The mystery of Antarctic climate change and its relation to geomagnetic field
The regional characteristics of changing climate are serious challenge for the current understanding regarding the driving factors of climate variability. Here we present a plausible explanation for the diversity of regional response of Antarctic climate to uniform enhancement of greenhouse gases, i...
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nasplib_isofts_kiev_ua-123456789-1295882025-02-09T09:36:19Z The mystery of Antarctic climate change and its relation to geomagnetic field Загадка зміни клімату Антарктики та її зв’язок з геомагнітним полем Загадка изменения климата Антарктики и её связь с геомагнитным полем Kilifarska, N.A. Bakhmutov, V.G. Melnyk, G.V. Геолого-геофізичні дослідження The regional characteristics of changing climate are serious challenge for the current understanding regarding the driving factors of climate variability. Here we present a plausible explanation for the diversity of regional response of Antarctic climate to uniform enhancement of greenhouse gases, i.e. the simultaneous warming of the Western and cooling of the Eastern Antarctica. The explanation is related to the heterogeneously distributed geomagnetic field, controlling the intensity and depth of particles penetration in the Earth’s atmosphere. Регіональні характеристики зміни клімату є серйозним викликом для нинішнього розуміння рушійних факторів мінливості клімату. Ми пропонуємо вірогідне пояснення різноманітності регіональної реакції клімату Антарктики на рівномірне підвищення парникових газів, тобто одночасного потепління Західної та охолодження Східної Антарктиди. Пояснення пов'язане з неоднорідним розподілом геомагнітного поля, яке контролює інтенсивність і глибину проникнення часток в атмосфері Землі. Региональные характеристики изменения климата являются серьезным вызовом для сегодняшнего понимания природы движущих факторов изменчивости климата. Мы предлагаем правдоподобное объяснение разнообразия региональной реакции климата Антарктики на равномерное повышение парниковых газов, то есть одновременного потепления Западной и охлаждения Восточной Антарктиды. We are very thankful to the project teams of ERA-40 and ERA-Interim reanalyses, as well as to SPIDR data centre for making their data available. We also thank to NOAA, Space Weather Prediction Center – providing data for solar proton fluxes, NOAA National Geophysical Data Center for geomagnetic field data and Marshal Space flight Center - NASA for provided predictions of sunspot numbers for 24-th solar cycle. This research was supported by the BlackSeaHazNet FP7 project (PIRSES-GA-2009-246874) and partly by COST ES1005 TOSCA (http://www.tosca-cost.eu). 2013 Article The mystery of Antarctic climate change and its relation to geomagnetic field / N.A. Kilifarska, V.G. Bakhmutov, G.V. Melnyk // Український антарктичний журнал. — 2013. — № 12. — С. 45-55. — Бібліогр.: 43 назв. — анг. 1727-7485 https://nasplib.isofts.kiev.ua/handle/123456789/129588 550.38+551.51 en Український антарктичний журнал application/pdf Національний антарктичний науковий центр МОН України |
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Геолого-геофізичні дослідження Геолого-геофізичні дослідження |
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Геолого-геофізичні дослідження Геолого-геофізичні дослідження Kilifarska, N.A. Bakhmutov, V.G. Melnyk, G.V. The mystery of Antarctic climate change and its relation to geomagnetic field Український антарктичний журнал |
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The regional characteristics of changing climate are serious challenge for the current understanding regarding the driving factors of climate variability. Here we present a plausible explanation for the diversity of regional response of Antarctic climate to uniform enhancement of greenhouse gases, i.e. the simultaneous warming of the Western and cooling of the Eastern Antarctica. The explanation is related to the heterogeneously distributed geomagnetic field, controlling the intensity and depth of particles penetration in the Earth’s atmosphere. |
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Kilifarska, N.A. Bakhmutov, V.G. Melnyk, G.V. |
| author_facet |
Kilifarska, N.A. Bakhmutov, V.G. Melnyk, G.V. |
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Kilifarska, N.A. |
| title |
The mystery of Antarctic climate change and its relation to geomagnetic field |
| title_short |
The mystery of Antarctic climate change and its relation to geomagnetic field |
| title_full |
The mystery of Antarctic climate change and its relation to geomagnetic field |
| title_fullStr |
The mystery of Antarctic climate change and its relation to geomagnetic field |
| title_full_unstemmed |
The mystery of Antarctic climate change and its relation to geomagnetic field |
| title_sort |
mystery of antarctic climate change and its relation to geomagnetic field |
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Національний антарктичний науковий центр МОН України |
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Геолого-геофізичні дослідження |
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The mystery of Antarctic climate change and its relation to geomagnetic field / N.A. Kilifarska, V.G. Bakhmutov, G.V. Melnyk // Український антарктичний журнал. — 2013. — № 12. — С. 45-55. — Бібліогр.: 43 назв. — анг. |
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Український антарктичний журнал |
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N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
45
UDC 550.38+551.51
THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION
TO GEOMAGNETIC FIELD
N.A. Kilifarska1, V.G. Bakhmutov2, G.V. Melnyk2
1National Institute of Geophysics, Geodesy and Geography, Bulgarian Acad. of Sciences,
Acad. G.Bonchev str., bl.3, Sofia 1113, Bulgaria, nkilifarska@geophys.bas.bg
2 Institute of Geophysics, National Academy of Sciences of the Ukraine,
Palladin av. 32, 03680 Kiev, Ukraine, bakhm@igph.kiev.ua
Abstract. The regional characteristics of changing climate are serious challenge for the current understanding
regarding the driving factors of climate variability. Here we present a plausible explanation for the diversity
of regional response of Antarctic climate to uniform enhancement of greenhouse gases, i.e. the simultaneous
warming of the Western and cooling of the Eastern Antarctica. The explanation is related to the
heterogeneously distributed geomagnetic field, controlling the intensity and depth of particles penetration in
the Earth’s atmosphere. We discover that at seasonal basis the solar proton activity initiates enhancement of
the ozone density in the lower stratosphere over East Antarctica. This starts up the mechanism for drying of
the upper troposphere and lower stratosphere − through O3 influence on temperature and static stability of air
masses. Thus warming of the tropopause region reduces static stability, blocking upward propagation of the
water vapour from the wetter middle troposphere. As a result the Earth’s longwave radiation freely escapes in
the space − a process accompanied with persistent cooling of the surface air in the eastern part of the
continent. During the passed half a century the ozone density in the Western Antarctica is substantially lower,
that diminished severely the ozone-water vapour cooling effect.
Key words: geomagnetic field intensity, energetic particles, lower stratospheric ozone and water vapour,
climate variability.
Загадка зміни клімату Антарктики та її зв’язок з геомагнітним полем.
Н.А. Кіліфарська, В.Г. Бахмутов, Г.В. Мельник
Реферат. Регіональні характеристики зміни клімату є серйозним викликом для нинішнього розуміння
рушійних факторів мінливості клімату. Ми пропонуємо вірогідне пояснення різноманітності
регіональної реакції клімату Антарктики на рівномірне підвищення парникових газів, тобто
одночасного потепління Західної та охолодження Східної Антарктиди. Пояснення пов'язане з
неоднорідним розподілом геомагнітного поля, яке контролює інтенсивність і глибину проникнення
часток в атмосфері Землі. Ми доводимо, що на сезонній основі сонячної протонної активності
ініціюється підвищення щільності озону в нижній стратосфері над Східною Антарктидою. Це
запускає механізм «висушування» верхньої тропосфери і нижньої стратосфери – через O3 вплив на
температуру і статичну стабільність повітряних мас. Таким чином, потепління області тропопаузи
знижує статичну стабільність, блокуючи поширення водяної пари вгору з вологої середньої
тропосфери. В результаті довгохвильове випромінювання Землі вільно виходить у простір, цей процес
супроводжується стійким охолодженням приземного шару повітря у східній частині континенту. В
минулому півстолітті щільність озону в Західній Антарктиді істотно знизилася, що значно зменшує
породжений озоно-водяною парою ефект охолодження.
Загадка изменения климата Антарктики и её связь с геомагнитным полем.
Н.А. Килифарска, В.Г. Бахмутов, Г.В. Мельник
Реферат. Региональные характеристики изменения климата являются серьезным вызовом для
сегодняшнего понимания природы движущих факторов изменчивости климата. Мы предлагаем
правдоподобное объяснение разнообразия региональной реакции климата Антарктики на равномерное
повышение парниковых газов, то есть одновременного потепления Западной и охлаждения Восточной
УКРАЇНСЬКИЙ АНТАРКТИЧНИЙ
ЖУРНАЛ
УАЖ, № 12, 45-55 (2013)
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
46
Антарктиды. Объяснение связано с неоднородно распределенным геомагнитным полем, которое
контролирует интенсивность и глубину проникновения частиц в атмосферу Земли. Мы предполагаем,
что на сезонной основе солнечной протонной активности инициируется повышение плотности озона в
нижней стратосфере над Восточной Антарктидой. Это запускает механизм «осушения» верхней
тропосферы и нижней стратосферы – посредством O3 влияния на температуру и статическую
устойчивость воздушных масс. Таким образом, потепление области тропопаузы снижает статическую
устойчивость, блокируя распространение вверх водяного пара из влажной средней тропосферы. В
результате длинноволновое излучение Земли свободно выходит в пространство, процесс
сопровождается устойчивым похолоданием в приземном слое воздуха в восточной части континента.
В ходе прошедшего полувека плотность озона в Западной Антарктиде существенно снизилась, что
значительно уменьшило порождённый озоново-водяным паром эффект охлаждения.
1. Introduction
Evolution of the Antarctic temperature during the last 1.5 centuries (Schneider et al., 2006) is
one of the paradoxes of the contemporary climate. The simultaneous warming of the Western and
cooling of the Central-Eastern Antarctica excite the minds of many scientists-climatologists,
atmospheric physicists, geophysicists etc. Some of the existing explanations relate this phenomenon
to the strengthening of the positive phase of the Southern Annular Mod (SAM) and an associated
increase in the circumpolar westerlies over recent decades (Thompson and Solomon, 2002; Gillett
and Thompson, 2003; Shindell and Schmidt, 2004; Keeley et al., 2007). Other authors suggest that
local circulation pattern, i.e. amplification of the wavenumber-3 pattern (inherent to circumpolar
circulation and associated with regional sea-ice changes) have a larger role in the West Antarctica
warming (Steig et al., 2009). There are also hypothesized links relating the Antarctic climate with
ENSO events (Turner, 2004), semiannual oscillation of circumpolar vortex (van den Broeke, 2005),
etc. All of them are based, however, on internal climate variability with unknown origin.
On the other hand many authors have suggested a relation between cooling climate and
stronger geomagnetic filed (Elsasser et al., 1956; Harrison and Funnell, 1964; Bucha et al., 1970;
Wollin et al., 1971; King, 1974; Courtillot et al., 1982; 2007; Gallet et al., 2005; Bakhmutov et al.,
2011). As far as the area with negative temperature trends (Central-Eastern Antarctica) is very
close to the geomagnetic pole, such a possible relation inevitably comes in mind. The mechanism
of geomagnetic influence on climate is usually associated with galactic cosmic ray influence on
the processes of aerosol formation and clouds’ nucleation. However, it seems not supported neither
by the satellite and ground-based measurements of clouds’ microphysical parameters and aerosols
(Kristjansson et al., 2008; Sloan and Wolfendale, 2008; Calogovic et al., 2010; Kulmala et al.,
2010, etc.), nor by the some controversial results of the CERN pilot CLOUD experiment (Duplissy
et al., 2010; Kirkby et al., 2011). Consequently, at present time there is no mechanism capable of
explaining the geomagnetic influence on climate.
The aim of this paper is to offer a new mechanism capable of explaining the statistical
relation found between geomagnetic field and Earth’s climate, as well as to show evidence
supporting its validity in the Southern Hemisphere. In the following sections we will describe
consequently all links in the chain of causal relations between geomagnetic field and climate
variability.
2. Geomagnetic control of energetic particles precipitation
As proposed from many authors, the most probable way for geomagnetic influence on climate
is through its control on intensity and spatial distribution of energetic particles − continuously or
sporadically bombarding Earth’s atmosphere. Heterogeneous geomagnetic filed reasonably
suggest non-even distribution of precipitating energetic particles over the globe. To determine the
areas with stronger and weaker particle precipitation, we have provided a lagged cross-correlation
analysis between geomagnetic filed intensity, GCR and the less energetic solar protons, in each
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
47
node of our grid (with 10° steps in latitude and longitude). We have used annual values of
geomagnetic field and solar proton fluxes with energy higher than 10 Mev (SPF) and 22 running
average of GCR (as a measure of their long-term variability). The latter has been chosen, because
of the previously found increased climate and lower stratospheric O3 sensitivity to the long-term
variations of GCR (Kilifarska, 2012). From the maximal (statistically significant at 95%)
coefficients we have created maps illustrating the geomagnetic field effect on the GCR and solar
protons intensity. Results for the Southern Hemisphere (SH) are presented in Fig.1. The particles
response to geomagnetic forcing is instantaneous, so the maps of time lags are not shown.
Analysis of Fig.1 reveals that intensity of energetic particles entering Earth’s atmosphere
depends not only on the strength but also on the variability of geomagnetic field. The Fig.1 implies
the following conclusions: (i) coherence in temporal variability of geomagnetic field and GCR is
found only in regions with unchanged or gradually increasing geomagnetic field (panel A), but not
in regions of its weakening; (ii) solar proton precipitation in the areas with growing geomagnetic
field are less tolerated than that of GCR (compare panels A-B); (iii) unlike the GCR, the intensity
of solar protons in regions with decreasing magnetic field is moderately related to its variability
(panel B); (iv) maximum negative correlation between geomagnetic field and GCR is placed near
the South Pole, suggesting that stronger geomagnetic field in this region is a barrier for GCR
penetration deeper in the atmosphere (Fig. 1-6 see the color paste between pаges 48&49).
3. Particles effects on the lower stratospheric O3
The second step in the chain of causal relations, initiated by geomagnetic filed, is particles’
influence on the atmospheric chemistry. Our previous investigations show that lower stratospheric
O3 variations are tightly related to energetic particles precipitating in the atmosphere (Kilifarska et
al., 2013 a, b). This was the motivation for the next step in our research − to identify the areas with
highest particles’ impact on the columnar ozone density. Applying again the lagged cross-
correlation analysis between winter total ozone (TOZ) and both types of energetic particles, we
have obtained maps of statistically significant correlations. Fig. 2 presents results separately for
galactic cosmic rays and solar protons. Note that besides over the Antarctica, the correlation
coefficients between GCR and winter ozone are negative (Fig. 2, panel A). Their maximal values
correspond well to areas with strong magnetic field and those with anomalously weak field over
Brasilia and South Atlantic Ocean. This implies that intensification of GCR flux has a negative
impact in the columnar O3 balance – especially well pronounced at mid-latitudes.
Despite numerous studies reporting for destruction of mesospheric O3 during solar proton
events, their effect on seasonal basis appears to be an enhancement of the total ozone density (Fig. 2,
panel B). Only over the Antarctica there is a small area, where winter TOZ weakly decreases with
enhancement of solar proton flux intensity. Note also the almost instantaneous total O3 response to
variations of solar proton flux intensity, and its delayed response (by 2-4 years) to GCR forcing.
Examination of the 55-year average of ozone mixing ratio during the period of ozone hole
formation (September-October), and its anomalous deviations from dynamically evolving decadal
means, shows that at 30 hPa and below the O3 anomalies at tropics and extratropics become
positive (see Fig. 3). Comparison with Fig. 2 indicates that the area of positive correlation between
solar protons and TOZ fairly well corresponds to the positive anomalies of O3 mixing ratio at 30
and 70 hPa. Consequently, the climatological impact of solar protons in the middle-lower
stratospheric ozone balance is positive indeed.
4. Mechanism for solar protons’ influence on ozone
In the Northern Hemisphere, GCR release the maximum of their energy near the tropopause,
where they activate an autocatalytic cycle for O3 production (Kilifarska, 2013). The negative
correlation between GCR and ozone in the Southern Hemisphere suggests, however, that
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
48
conditions favouring appearance of the autocatalytic cycle are most probably not fulfilled. The
reason for this most likely lies in geomagnetic field intensity, which controls the depth of particles
penetration into the atmosphere. Being stronger in the Southern Hemisphere polar region, it stops
GCR at upper atmospheric levels, where the higher value of H2O mixing ratio impedes activation
of the ozone producing cycle. This could be the reason for the negative GCR−TOZ correlation
found in the Southern Hemisphere.
The positive impact of solar protons in the SH total O3 budget, however, suggests another
mechanism for ozone formation initiated by the solar protons. It is well established that solar particles
reduce ozone density at mesospheric and upper stratospheric levels − through the activation of HOx and
NOx ozone destructive cycles. Consequently, the most probable explanation for the positive correlation
between solar protons and TOZ is the ozone’s self-restoration at lower levels, when its optical depth is
reduced – a consequence of the O3 depletion aloft (Sonnemann and Hartogh, 2009). The process of O3
self-restoration is not easily understandable, because solar UV radiation capable of reaching the middle
stratosphere could not dissociate molecular oxygen O2 at these levels (Banks and Kockarts, 1972).
Therefore, it is reasonable to conclude, that it could not produce ozone. However, the large UV
continuum, known as Hartley band (200-350 nm), is able to dissociate ozone − creating vibrationally
excited molecular oxygen O2
*. The latter is easily dissociated by the longer UV radiation (freely
penetrating at these levels), which creates atomic oxygen and consequently ozone, i.e.:
O3 + hν(248 nm) → O2
*+ O
O2
* + hν(>300 nm) → 2 O
_________________________
Net: 1 O3 → 3 O3
This mechanism is known also as Slanger’s mechanism for ozone formation (Slanger et al.,
1988). The modelling estimation of the O3 self-restoration effect shows that its amplitude increases
with downward propagation of the upper levels ozone depletion (Kilifarska et al., 2013b). The
deeper the O3 anomaly penetrates, the stronger the self-restoration effect is. The O3 self-restoration
mechanism is less productive, compared to the autocatalytic ozone production cycle, because it
depends on the sporadic precipitation of solar particles, on the depth of their precipitation and on
the smaller number of O3 molecules produced. Therefore we hypothesize that this may be
considered a reason for substantially lower ozone density in the Southern Hemisphere.
5. Ozone mechanism for influence on climate
It has long been known that variations of the lower stratospheric ozone density influence
Earth's climate (Ramanatan et al., 1976; Wang et al., 1993; Forster and Shine, 1997; Stuber et al.
2001, etc.). However, due to the fact that the mechanism of such an influence is unclear and the
factor(s) controlling ozone variability at these levels is unknown − the importance of the lower
stratospheric O3 as a potential driver of climate variations was simply ignored. In the sections 3
and 4 above, we have through some more light on the particles’ impact in the lower stratosphere
ozone variability. Here we will describe the most probable way for the ozone influence on climate.
Our understanding for the obtained relation between lower stratospheric O3 and climate
variability consists of three main links: (i) ozone influence on the near tropopause temperature; (ii)
alteration of UTLS humidity by the temperature variations; (iii) greenhouse warming or cooling of
the surface temperature, due to the exerted water vapour forcing (Kilifarska, 2012b). Below we
will describe briefly each of these links.
5.1. Lower stratospheric O3 and near tropopause T
Being one of the strongest radiatively active atmospheric gases, the lower stratospheric O3 is
known to influence substantially the temperature near the tropopause (Wirth, 1993; de Forster and
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
49
Tourpali, 2001; Seidel and Randel, 2006; IPCC/TEAP, 2005). This influence is easily
understandable with the ozone's affinity to adsorb not only incoming solar, but also emitted by the
Earth long-wave radiation. The close relation between lower stratospheric ozone and temperature
near the tropopause has been noticed by several authors (de Forster and Tourpali, 2001; Seidel and
Randel, 2006; Randel et al., 2009; etc.) reporting for cooling of the tropopause and lower
stratosphere during the period of the strongest O3 depletion in 1990s.
5.2. Tropopause T and atmospheric static stability
It is now well understood that temperature of the tropopause controls static stability of the
upper tropospheric air masses (e.g., North and Eruhimova, 2009) in such a way that warmer
tropopause increases stability of air parcels, while the colder one – reduces it. Static stability or the
“gravitational resistance of the atmosphere to vertical displacements” (Young, 2003) is usually
determined by the adiabatic lapse rate of air masses. The lower boundary of conditional instability
(allowing uplifting of the water vapour) is defined by the moist adiabatic lapse rate, while its upper
limit – by the dry adiabatic lapse rate (e.g., Young, 2003; North and Eruhimova, 2009). While the
dry adiabatic lapse rate Гd is constant (~9.8°C per km), the moist (known also as a wet or
saturated) lapse rate Гw depends on the temperature and humidity at a given altitude (see the
American Meteorological Society definition of Гw, described by eq. 1).
2
2
1
TR
rHc
TR
rH
g
sd
vv
pd
sd
vv
w
(1)
where: Γw is the wet adiabatic lapse rate, [K.m-1]; g – Earth's gravitational acceleration
(9.8076, [m.s-2]); Hv – heat of vaporization of water (2.501*106 [J.kg-1]); rv is the ratio of the mass
of water vapor to the mass of dry air, known also as a mixing ratio, [kg.kg-1]; Rsd – specific gas
constant of dry air (287 [J.kg−1.K−1]); ε =0.622; T – temperature of the saturated air, [K]; cpd – the
specific heat capacity of dry air at constant pressure, [J.kg−1.K−1].
Equation (1) shows that warming of the air near the tropopause leads to an enhancement of
the Гw, which reduces the range of conditional instability of air or with other words – increase its
stability. Thermodynamically stable conditions prevent uplifting of H2O vapour across the
tropopause. Oppositely, cooling of the tropopause region increases air masses’ instability leading
to upward propagation of the water vapour. Consequently, ozone variability near the tropopause
affects simultaneously temperature and humidity variations at the most sensitive for the outgoing
long-wave radiation altitudes near the tropopause.
5.3. Water vapour greenhouse effect
It is broadly accepted that the water vapour in the free atmosphere has the strongest impact
into the greenhouse warming of the Earth planet (IPCC, 2007; Schmidt et al. 2010). According to
the IPCC, however, the greenhouse warming of H2O vapour is not a driver, but simply a response
of the climate system to the warmer Earth climate, initiated by the increased concentration of
anthropogenic greenhouse gases like carbon dioxide CO2, methane CH4, nitrous oxide N2O,
halocarbons, etc. On the other hand, it is well established that the lower tropospheric H2O vapour
has a little influence on the Earth’s radiations balance (IPCC, 2007). The actual impact in the
greenhouse effect belongs to the humidity near the tropopause (Spencer and Braswell, 1997; Smith
et al., 2001; Inamdar, 2004), due to its extremely low temperature. Recall that the colder water
vapour has less ability to emit back into the space absorbed long-wave radiation (emanated by the
Earth), trapping it into the troposphere.
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
50
6. Evidence confirming geomagnetic influence on climate
In order to check the validity of the proposed mechanism for geomagnetic field influence on
climate we have analysed time series of merged ERA 40 and ERA Interim reanalyses. Thus the
available data records exceed 50 years, offering gridded data of all parameters we are interested in.
6.1. Synchronous temporal variations of UTLS ozone and humidity
The ozone mechanism for influence on climate predicts that depletion of the lower
stratospheric O3, and correspondingly cooling of the tropopause, should be accompanied by an
increased humidity, while O3 abundance – by a reduced humidity (see sub-sections 5.1 and 5.2).
Analysis of the winter time series of ozone at 70 hPa and SpH at 150 hPa, shows a well
pronounced tendency for dephasing of their maxima and minima (see Figs. 4). Due to the
irregularly distributed ozone over the globe, and its leading role in modulation of the upper
troposphere − lower stratosphere (UTLS) temperature and humidity, it is worth to examine the
spatial distribution of the connectivity between ozone and humidity. Results from such an analysis
will be shown in the next sub-section.
6.2. UTLS ozone-water vapour forcing of surface T
To examine the spatial distribution of the coherence between UTLS ozone and water vapour
variability we have calculated in each node of our grid (step in altitude and longitude is 10°) the
lagged correlation coefficients between SpH at 150 hPa and O3 at 70 hPa. Then we have selected
the maximal, statistically significant at 95%, correlation coefficients and mapped them. The
contours of the correlation map, overdrawn on the SH surface air temperature ‘dynamical’
anomalies is shown in Fig. 5. The correlation coefficients are much lower that that in the Northern
Hemisphere, i.e 0.4-0.6. Their highest values are obtained at tropical latitudes, where the humidity
response to O3 forcing is delayed by more than 10 years (Fig. 5, panel B). For this reason, and for
the sake of clarity, contours higher than 0.5 (corresponding to the heavily delayed tropical
humidity response to O3 forcing) are omitted in the Fig. 5 (panel A).
Note that the area of highest coherence between O3 and water vapour corresponds to the
positive surface temperature anomalies over the West Antarctica and their negative values at the
eastern coast of the continent (background map in Fig. 5, panel A). Reference to Fig. 3 reveals that
during the passed half a century the average lower stratospheric ozone anomalies over the Eastern
Antarctica are positive. According to our mechanism for ozone influence on climate (see section 5)
this suggests cooling of the surface T, what actually has been observed for the period 1957–2012
(Fig. 5, panel A).
Significance of correlation coefficients is usually estimated by the Student t-test. However,
due to the indication for violation of some of the basic assumptions required for application of
Student t-test, we have carried out an additional test for spuriousness of the calculated correlations,
as suggested by Kenny (1979). Details of the test are described in Data and Methods section, while
the results are shown in Fig.6. Comparison of Fig. 6 with Fig. 5 shows that after correction for
non-stationarity of the ozone-water vapour causal structure, the ozone cooling of the Eastern
Antarctica is much better captured.
7. Data and Methods
7.1.Data used
We have used ERA 40 and ERA Interim reanalyses data for the ozone mixing ratio, the total
ozone, the specific humidity and the air temperature at 2 meters above the surface, covering the
period 1957–2012. To avoid data inconsistency between the two reanalyses, we have equalized
their means (calculated over the entire periods with data available for each) in every grid point. For
the total ozone, the specific humidity (SpH) and the temperature at 2 meters above the surface
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
51
(T2m) we have used the monthly means. Monthly values of the ozone mixing ratio have been
calculated from the 6-hours reanalyses data, taken at 12:00, because of an encountered problem in
the spatial distribution of ERA Interim monthly ozone records.
Climax neutron monitor data record has been used as a measure of GCR intensity, because of
its longer length. It has been additionally expanded backward and forward (Kilifarska, 2012a), to
extend the length of the calculated 22 running averages used as a measure of the long-term GCR
variability. The record of annually averaged solar proton fluxes with energies E>10 MeV (starting
in 1970) is adopted by data taken from (Kurt et al., 2004) and NOAA Space Environment Service
Centre (http://www.swpc.noaa.gov/ftpdir/indices/SPE.txt).
Taking into account possible non-stationarity of the data means, we have calculated monthly
average deviations from their dynamically evolving decadal means for all examined atmospheric
parameters. We call them ‘dynamical anomalies’ and they do not possess any trend or long-term
variations. The advantage of this procedure consists in the easier deconvolution of variability
shorter than a decade from the climatic scale variations.
7.2. Methods
The spatial distribution of coherent variations between examined parameters has been
analyzed by the use of lagged cross-correlation analysis, which is easily programmable. Moreover,
due to the relatively lower power of this method to derive a meaningful conclusion about causality,
it is recommended by Kenny (1979) to replicate calculated correlations at different time lags and
different groups of subjects. This strategy was strictly followed in our analysis. For example, each
lagged correlation coefficient has been selected as a maximal value among all coefficients
calculated with time lags of 1 to 20 years. For every two parameters we have applied this
technique in each grid point, i.e. 684 pairs of time series have been analyzed in order to determine
each correlation map. The cross-covariance coefficients at lag m have been calculated by moving
the axis of the independent variable (i.e. the cause, or the forcing parameter) backward, i.e.
ktomNtotforXXYY
N
kc mt
m
txy
1;1
1
1
where N is the number of observations in time series. For this reason the time delay is given in our
maps as a negative value. The cross-correlation coefficients are calculated through normalization
of the cross-covariance on the standard deviations of both time series.
All correlation coefficients presented in this paper are calculated from the mean winter
values. Cross-correlations of external factors (i.e. long-term variations of galactic cosmic rays and
solar proton fluxes) were calculated without any smoothing, while relations between atmospheric
parameters themselves − with 3 point running average smoothing. Maps of connectivity between
examined parameters have been created from only statistically significant coefficients. The
Student’s t-test of significance, however, is based on the assumptions that: (i) relation between the
examined variables is linear; (ii) each pair (Xi,Yi) of analyzed variables is independent from the
others; (iii) both variables X and Y are normally distributed. Because there are indications for
violations of some of them (e.g. first and second), we have carried out an additional test for
spuriousness of the calculated correlations, following (Kenny, 1979).
The key assumptions used in the cross-lagged correlation analysis are: (i) stationarity,
meaning that variables’ causal structure does not change over time and (ii) synchronicity ensuring
that both variables are measured at the same moment in time (Kenny, 1979), and in our case − at
the same geographical place. If we apply the path analysis, as described in (Kenny, 1979), and
assume that our variables X and Y are influenced by a third variable F, the structural equations of
X and Y − in two moments in time − could be written in the form:
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
52
X1=a1.F1+c1.U1
X2=a2.F2+c2.U2 (2)
Y1=b1.F1+d1.V1
Y2=b2.F2+d2.V2
Where a1, a2, b1, b2 are paths or causal parameters from external forcing F to variables X and
Y, in the moments 1 and 2. Variables U, V include all factors influencing X and Y besides F. We
will treat them as a noise. Moreover, variables U, V and F are uncorrelated to each other but
autocorrelated.
For the two-wave, two-variable case stationarity implies a1=a2 and b1=b2. In case of
stationarity there are two over-identifying restrictions: equality of the synchronous correlations
ρx1, y1=ρx2, y2, and equality of the cross-lagged correlations ρx1, y2=ρx2, y1. The strategy of cross-
lagged analysis consists of examining the synchronous correlations in order to test for stationarity,
and if stationarity is satisfied, the cross-lagged correlations can be used to test for spuriousness.
Thus null hypothesis in our analysis is that equality of cross-lagged correlations indicates
spuriousness of the possible relations between X and Y.
For the special case in which there are two waves in the distribution of lagged coefficients at
times 1 and 2, the synchronous correlations take the form (Kenny, 1979):
ρx1, y1=a1.b1.AF1,F1 (3)
ρx2, y2=a2.b2.AF2,F2
while the cross-lags are as follows:
ρx1, y2=a1.b2.AF1,F2 (4)
ρx2, y1=a2.b1.AF2,F1
where AF1,F1, AF2,F2, AF1,F2 and AF2,F1 are autocorrelation functions of the forcing factor F in
moments 1 and 2. Moments 1 and 2 (of maximization of the lagged cross-correlation coefficients)
is defined by the backward shifting of Y or by the forward shifting of X. For this reason, due to the
asymmetry of cross-correlation coefficients, both autocorrelation functions AF1,F2 and AF2,F1 are
nonequivalent.
Now, if we introduce the ratios:
2
1
22
a
a
K x
and
2
1
22
b
bK y
as a measure of stationarity of the causal structure of variables X and Y (if the stationarity
assumption is fulfilled, Kx=Ky=1), then (3) could be written in the form:
ρx1, y1=a1.b1
ρx2, y2=a1.b1.Kx.Ky
The product (Kx.Ky)1/2 we call correction factor for stationarity. Consequently, if the causal
structure of X and Y is quasi-stationary, the multiplication of the first synchronous correlation
ρx1,y1 and the division of the second synchronous correlation ρx2,y2 by the correction factor
(Kx.Ky)1/2
will equalize the values of synchronous correlations.
Similarly, the cross-lagged correlations (4) could be written in the form:
ρx1, y2=a1.b1.Ky.AF1,F2
ρx2, y1=a1.b1.Kx.AF2,F1
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
53
The correction factor for cross-lagged correlations could be defined as (Ky/Kx)1/2. Consequently,
division of ρx1,y2 and multiplication of ρx2,y1 by the correction factor (Ky/Kx)1/2 should equalize the cross-
lagged correlation coefficients. If there is a difference between corrected ρx1,y2 and ρx2,y1 this would be
an indication that any possible relation between variables X and Y is non-spurious.
8. Theory application
We assumed that the external third variable influencing both ozone and humidity in the lower
stratosphere is galactic cosmic rays (GCR). From the synchronous correlation of GCR with each of
them we have calculated correction factors for non-stationarity. With these factors we have corrected
synchronous as well as cross-lagged correlation coefficients between ozone and humidity. After
correction, synchronous correlations of O3 and humidity with GCR have been equalized in each grid
point, which is an indication that causal relation between them does not change much with time. Then
we have calculated the differences between cross-lagged correlations of O3 and water vapor and the
results are plotted in Fig. 6. The Fisher z-transformation is used to estimate the significance of the
differences between corrected cross-lagged correlation coefficients. We found that for differences
higher than 0.38, the power of the test (giving the probability of rejecting the false null hypothesis) is
greater than 0.8. Consequently, the existence of statistically significant causal relation between ozone
and humidity could be suggest for differences higher than 0.38. The positive differences indicate that
the O3 influence on humidity is greater then the opposite – the humidity influence on O3.
9. Conclusions
Applying lagged cross-correlation analysis, we found that intensity of energetic particles reaching
the Earth’s surface is influenced by both: (i) relatively stable and (ii) dynamically varying components
of geomagnetic field. We found that galactic cosmic rays are attracted in regions with growing
magnetic field intensity, but show no connectivity to geomagnetic filed in areas of its weakening. Solar
protons with energies more that 10 MeV are less sensitive to geomagnetic filed variations. They show
smaller affinity to the growing magnetic filed (although it is still well pronounced) and precipitate even
in regions with declining magnetic filed. On the other side, GCR intensity is severely depleted in the
region with strong and stable geomagnetic field over Australia (Fig. 1 A). Similarly, solar protons are
more attracted in the Atlantic region having weak and stable magnetic filed (Fig. 1 B).
These results give some pre-requisites where the stronger particles’ influence on climate
could be expected. Our analyses show that lower stratospheric O3 could be a mediator of particles
influence on climate variability. Examination of connectivity between total ozone density (TOZ)
and energetic particles shows that solar protons have a positive impact in the TOZ balance near the
eastern coast of Antarctica. The positive O3 anomalies are detected near the tropopause, which
according to the ozone mechanism for influence on climate leads to some cooling of the East
Antarctica (for more details see section 5).
We have examined the spatial distribution of connectivity between lower stratospheric O3 and
H2O vapour in order to estimate validity of the newly proposed mechanism for ozone influence on
climate. It was found that the highest coherence in ozone-humidity variations fairly well resembles
the negative T anomalies in the East Antarctica (Fig. 6). Consequently, the weaker or negative trends
found in the Eastern Antarctica could be easily explained by the higher ozone density, providing
drying of the near tropopause layer in the region. The reduced water vapour at these levels allows
escaping of the long-wave Earth’s radiation into the space, followed by cooling of the surface air.
This simple explanation of the ‘mysterious’ variety of Antarctic climate during passed half a
century is going beyond the common interpretations of climate variability related to the internal
atmospheric modes − like Southern Annular Mode, ENSO etc., − intensification or weakening of
which is also unexplainable. Involvement of the geomagnetic field intensity, as one of the main
players determining variability of climate system, makes clear that Earth’s climate could have
N.A. Kilifarska: THE MYSTERY OF ANTARCTIC CLIMATE CHANGE AND ITS RELATION ...
54
significant temporal and regional variability, even if the external impact remains constant − only
as a consequence of geomagnetic field variations.
Acknowledgements. We are very thankful to the project teams of ERA-40 and ERA-Interim
reanalyses, as well as to SPIDR data centre for making their data available. We also thank to
NOAA, Space Weather Prediction Center – providing data for solar proton fluxes, NOAA
National Geophysical Data Center for geomagnetic field data and Marshal Space flight Center -
NASA for provided predictions of sunspot numbers for 24-th solar cycle. This research was
supported by the BlackSeaHazNet FP7 project (PIRSES-GA-2009-246874) and partly by COST
ES1005 TOSCA (http://www.tosca-cost.eu).
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