector E M| | and index n i zz| | | | | |� � � �1 � � � . The other has E M� and n i xx xy xx� � �� � � � �1 2 2� � � � �( ) / . At normal light incidence the complex Faraday an- gle is given by [33,35] � � � � � � � F F Fi l c n n( ) ( ) ( ) ( )� � � �� �2 . (4) where c is the speed of light, and � �F ( ) and � �F ( ) are the Faraday rotation and the ellipticity. The com- plex Faraday response describes the polarization changes to the incident linear polarization on propa- gation through the film of thickness l. (The incident linearly polarized light is a coherent superposition of two circularly waves of opposite helicity.) Magnetic circular dichroism is of first order in M (or �xy) and is given by � �� �� or � � �� �, respec- tively, the later representing the magnetooptical rota- tion (MOR) of the plane of polarization (Faraday ef- fect). Magnetic linear dichroism (MLD) n n� � | | (also known as the Voigt effect) is quadratic in M. The Voigt effect is present in both ferromagnets and antiferromagnets, while the first-order MO effects in the forward scattering beam are absent with the net magnetization in antiferromagnets. The alternative consideration of the MO effects is based on the atomic scattering factor f q( , )� , which provides a microscopic description of the interaction of x-ray photons with magnetic ions. For forward scat- tering (q � 0) f Z f if( ) ( ) ( )� � �� � � � �� , where Z is the atomic number. f �( )� and ��f ( )� are the anomalous dispersion corrections related to each other by the Kramers–Kronig transformation. The general equiva- lence of these two formalisms can be seen by noting the one-to-one correspondence of terms describing the same polarization dependence for the same normal modes [33]. For a multicomponent sample they relate to � and � through: � � � � �( ) ( )� �� 2 2 2 c r Z f Ne i i i i , (5) Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 413 � � � � �( ) ( )� ��� 2 2 2 c r f Ne i i i , (6) where the sum is over atomic spheres, each having number density Ni , and re is the classical electron ra- dius. The x-ray absorption coefficient � ��( ) of polar- ization � may be written in terms of the imaginary part of f� �( ) as � � � � �� �( ) ( )� �� 4 r c fe � , (7) where � is the atomic volume. The x-ray MCD, which is the difference in x-ray absorption for right- and left-circularly polarized photons (� � �� �) can be represented by ( �� � �� � �f f ). Faraday rotation � �F ( ) of linear polarization measures the MCD in the real part �f� of the resonant magnetic x-ray-scattering am- plitude, i.e [36] � � � � � � �F el c n n lr f f( ) [ ] ( ( ) ( )) .� � � � � � � � � �2 Re � (8) Finally, the x-ray scattering intensity from an ele- mental magnet at the Bragg reflection measured in the resonant magnetic x-ray-scattering experiments is just the squared modulus of the total scattering amplitude, which is a linear combination of ( � � �� �� � �� � �f if f ifz z, ) with the coefficients fully determined by the experi- mental geometry [35]. Multiple scattering theory is usually used to calculate the resonant magnetic x-ray scattering amplitude ( � � ��f if ) [30,35,37]. We should mention that the general equivalence of the dielectric tensor and scattering factor descriptions holds only in the case considering dipole transitions contributing to the atomic scattering factor f( )� . Higher-order multipole terms have different polariza- tion dependence [31]. Using straightforward symmetry considerations it can be shown that all magnetooptical phenomena (XMCD, MO Kerr and Faraday effects) are caused by symmetry reduction, in comparison to the paramag- netic state, caused by magnetic ordering [38]. XMCD properties are manifested only when SO coupling is considered in addition. To calculate the XMCD properties one has to account for magnetism and SO coupling at the same time when dealing with the elec- tronic structure of the material considered. The theo- retical description of magnetic dichroism can be cast into four categories. On the one hand, there are one-particle (ground-state) and many-body (excited- state) theories; on the other hand, there are theories for single atoms and those which take into account the solid state. To name a few from each category, for atomic one-particle theories we refer to Refs. 39 and 40, for atomic many-particle multiplet theory to Refs. 41–44, for solid many-particle theories to Ref. 45, and for solid one-particle theories (photoelec- tron diffraction) to Refs. 46–49. A multiple-scattering approach to XMCD, a solid-state one-particle theory, has been proposed by Ebert et al. [50–52] and Tamura et al. [53]. Within the one-particle approximation, the absorp- tion coefficient � for an incident x ray of polarization � and photon energy �� can be determined as the proba- bility of electron transition from an initial core state (with wave function� j and energy Ej ) to a final unoc- cupied state (with wave function� nk and energy Enk) � �� �j n n j( ) | | | |� � � �� k k ! 2 � � � �� � �( ) ( )E E E En j n Fk k� . (9) The ! � is the dipole electron–photon interaction op- erator ! � �"� � e a , (10) where " are the Dirac matrices, and a� is the � polar- ization unit vector of the photon potential vector [ ( , , )a / i� � �1 2 1 0 , az � ( , , )0 0 1 ]. (Here +/– de- notes, respectively, left and right circular photon po- larizations with respect to the magnetization direction in the solid.) More detailed expressions of the matrix elements for the spin-polarized fully relativistic LMTO method may be found in Refs. 52,54. While XMCD is calculated using equation (9), the main features can be understood already from a simpli- fied expression for paramagnetic solids. With restric- tion to electric dipole transitions, keeping the integra- tion only inside the atomic spheres (due to the highly localized core sates) and averaging with respect to po- larization of the right, one obtains the following ex- pression for the absorption coefficient of the core level with (l j, ) quantum numbers [55]: � � � � � � lj l j l l j j l l jj j 0 1 1 12 1 4 1 ( ) , , , , � � � � � � � � � � � � � � � � � , j j 1 � � � � � � � � � � � � � �l l j j l j l j l j j j j N E C E , , , , , ( )( ) ( ) ( ) 1 1 2 1 . (11) where N El j� �, ( ) is the partial density of empty sta- tes and the C E l j l j , , ( )� � radial matrix elements [55]. Equation (11) allows only transitions with #l � �1, #j � �0 1, (dipole selection rules) which means that the absorption coefficient can be interpreted as a di- rect measure for the sum of ( , )l j -resolved DOS curves weighted by the square of the corresponding radial matrix element (which usually is a smooth function of energy). This simple interpretation is also valid for the spin-polarized case [30]. 414 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko The application of standard LSDA methods to f-shell systems meets with problems in most cases, be- cause of the correlated nature of the f electrons. To ac- count better for the on-site f-electron correlations, we have adopted as a suitable model Hamiltonian that of the LSDA+U approach [56]. The main idea is the same as in the Anderson impurity model [57]: the separate treatment of localized f electrons for which the Cou- lomb f–f interaction is taken into account by a Hub- bard-type term in the Hamiltonian 1 2 U n ni i j j � � (ni are the f-orbital occupancies), and delocalized s p d, , elec- trons for which the local density approximation for the Coulomb interaction is regarded as sufficient. Hubbard [58,59] was one of the first to point out the importance, in the solid state, of Coulomb correla- tions which occur inside atoms. The many-body crys- tal wave function has to reduce to many-body atomic wave functions as the lattice spacing is increased. This limiting behavior is missed in the LDA/DFT. The spectrum of excitations for the shell of an f-electron system is a set of many-body levels describing pro- cesses of removing and adding electrons. In the simpli- fied case, when every f electron has roughly the same kinetic energy � f and Coulomb repulsion energy U, the total energy of the shell with n electrons is given by E Un n /n fn� � �� ( )1 2 and the excitation spec- trum is given by � �n n n fE E Un� � � ��1 . Let us consider an f ion as an open system with a fluctuating number of f electrons. The correct formula for the Coulomb energy of f–f interactions as a func- tion of the number of f electrons N given by the LDA should be E UN N /� �( )1 2 [60]. If we subtract this expression from the LDA total energy functional and add a Hubbard-like term (neglecting for now ex- change and non-sphericity) we will have the following functional: E E UN N / U n nLDA i i j j� � � � � �( )1 2 1 2 . (12) The orbital energies � i are derivatives of (12): � �i i LDA i E n U n� $ $ � � �( ) 1 2 . (13) This simple formula gives the shift of the LDA orbital energy �U/2 for occupied orbitals (ni � 1) and �U/2 for unoccupied orbitals (ni � 0). A similar for- mula is found for the orbital dependent potential V E/ ni i( ) ( )r r� � � , where the variation is taken not on the total charge density %( )r but on the charge density of a particular ith orbital ni ( )r : V V U ni LDA i( ) ( ) ( )r r� � � 1 2 . (14) Expression (14) restores the discontinuous behavior of the one-electron potential of the exact density- functional theory. The functional (12) neglects exchange and non- sphericity of the Coulomb interaction. In the most general rotationally invariant form the LDA +U func- tional is defined as [61,62] E n E E n E nLDA U L S DA U dc� � � �[ ( ), �] [ ( )] ( �) ( �) ,% %r r( ) (15) where E L S DA( ) [ ( )]% r is the LSDA (or LDA as in Ref. 60) functional of the total electron spin densities, E nU( �) is the electron–electron interaction energy of the localized electrons, and E ndc( �) is the so-called «double counting» term which cancels approximately the part of an electron–electron energy which is al- ready included in E LDA. The last two terms are func- tions of the occupation matrix �n defined using the lo- cal orbitals � �� �lm . The matrix � | | | |,n n m m� � �� � generally consists of both spin-diagonal and spin-non-diagonal terms. The latter can appear due to the spin–orbit interaction or a noncollinear magnetic order. Then, the second term in Eq. (15) can be written as [61–63]: E n U nU m m m m m m m m m� � � � �� 1 2 1 2 1 2 3 4 3 4 ( , ,{ } , , � � � � � � � � �n U nm m m m m m m m� � � �1 2 1 4 3 2 3 4, , ), (16) where Um m m m1 2 3 4 are the matrix elements of the on-site Coulomb interaction which are given by U a Fm m m m m m m m k l k k 1 2 3 4 1 2 3 4 0 2 � � � , (17) with F k being screened Slater integrals for a given l and a k lm Y lm lm Y lm m m m m k kq kq q k k 1 2 3 4 4 2 1 1 2 3 4� � � �� � � � � | | | |* . (18) The � �lm Y lmkq1 2| | angular integrals of a product of three spherical harmonics Ylm can be expressed in terms of Clebsch–Gordan coefficients, and Eq. (18) becomes a C m m m m k m m m m l k l1 2 3 4 1 2 3 4 0 0 0 2� �� �� , ( ) , � � � C C km m lm lm km m lm lm 1 2 2 1 1 2 3 4 , , . (19) Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 415 The matrix elements Ummm m� � and Umm m m� � which enter those terms in the sum in Eq. (16) which con- tain a product of the diagonal elements of the occupa- tion matrix can be identified as pair Coulomb and ex- change integrals: U Ummm m mm� � �� ,U Jmm m m mm� � �� . (20) The averaging of the matrices Umm� and U Jmm mm� �� over all possible pairs of m m, � defines the averaged Coulomb U and exchange J integrals which enter the expression for E dc. Using the properties of the Clebsch–Gordan coefficients, one can show that U l U Fmm mm � � �� � � 1 2 1 2 0 ( ) , (21) U J l l U J mm mm mm� � � � � � � � �� 1 2 2 1( ) ( ) � � � � � �F l C F n l l k k l 0 0 2 2 2 1 2 0 0, , (22) where the primed sum is over m m� & . Equations (21) and (22) allow us to establish the following relation between the average exchange integral J and Slater integrals: J l C Fn l l k l k � � � 1 2 0 0 0 2 2 2 ( ), , (23) or explicitly J F F� � 1 14 2 4( ), for l � 2, (24) J F F F� � � 1 6435 286 195 2502 4 6( ) for l � 3. (25) The meaning of U has been carefully discussed by Herring [64]. For example, in an f-electron system with n f electrons per atom,U is defined as the energy cost for the reaction 2 1 1( )f f fn n n� �� � , (26) i.e., the energy cost for moving an f electron between two atoms which both initially had n f electrons. It should be emphasized that U is a renormalized quan- tity which contains the effects of screening by fast s and p electrons. The number of these delocalized elec- trons on an atom with n � 1 f electrons decreases whereas their number on an atom with n � 1 f elec- trons increases. The screening reduces the energy cost for the reaction given by Eq. (26). It is worth noting that because of the screening the value of U in L(S)DA +U calculations is significantly smaller then the bareU used in the Hubbard model [58,59]. In principle, the screened CoulombU and exchange J integrals can be determined from supercell LSDA calculations using Slater’s transition state technique [65] or from constrained LSDA calculations [66–68]. Then, the LDA+U method becomes parameter-free. However, in some cases, as for instance for bcc iron [65], the value of U obtained from such calculations appears to be overestimated. Alternatively, the value of U estimated from the photoemission spectroscopy (PES) and x-ray bremsstrahlung isochromat spectros- copy (BIS) experiments can be used. Because of the difficulties with unambiguous determination of U it can be considered as a parameter of the model. Then its value can be adjusted so as to achieve the best agreement of the results of LDA+U calculations with PES or optical spectra. While the use of an adjustable parameter is generally considered an anathema among first-principles practitioners, the LDA+U approach does offer a plausible and practical method for the ap- proximate treatment of strongly correlated orbitals in solids. It has been fond that many properties evalu- ated with the LDA+U method are not sensitive to small variations of the value ofU around some optimal value. Indeed, the optimal value ofU determined em- pirically is often very close to the value obtained from supercell or constrained density functional calcula- tions. All three chalcogenides, namely, US, USe, and UTe, considered in the present work crystallize in the NaCl type structure (B1) with space group symmetry Fm m3 . The uranium atom is positioned at (0,0,0) and the chalcogen at (1/2, 1/2, 1/2). The details of the computational method are de- scribed in our previous papers [69,70], and here we only mention several aspects. The calculations were performed using the fully relativistic LMTO method for the experimentally observed lattice constants a � = 5.86, 6.06, and 6.436 � for US, USe, and UTe, re- spectively. To improve the potential we include addi- tional empty spheres in the (1/4, 1/4, 1/4) posi- tions. We used the von Barth–Hedin parametrization [71] for the exchange-correlation potential. Brillouin zone (BZ) integrations were performed using the im- proved tetrahedron method [72] and the charge was obtained self-consistently with 1330 irreducible k points. The basis consisted of U s, p, d, f and g; chalcogen s, p and d; empty spheres s and p LMTOs. We have adopted the LSDA+U method [56] as a different level of approximation to treat the elec- tron–electron correlation. We used a generalization of the LSDA+U method which takes into account that in the presence of spin–orbit coupling the occupation 416 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko matrix of localized electrons becomes nondiagonal in spin indexes [61]. Screened CoulombU and exchange J integrals enter the LSDA+U energy functional as ex- ternal parameters and have been set to U = 2 eV de- rived from XPS measurements and J = 0.5 eV. 3. Results and discussion 3.1. Band structure and magnetic moments In our band structure calculations we have per- formed two independent fully relativistic spin-polar- ized calculations. We consider the 5f electrons as: itinerant electrons using the local spin-density ap- proximation; and partly localized using the LSDA+U approximation. Figure 1 shows the energy band structure of US for both the approximations. The LSDA energy band structure of US can be subdivided into three regions separated by energy gaps. The bands in the lowest re- gion around –15 eV have mostly S s character with a small amount of U sp character mixed in. The next six energy bands are S p bands separated from the s bands by an energy gap of about 6 eV. The width of the S p band is about 4 eV. U 6d bands are broad and extend between –2.5 and 10 eV. The sharp peaks in the DOS just below and above the Fermi energy are due to the 5 5 2f / and 5f7 2/ states, respectively. Figure 1 also shows the energy bands and total density of states of US in the LSDA+U approximation [61,62]. The Cou- lomb repulsion splits partially occupied U 5f5 2/ states and the LSDA+U calculations give a solution Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 417 0 0 5 5 X W K L W U X 0 4 8 US X W K L W U X 0 4 8 – 5 – 5 – 10 – 10 – 15 – 15 E n e rg y, e V E n e rg y, e V DOS LSDA+U � � � � LSDA Fig. 1. Self-consistent fully relativistic energy band structure and total DOS (in states/(unit cell·eV)) of US calculated within the LSDA and LSDA+U approximations with U = 2 eV and J = 0.5 eV. with three localized 5f electrons in US. U 5f states just above the Fermi level are formed by the remain- ing 5f5 2/ states, whereas the peak of 5f7 2/ states is pushed about 1 eV upward from its LSDA position. Figure 2 shows the calculated fully relativistic spin-polarized partial 5f density of states of fer- romagnetic uranium monochalcogenides calculated in the LSDA and LSDA+U approximations. Because of large spin–orbit interaction of 5f electrons, the j /� 5 2 and j /� 7 2 states are fairly well separated and the occupied states are composed mostly of the j /� 5 2 states. The 5f7 2/ states are almost empty. In magnets, the atomic spin Ms and orbital Ml magnetic moments are basic quantities and their sepa- rate determination is therefore important. Methods of their experimental determination include traditional gyromagnetic ratio measurements [73], magnetic form factor measurements using the neutron scattering [74], and magnetic x-ray scattering [75]. In addition to these, the recently developed x-ray magnetic circular dichroism combined with several sum rules [76,77] has attracted much attention as a method of site- and symmetry-selective determination of Ms and Ml . Ta- ble presents the comparison between calculated and experimental magnetic moments in uranium mono- chalcogenides. For comparison, we also list the results of previous band structure calculations. Our LSDA re- sults obtained by the fully relativistic spin-polarized LMTO method are in good agreement with the ASW results of Kraft et al. [23]. The LSDA calculations for ferromagnetic uranium monochalcogenides (US, USe, and UTe) give a magnitude of the total magnetic mo- ment Mt too small compared to the experimental 418 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko U 5f5/2 U 5f7/2 0 5 0 5 – 2 – 1 0 1 2 3 4 0 5 10 10 10 5 5 – 2 – 1 0 1 2 3 4 5 1 0 Energy, eV Energy, eV LSDA LSDA+U US USe UTe Fig. 2. The partial 5f5 2/ and 5f7 2/ density of states (in states/(atom·eV)) within US, USe, and UTe calculated in the LSDA and LSDA+U approximations. data, indicating that the calculated Ml is not large enough. It is a well-known fact, however, that the LSDA calculations fail to produce the correct value of the or- bital moment of uranium compounds [7,78,80–82]. In LSDA, the Kohn-Sham equation is described by a lo- cal potential including the spin-dependent electron density. The electric current, which describes Ml , is, however, not included. This means that although Ms is self-consistently determined in LSDA, there is no framework to simultaneously determine Ml self-con- sistently. Numerous attempts have been made to better esti- mate Ml in solids. They can be roughly classified into two categories. One is based on the so-called current density functional theory [83–85] that is intended to extend density functional theory to include the orbital current as an extra degree of freedom, which describes Ml . Unfortunately the explicit form of the current density functional is at present unknown. The other category includes the orbital polarization (OP) [7,78, 81,82], self-interaction correction (SIC) [86], and LSDA+U [61,62] approaches, which provide a means beyond the LSDA scheme to calculate Ml . For a better description of Ml , the OP functional form of BLz 2 with the Racah parameter B has been de- duced [7] from an atomic multiplet ground state with- out SOI, whose S and L are given by Hund’s rules. However, the OP method does not assure us that it will give a good description when the SOI is included and thus S and L are no longer good quantum num- bers. Using the LSDA+OP method Brooks [7] ob- tained larger magnitude of Ml and improvement in Mt . However, they have stated that the individual magnitudes of Ms and Ml are considered to be too large from the analysis of the magnetic form factor, and the ratio Ml/ Ms is still far from the experimen- tal value for all the three uranium monochalcogenides (Table). Solovyev et al. [62] argue that the key parameter responsible for the exchange-correlation enhancement of the orbital magnetic moments in solids is the «Hub- bard U» rather than the intra-atomic Hund’s second rule coupling, being consistent with a more general concept of the orbital polarization. This leads to a uni- fied rotationally invariant LSDA+U prescription for the orbital magnetism. Table presents the calculated magnetic moments in uranium monochalcogenides us- ing a generalization of the LSDA+U method [61,62]. In this calculations we usedU � 2 0. eV and J � 0 5. eV. Table presents also the LSDA+U calculated magnetic moments withU J� � 0 5. eV. Since in that caseUeff = = 0 the effect of LSDA+U comes from non-spherical terms which are determined by F2, F 4, and F6 Slater integrals. Since the basic idea of such an approach is similar to the OP method [7,81], we denote the last approximation as LSDA+U(OP). The LSDA+U(OP) approximation describes the correlations between spin and orbital magnetic moment directions. Figure 3 shows the 5f5 2/ partial density of states in US calculated within the LSDA, LSDA+U(OP) and LSDA+U approximations. The LSDA+U(OP) approx- imation strongly affects the relative energy positions of mj projected 5f density of states and substantially improves their orbital magnetic moments (Table). For example, the ratio M /Ml s in the LSDA+U(OP) cal- culations is equal to –2.17 and –2.14 for US and UTe, respectively. The corresponding experimental value Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 419 Table The experimental and calculated spin Ms, orbital Ml, and total Mt magnetic moments at uranium site (in �B) of US, USe, and UTe. Compound Method Ms Ml Mt – Ml/Ms LSDA –1.53 2.14 0.60 1.41 LSDA+U(OP) –1.48 3.21 1.72 2.17 LSDA+U –1.35 3.42 2.07 2.53 US LSDA [23] –1.6 2.5 0.9 1.6 LSDA+OP [7] –2.1 3.2 1.1 1.5 OP scaled HF [78] –1.51 3.12 1.61 2.07 HF(TB) [27] –1.49 3.19 1.70 2.14 exper. [8] –1.3 3.0 1.7 2.3 exper. [3] — — 1.55 — LSDA –1.75 2.54 0.79 1.45 LSDA+U(OP) –1.65 3.65 2.00 2.21 LSDA+U –1.96 4.61 2.65 2.35 USe LSDA [23] –1.8 2.8 1.0 1.5 LSDA+OP [7] –2.4 3.4 1.0 1.4 exper. [8] — — 2.0 — exper. [3] — — 1.8 — LSDA –2.12 3.12 1.00 1.47 LSDA+U(OP) –1.91 4.09 2.17 2.14 LSDA+U –2.13 4.95 2.81 2.32 UTe LSDA [23] –2.2 3.4 1.2 1.5 LSDA+OP [7] –2.6 3.4 0.8 1.3 exper. [79] –1.57 3.48 1.91 2.21 exper. [8] — — 2.2 — exper. [3] — — 1.9 — are –2.3 for US from the neutron measurements [8] and –2.21 for UTe from the magnetic Compton profile measurements [79]. The 5f spin Ms and orbital Ml magnetic moments in US have been also calculated in Ref. 27 on the basis of the HF approximation for an extended Hubbard model. The tight-binding model includes the int- ra-atomic 5f–5f multipole interaction and the SOI in the 5f state. The parameters involved in the model were determined by fitting with the energy of Bloch electrons in the paramagnetic state obtained in the LDA band structure calculation. The calculated ratio of the moments M /Ml s of –2.14 and Ml of –3.19�B are in good agreement with available experimental re- sults (Table). We should mention that the results of the LSDA+U(OP) calculations are in close agreement 420 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko 5 f 5/2 m j = m j = m j = m j = 0 1 2 3 0 1 2 3 –1 0 1 2 1 2 3 LSDA+U other US LSDA LSDA+U(OP) P ar tia lD O S ,s ta te s/ (a to m ·e V ) Energy, eV – 5/2 –3/2 –1/2 +1/2 Fig. 3. The partial 5f5 2/ density of states (in states/(atom·eV)) in US, USe, and UTe calculated within the LSDA, LSDA+U(OP), and LSDA+U approximations. with the results obtained using the HF approximation for an extended Hubbard model [27] (Table). Both the approximations take into account the SOI and the intra-atomic 5f–5f Coulomb interaction in the Hub- bard model. The small differences in magnetic mo- ments are due to slightly different values of Ueff . In our calculations we used U J� � 0 5. eV, which gives Ueff = 0. The authors of Ref. 27 usedU � 0 76. eV and J � 0 5. eV, which givesUeff = 0.26 eV. Besides, there are some small differences in the F2, F 4, and F6 Slat- er integrals in two the calculations. Figure 3 also shows the mj projected 5f /5 2 density of states in US calculated in the LSDA+U approxima- tion with U � 2 0. eV and J � 0 5. eV. The correspond- ing partial DOSs for USe and UTe are presented in Fig. 4. The degree of localization of occupied 5f /5 2 states is increasing from US to UTe. In US the 5f /5 2 f /5 2 states with m /j � �5 2 is strongly hybridized with other occupied states, while the hybridization in USe and particularly in UTe almost vanishes. The 5f /5 2 states with m /j � �5 2 are responsible for the narrow single peak in UTe (Fig. 4). The orbital magnetic mo- ments calculated in the LSDA+U approximation are larger than calculated in the LSDA+U(OP) approxi- mation, which leads to a slightly overestimated ratio M /Ml s in comparison with the experimental data for the LSDA+U calculations (Table). 3.2. XMCD spectra The XMCD measurements on the U M45, edges of US have been presented in Ref. 29. The measured dichroic M4 line consists of a simple nearly symmetric negative peak that has no distinct structure. Such a Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 421 5f 5/ 2 m j = m j = m j = m j = 0 1 2 3 –2 –1 0 1 2 1 2 3 4 P ar tia lD O S ,s ta te s/ (a to m ·e V ) USe UTe other Energy, eV – 5/2 –3/2 –1/2 +1/2 Fig. 4. The partial 5f /5 2 density of states (in states/(atom·eV)) in US, USe, and UTe calculated within the LSDA+U approximation. peak is characteristic of the M4 edge of all uranium systems. The dichroic line at the M5 edge has an asym- metric s shape with two peaks — a stronger negative peak and a weaker positive peak. The dichroism at the M4 edge is more than one order of magnitude larger than at the M5 edge. We recall that the M4 (M5) edge corresponds to 3 3 53 2 5 2d d f/ /( )� transitions. The created 3d core hole has electrostatic interaction with the 5f shell. However, in a first approximation, this interaction can be neglected since no clear multiplet structure is distinguished in the absorption spectra. This approxi- mation is supported theoretically since the Slater integrals F d fk( , )3 5 andG d fk( , )3 5 are small compared to the F f fk( , )5 5 integrals and 3d spin-orbit interac- tion [29]. In neglect of the core-level splitting the measured spectra reflect the density of states above the Fermi level EF weighted by the dipole transition probabilities. Since the XMCD technique uses circu- larly polarized x rays, the dichroism contains informa- tion about the character of the magnetic sublevels in the DOS. Because of the electric dipole selection rules (#l � �1; #j � �0 1, ) the major contribution to the ab- sorption at the M4 edge stems from the transitions 3 53 2 5 2d f // � and that at the M5 edge originates pri- marily from 3 55 2 7 2d f/ /� transitions, with a weaker contribution from 3 55 2 5 2d f/ /� transitions. For the later case the corresponding 3 55 2 5 2d f/ /� radial ma- trix elements are only slightly smaller than for the 3 55 2 7 2d f // � transitions. The angular matrix ele- ments, however, strongly suppress the 3 55 2 5 2d f // � contribution. Therefore the contribution to the XMCD spectrum at the M5 edge from the transitions with #j � 0 is 15 times smaller than the transitions with #j � 1 (see Eq. 11). Figure 5 shows the XMCD spectra of US, USe, and UTe at the uranium M45, edges calculated within the LSDA and LSDA+U approximations. It is clearly seen that the LSDA calculations give inappropriate results. The major discrepancy between the LSDA calculated and experimental XMCD spectra is the size of the M4 XMCD peak. The LSDA underestimates the integral intensity of the XMCD at M4 edge. As the integrated XMCD signal is proportional to the orbital moment [76] this discrepancy could be related to an underesti- mation of the orbital moment by LSDA-based compu- tational methods (Table). On the other hand, the LSDA+U approximation produces good agreement with the experimentally measured intensity for the M4 XMCD spectrum. In the case of the M5 XMCD spectrum, the LSDA strongly overestimates the value of the positive peak. The LSDA+U(OP) approxima- tion gives good agreement in the shape and intensity of the XMCD spectrum at the M5 edge. The behavior of the 5f electrons ranges from nearly delocalized to almost localized: US is considered to be nearly itinerant [88], while UTe is considered to be quasilocalized [89]. So the failure of LSDA descrip- tion of XMCD spectra in US comes as a surprise, be- cause, if the 5f electrons are itinerant, one would ex- pect the delocalized LSDA approach to be applicable. However, as the integrated XMCD signal is propor- tional to the orbital moment [76], this discrepancy could be related to an underestimation of the orbital moment by LSDA-based computational methods. It is interesting to note that the LSDA+U(OP) and LSDA+U calculations give similar results for the XMCD spectrum at the M5 edge in the case of US and became relatively more different going through USe and UTe, probably reflecting the increase of degree of 422 Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 V.N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, and A.N. Yaresko X5 –2 –1 0 1 X2 –3 –2 –1 0 1 2 X2 –3 –2 –1 0 1 UTe USe LSDA LSDA+U (OP) LSDA+U experiment US U M x- ra y m ag n e tic ci rc u la r d ic h ro is m , a rb . u n its 4 ,5 0 20 40 60 80 100 Energy, eV Fig. 5. The XMCD spectra of US, USe, and UTe at the uranium M45, edges calculated within the LSDA (dashed lines), LSDA+U(OP) (dotted lines), and LSDA+U (solid lines) approximations. Experimental spectra of US [87] (open circles) were measured at magnetic field 2 T. The U M4 spectra are shifted by –95 eV to include them in the figure. localization of the 5f electrons. Besides, the relative intensity of the M5 and M4 XMCD spectra is strongly increased going from US to UTe. Experimental mea- surements of the XMCD spectra in USe and UTe are highly desired. 4. Summary We have studied by means of an initio fully-relativ- istic spin-polarized Dirac linear muffin-tin orbital method the electronic structure and the x-ray mag- netic circular dichroism in US, USe, and UTe. We found that the degree of localization of occupied 5f5 2/ states is increasing going from US to UTe. In US the 5 f5 2/ states with m /j � �5 2 is strongly hybridized with other occupied states, while this hybridization in USe and particularly in UTe almost vanishes. The 5 f5 2/ states with m /j � �5 2 form a narrow single peak in UTe. The LSDA calculations for ferromagnetic uranium monochalcogenides (US, USe, and UTe) give the magnitude of the total magnetic moment Mt too small compared to the experimental data, indicating that the calculated Ml is not large enough. On the other hand, the LSDA+U method (with Ueff = 0, the so called LSDA+U(OP) approximation) provides good agreement with neutron and XMCD experimental data. The orbital magnetic moments calculated in the LSDA+U approximation are larger than calculated in the LSDA+U(OP) approximation, which leads to a slightly overestimated ratio M /Ml s in comparison with the experimental data for the LSDA+U calcula- tions. The experimentally measured dichroic U M4 line in US consists of a simple nearly symmetric negative peak that has no distinct structure. The dichroic line at the M5 edge has an asymmetric s shape with two peaks — a stronger negative peak and a weaker posi- tive peak. The major discrepancy between the LSDA calculated and experimental XMCD spectra is the size of the M4 XMCD peak. The LSDA underestimates the integral intensity of the XMCD at the M4 edge. As the integrated XMCD signal is proportional to the orbital moment this discrepancy could be related to an underestimation of the orbital moment by LSDA- based computational methods. The LSDA calculations also strongly overestimates the value of the positive peak of the XMCD spectrum at the M5 edge. On the other hand, the LSDA+U(OP) approximation gives good agreement in the shape and intensity of the U XMCD spectra at the M4 and M5 edges. 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Reihl, N. Martensson, and O. Vogt, J. Appl. Phys. 53, 2008 (1982). Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides Fizika Nizkikh Temperatur, 2004, v. 30, No. 4 425
id nasplib_isofts_kiev_ua-123456789-119511
institution Digital Library of Periodicals of National Academy of Sciences of Ukraine
issn 0132-6414
language English
last_indexed 2025-12-07T18:21:54Z
publishDate 2004
publisher Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України
record_format dspace
spelling Antonov, V.N.
Harmon, B.N.
Andryushchenko, O.V.
Bekenev, L.V.
Yaresko, A.N.
2017-06-07T07:35:19Z
2017-06-07T07:35:19Z
2004
Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides / N. Antonov, B.N. Harmon, O.V. Andryushchenko, L.V. Bekenev, A.N. Yaresko // Физика низких температур. — 2004. — Т. 30, № 4. — С. 411-426. — Бібліогр.: 89 назв. — англ.
0132-6414
PACS: 71.28.+d, 71.25.Pi, 75.30.Mb
https://nasplib.isofts.kiev.ua/handle/123456789/119511
The electronic structure and x-ray magnetic circular dichroism (XMCD) spectra of US, USe,
 and UTe are investigated theoretically from first principles, using the fully relativistic Dirac
 LMTO band structure method. The electronic structure is obtained with the local spin-density approximation
 (LSDA), as well as with a generalization of the LSDA+U method which takes into account
 that in the presence of spin–orbit coupling the occupation matrix of localized electrons becomes
 non-diagonal in spin indexes. The origin of the XMCD spectra in the compounds is
 examined.
This work was carried out at the Ames Laboratory,
 which is operated for the U.S. Department of
 Energy by Iowa State University under Contract
 No. W-7405-82. This work was supported by the Office
 of Basic Energy Sciences of the U.S. Department
 of Energy.
 V.N. Antonov gratefully acknowledges the hospitality
 at Ames Laboratory during his stay.
en
Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України
Физика низких температур
Низкотемпеpатуpный магнетизм
Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
Article
published earlier
spellingShingle Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
Antonov, V.N.
Harmon, B.N.
Andryushchenko, O.V.
Bekenev, L.V.
Yaresko, A.N.
Низкотемпеpатуpный магнетизм
title Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
title_full Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
title_fullStr Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
title_full_unstemmed Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
title_short Electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
title_sort electronic structure and x-ray magnetic circular dichroism in uranium monochalcogenides
topic Низкотемпеpатуpный магнетизм
topic_facet Низкотемпеpатуpный магнетизм
url https://nasplib.isofts.kiev.ua/handle/123456789/119511
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