Optical study of 4f excitations in rare earth cuprates
Several recent examples are used to demonstrate that Raman and infrared spectroscopy can be successfully used as a novel experimental tool to study microscopic processes involving 4f electrons in rare earth (RE) cuprates. Raman-active crystal field (CF) excitations in Nd₂CuO₄ were measured under hyd...
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nasplib_isofts_kiev_ua-123456789-1302302025-02-09T17:22:02Z Optical study of 4f excitations in rare earth cuprates Nekvasil, V. Магнетизм Several recent examples are used to demonstrate that Raman and infrared spectroscopy can be successfully used as a novel experimental tool to study microscopic processes involving 4f electrons in rare earth (RE) cuprates. Raman-active crystal field (CF) excitations in Nd₂CuO₄ were measured under hydrostatic pressure up to ∼7 GPa. The observed pressure-induced shifts of the CF levels were interpreted using density-functional-theory-based ab initio calculations and the superposition model. An infrared transmission study of the ⁴Ij, J=9/2, 11/2, 13/2 multiplets of Nd³⁺ in Nd₂CuO₄ reveals a splitting of the Kramers doublets of the order of a few cm⁻¹ due to the Nd-Cu exchange interaction. This study shows that these splittings can be described by an effective anisotropic exchange Hamiltonian for the Nd³⁺ ion expressed in terms of spherical tensor operators up to the sixth order. The isotropic term in the exchange Hamiltonian vanishes for symmetry reasons in this case. An analysis of the infrared transmission spectra in RE₁₊xBa₂₋xCu3O₆₊δ (RE=Nd,Sm) up to ∼ 10 000 cm⁻¹ indicates that, besides the regular sites, the RE ions also occupy Ba sites, even in the samples with the cation stoichiometry 1–2–3. The assistance of the Grant Agency of the Czech Republic in the form of its grant No. 202/00/1602 is gratefully acknowledged. 2002 Article Optical study of 4f excitations in rare earth cuprates / V.Nekvasil // Физика низких температур. — 2002. — Т. 28, № 7. — С. 739-744. — Бібліогр.: 28 назв. — англ. 0132-6414 PACS: 78.30.-j, 71.70.-d https://nasplib.isofts.kiev.ua/handle/123456789/130230 en Физика низких температур application/pdf Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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Several recent examples are used to demonstrate that Raman and infrared spectroscopy can be successfully used as a novel experimental tool to study microscopic processes involving 4f electrons in rare earth (RE) cuprates. Raman-active crystal field (CF) excitations in Nd₂CuO₄ were measured under hydrostatic pressure up to ∼7 GPa. The observed pressure-induced shifts of the CF levels were interpreted using density-functional-theory-based ab initio calculations and the superposition model. An infrared transmission study of the ⁴Ij, J=9/2, 11/2, 13/2 multiplets of Nd³⁺ in Nd₂CuO₄ reveals a splitting of the Kramers doublets of the order of a few cm⁻¹ due to the Nd-Cu exchange interaction. This study shows that these splittings can be described by an effective anisotropic exchange Hamiltonian for the Nd³⁺ ion expressed in terms of spherical tensor operators up to the sixth order. The isotropic term in the exchange Hamiltonian vanishes for symmetry reasons in this case. An analysis of the infrared transmission spectra in RE₁₊xBa₂₋xCu3O₆₊δ (RE=Nd,Sm) up to ∼ 10 000 cm⁻¹ indicates that, besides the regular sites, the RE ions also occupy Ba sites, even in the samples with the cation stoichiometry 1–2–3. |
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| author_facet |
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Nekvasil, V. |
| title |
Optical study of 4f excitations in rare earth cuprates |
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Optical study of 4f excitations in rare earth cuprates |
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Optical study of 4f excitations in rare earth cuprates |
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Optical study of 4f excitations in rare earth cuprates |
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Optical study of 4f excitations in rare earth cuprates |
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optical study of 4f excitations in rare earth cuprates |
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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Optical study of 4f excitations in rare earth cuprates / V.Nekvasil // Физика низких температур. — 2002. — Т. 28, № 7. — С. 739-744. — Бібліогр.: 28 назв. — англ. |
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Физика низких температур |
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Fizika Nizkikh Temperatur, 2002, v. 28, No. 7, p. 739–744
Optical study of 4f excitations in rare earth cuprates
V. Nekvasil
Institute of Physics, Czech Academy of Sciences, Cukrovarnická 10, 162 53 Prague 6, Czech Republic
E-mail: nekvasil@fzu.cz
Received February 2, 2002
Several recent examples are used to demonstrate that Raman and infrared spectroscopy can
be successfully used as a novel experimental tool to study microscopic processes involving 4f
electrons in rare earth (RE) cuprates. Raman-active crystal field (CF) excitations in
Nd CuO2 4 were measured under hydrostatic pressure up to ~ 7 GPa. The observed pressure-in-
duced shifts of the CF levels were interpreted using density-functional-theory-based ab initio
calculations and the superposition model. An infrared transmission study of the 4IJ , J � 9/2,
11/2, 13/2 multiplets of Nd3+ in Nd CuO2 4 reveals a splitting of the Kramers doublets of the
order of a few cm–1 due to the Nd–Cu exchange interaction. This study shows that these
splittings can be described by an effective anisotropic exchange Hamiltonian for the Nd3+ ion
expressed in terms of spherical tensor operators up to the sixth order. The isotropic term in
the exchange Hamiltonian vanishes for symmetry reasons in this case. An analysis of the infra-
red transmission spectra in RE1+xBa2–xCu3O6+� (RE = Nd, Sm) up to ~ 10 000 cm–1 indicates
that, besides the regular sites, the RE ions also occupy Ba sites, even in the samples with the
cation stoichiometry 1-2-3.
PACS: 78.30.–j, 71.70.–d
1. Introduction
The presence of magnetic rare earth (RE) ions
has no detrimental effect on superconductivity of
the high-Tc cuprates. Therefore, the 4f states in RE
cuprates have been widely used as a noninteracting
probe for examination of superconductivity-related
phenomena, including the doping-induced charge
transfer from the charge reservoir to the «supercon-
ducting» CuO2 planes, the phase-separation-related
charge inhomogeneities and local structure defor-
mations, and the pseudogap openings (for recent
surveys see Refs. 1,2). The RE subsystem also ex-
hibits interesting magnetic properties, including
strongly anisotropic magnetic moments, Ising-like
antiferromagnetism, magnetostriction, or carrier-
concentration-dependent spin and lattice dimensio-
nality of the magnetic order [3–7].
An important prerequisite for the study of physi-
cal properties of the RE cuprates is an understand-
ing of the microscopic interactions involving 4f
electrons: the crystal field (CF) interaction, the
magnetic exchange interaction, and the coupling of
4f excitations and phonons. The principal experi-
mental tool for examining these interactions, by
measurements of the 4f excitation spectra, has been
inelastic neutron scattering [1,2]. Despite the
widespread belief that optical methods are not ap-
propriate in opaque materials, sharp and well-re-
solved 4f excitations in RE cuprates have been re-
vealed by infrared (IR) [8] and Raman [9]
spectroscopies. Surveyed in this article are recent
results illustrating how these two techniques have
been used to study microscopic processes involving
4f electrons in RE cuprates.
This article is organized as follows. The effect of
hydrostatic pressure on the Raman active 4f state
excitations in Nd CuO42 is studied in the next Sec-
tion. The splitting of the Kramers doublets in this
compound, revealed using the IR spectroscopy, are
described in terms of the anisotropic Nd–Cu ex-
change Hamiltonian in Sec. 3. The 4f excitations
spectra in REBa Cu O2 3 6��(RE = Nd, Sm) are dis-
cussed in Sec. 4.
© V. Nekvasil, 2002
2. 4f spectra in Nd CuO2 4 under pressure
An interaction with the crystal field produced
by the neighboring core charges and valence elec-
tronic density is the strongest perturbation of the
free ion 4f-shell state of trivalent RE ions in cu-
prates. The CF interaction Hamiltonian is usually
considered in the form [10]:
H B C CCF kq q
k
q
k
k q
� � �� ( )[ ] [ ]
,
, (1)
where the functions Cq
k[ ] transform as tensor ope-
rators under simultaneous rotation of the coordi-
nates of all the f electrons, Bkq are the so-called CF
parameters.
The above-mentioned optical methods have ma-
de possible the determination of a sufficient num-
ber of CF energy levels in Nd CuO2 4 to ensure re-
liability of the phenomenological parameters Bkq
calculated by solving numerically the inverse secu-
lar problem [9,11].
Recently, CF excitations of the Nd3+ ions in
Nd CuO2 4 were measured under hydrostatic pres-
sure using Raman spectroscopy [12]. Two relatively
intense CF peaks near 750 cm–1 and 1995 cm–1
were detected in applied pressure up to ~ 7 GPa.
The energy of the 750 cm–1 CF excitation within
the ground state J multiplet increases nearly lin-
early as a function of pressure at an average rate of
12.9(5) cm–1/GPa (Fig. 1). It shows much larger
pressure dependence than the transitions at
1992/1997 cm–1 from the ground state to the ex-
change-split Kramers doublet within the first ex-
cited J multiplet (Fig. 2). The energies of this
doublet increase at rates of 1.7(2) cm–1 and
2.0(2) cm–1/GPa.
Two theoretical methods were used to interpret
the pressure dependence of the CF interaction. The
k = 4 and 6 CF parameters were predicted using the
superposition model [13] that has proved to be effi-
cient in the CF modeling in cuprates [4]. The
model makes it possible to describe the parameters
Bkq in Eq. (2) in terms of intrinsic (pair) CF pa-
rameters bk(R):
B S i b Rkq kq k i
i
� � ( ) ( ), (2)
where S ikq( ) is the geometrical factor determined
by the angular coordinates of the ligands at the
same distance Ri from the RE ion.
The superposition model does not apply to the
k � 2 parameters, where the long-range electrostatic
contribution dominates. Therefore, the CF parame-
ter B20 was calculated using the ab initio method,
in which the electronic structure and related distri-
bution of the ground state charge density are ob-
tained from calculations based on the density func-
tional theory (DFT). Within the DFT, the CF
parameter B20 , originating from the effective po-
tential V inside the crystal, can be written as [14]:
� � � �B a R r V r r drf20 2
0
4
2
2
0 2
0
�
( ) , (3)
where nonspherical components � �V r2
0 reflect not
only the nuclear potentials and Hartree part of the
inter-electronic interaction but also the exchange
correlation term, which accounts for many-particle
740 Fizika Nizkikh Temperatur, 2002, v. 28, No. 7
V. Nekvasil
In
te
n
si
ty
0 1 2 3 4 5
Pressure, GPaRaman shift, cm
– 1
P
e
a
k
p
o
si
tio
n
,
cm
–
1
4
4
9/2
11/2
bT = 5 K P, GPa
5.8
4.7
3.2
2.5
0.8
a
theory
exp
2010
2005
2000
1995
1990
�6
�6
1950 2000 2050
Fig. 2. (a) Raman spectra of Nd CuO2 4 in the spectral
range of the 1995-cm–1 CF excitation for pressures of
0.8–5.8 GPa (T = 5 K). (b) Experimental and calcu-
lated pressure dependences of the peak positions of the
CF excitations. The filled and unfilled triangles repre-
sent peak positions measured at 5 and 44 K, respectively.
The lines represent linear regressions of the data [12].
In
te
n
si
ty
0 1 2 3 4 5 6 7700 800750 850
Pressure, GPa
T = 5 K P, GPa
5.8
4.7
3.2
2.5
0.8
830
810
790
770
750
4
9/2
theory
Raman shift, cm
– 1
P
e
a
k
p
o
si
tio
n
,
cm
–
1
ba
�6
�6
exp.
Fig. 1. (a) Raman spectra of Nd CuO2 4 in the spectral
range of the 750-cm–1 CF excitation for pressures of
0.8–5.8 GPa (T = 5 K). (b) Experimental (■, solid li-
ne) and calculated (�, dashed line) pressure dependen-
ces of the peak position of the CF excitation. The lines
in (b) are guides to the eye [12].
effects. The radial wave function R4f describes the
radial shape of the localized 4f charge density of
the RE3+ ion in the compound studied.
The calculation of the pressure dependence of
the CF parameters included two steps. First,
Eqs. (2), (3) were used to calculate the theoretical
ratio Bkq(P)/Bkq(0) with allowance for the data
on the pressure evolution of the Nd CuO2 4 crystal
structure measured by synchrotron x-ray powder
diffraction [15] and the available superposition
model parameters [4]. The effect of pressure on the
underlying electronic density of states (DOS) is
shown in Fig. 3. It is worth noting that the DOS
curve is broadened by ~ 0.5 eV at an applied pres-
sure of 7 GPa. This broadening is connected with a
slight redistribution of the charge density, which
results in an increase of the absolute value of the
calculated parameter B20 . In the second step each
phenomenological parameter Bkq [11] was multi-
plied by the theoretical ratio Bkq(P)/Bkq(0). As
an illustration, the CF parameters obtained in this
way for the applied pressure 7 GPa are compared
with the ambient pressure parameters in Table 1.
The absolute values of the individual CF parame-
ters are increased by ~ 6–18 % at 7 GPa compared
to those at zero pressure.
The theoretical approach described above gives
transition frequencies increasing nearly linearly at
rates of ~ 11.7 and ~ 0.7 cm–1/GPa for excitations
near 750 and 1992(1997) cm–1, respectively. Re-
garding the lower-energy transition, very good ag-
reement is achieved with the experimental result of
12.9 cm–1 (Fig. 1). The calculated value of the
pressure dependence of the higher energy transi-
tions is smaller than the experimental values of
~ 1.7 and 2.0 cm–1 for the peaks at 1992 and
1997 cm–1 (Fig. 2), respectively. It bears noting
that these transitions include the ground-state level
and the lowest energy level in the J � 11/2
multiplet. The CF calculation shows that the pres-
sure dependences of these levels are very similar,
–4.5 and –3.8 cm–1/GPa, respectively. This ex-
plains why the resulting pressure-induced shift of
the transition energy is small. The remaining dis-
crepancy between the experimental and calculated
values is ascribed to a small pressure-induced shift
of the free ion levels, not taken into account in the
above calculations.
A detailed analysis of the pressure-induced in-
crease in the separation of the doublet near
1995 cm–1 (Fig. 2) indicated that in addition to the
CF parameters the parameters �kq of the Hamil-
tonian of the anisotropic Nd–Cu exchange interac-
tion, Eq. (4), are pressure dependent [12].
3. Anisotropy of the Nd–Cu exchange
interaction in RE cuprates
The IR transmission study of the 4f spectra in
the antiferromagnet Nd CuO2 4 yielded a splitting
of the CF Kramers doublets of the order of a few
cm–1 due to the exchange interaction between Nd
and Cu (see the third column of Table 2) [16]. An
example of the experimental spectra of the transi-
tion from the ground state to an exchange-split
Kramers doublet at ~ 5870 cm–1 is shown in Fig. 4.
The exchange anisotropy due to the orbital mo-
ments of the f electrons is pronounced in this case:
the isotropic Heisenberg-type exchange alone ap-
pears to be completely incapable of explaining the
observed doublet splittings [11]. To account for
these splittings one has to consider the complete
Hamiltonian within the molecular field approxima-
tion describing the exchange interaction of the 4f
Fizika Nizkikh Temperatur, 2002, v. 28, No. 7 741
Optical study of 4f excitations in rare earth cuprates
Fig. 3. Total density of electron states (DOS) of
Nd CuO2 4 calculated at ambient pressure and at 7 GPa
[12].
Table 1
CF parameters Bkq in Nd CuO2 4 (in cm–1) obtained
from a fit to IR absorption data at ambient pressure [11]
and calculated at 7 GPa using the superposition model
and the DFT based ab initio method (see text)
Parameter P � 0 [11] P � 7 GPa [12]
B
20
–335 –373
B
40
–2219 –2574
B
44
1634 1935
B
60
224 246
B
64 1494 1584
electrons of an Nd ion with the magnetically pola-
rized Cu sublattice [17,18].
Table 2
Splitting of the Nd3+ Kramers doublets in Nd CuO2 4 as
measured by infrared transmission [16] and calculated
using Eq. (4) [19] (all energies in cm–1)
J
multiplet
CF
level [10]
Observed
splitting
Calculated
splitting
9/2 Ground state 5.5 5.7
11/2
1995
2006
2013
2077
2414
3.5
3.5
4.0
2.0
3.0
3.7
3.5
3.7
2.1
2.9
13/2 3950 2.5 2.7
15/2 5868 2.0 1.3
The perturbation single-ion Hamiltonian under
consideration then includes, besides the standard
CF term HCF from Eq. (1), an exchange term
Hexch :
H T i ikq q
k
ik q
exch � � ���2
[ ]
,
( ) ( )s n, (4)
where �kq are the exchange parameters, T ik[ ]( ) are
the irreducible unit tensor operators which act on
the orbital part of the Nd wave function, s(i) is the
spin of a Nd electron, and n is the unit vector
directed along the magnetization of the Cu sub-
lattice. There are six independent parameters �kq in
Hexch for Nd ions occupying the tetragonal sym-
metry sites in Nd CuO2 4.
A least-squares procedure has been utilized to fit
the splitting of the eight observed Kramers doublet
splittings using the above-mentioned perturbation
Hamiltonian [19]. The results of the final fit are
summarized in Table 2; the corresponding best-fit
values of �kq are given in Table 3. It is worthwhile
to note that the contributions of the second- and
fourth-order terms to the splittings are two orders
of magnitude larger than that of the isotropic term
(k q� � 0) in the exchange operator. This finding is
compatible with the symmetry considerations indi-
cating that the isotropic term in the exchange
Hamiltonian vanishes when only the nearest Cu
neighbors of Nd are considered [20]. It also shows
the importance of the higher-order terms in Eq. (4),
neglected in magnetic studies in which the ani-
sotropic RE–Cu coupling in Nd CuO2 4 [20,21] and
PrBa Cu O2 3 6�� [22,23] is represented by a pseu-
do-dipolar term.
Table 3
The best-fit values of the exchange parameters �kq (in
cm–1) in Eq. (4) [19]
Exchange parameter �
kq
�
00
–7(4)
�
20
–491(130)
�
40
–177(33)
�
��
–257(12)
�
60
15(16)
�
64 47(13)
4. Crystal field study in RE Ba Cu O1 2 3 6� � �x x �
(RE = Nd, Sm)
In this Section we report a systematic study of
CF transitions in NdBa Cu O2 3 6�� (� ~ 0) and
Sm Ba Cu O1 2 3 6� � �x x � (x � 0.01, x = 0.03, 0.05,
and 0.11; � ~ 0) by IR absorption [24,25]. The tran-
sitions involving Kramers doublets within the low-
742 Fizika Nizkikh Temperatur, 2002, v. 28, No. 7
V. Nekvasil
Fig. 4. Nd CuO2 4 IR transmission as a function of tem-
perature [16].
est-energy 4I term and 6H term in the Nd and Sm
compounds, respectively, were determined. Exam-
ples of these transitions are shown in Figs. 5 and 6.
The large number of peaks in the experimental
spectra indicates that there exists more than one
type of RE site. We observe that the f–f transitions
are electric-dipole forbidden for the RE ions at re-
gular D4h-symmetry sites in ideal REBa2Cu3O6 .
A phenomenological CF analysis of the IR data
(Sec. 2), including the neutron scattering data for
the J � 9/2 multiplet in NdBa2Cu3O6 [26], al-
lowed identification and fitting of the CF spectra
of Nd and Sm ions at regular sites. Detailed CF cal-
culations using the superposition model and the ab
initio method based on the density-functional the-
ory described in Sec. 2 indicate [27] that additional
bands in the IR spectra correspond to the RE3+ ions
in the C4�
-symmetry Ba sites. The sets of the CF
parameters for regular as well as Ba sites obtained
using the above-mentioned methods are summarized
in Table 4.
Concluding this part, we note that the CF tran-
sitions at RE/Ba sites have been observed in all
RE1+xBa2–xCu3O6+� samples studied, including
those with x = 0. This finding supports recent data
indicating that the presence of a relatively small
quantity of the magnetic Pr3+ ions at the Ba sites is
the main reason for anomalous behavior of
PrBa2Cu3O7 , including the suppression of super-
conductivity as well as the appearance of the anti-
ferromagnetic ordering in the Pr sublattice at a
Fizika Nizkikh Temperatur, 2002, v. 28, No. 7 743
Optical study of 4f excitations in rare earth cuprates
Fig. 6. IR spectra of CF transitions (6H5/2 � 6H13/2)
in Sm1+xBa2–xCu3O6+� in the 4800–5050 cm–1 range.
The dashed arrows indicate CF transitions associated
with Sm/Ba sites. See Ref. 25 for additional details.
Table 4
CF parameters (in cm–1) in Sm1+xBa2–xCu3O6 [6] and
Nd1+xBa2–xCu3O6 [5] obtained by an analysis of the IR
spectra (see text)
B
kq
D
4h
site C
4v
site
k q Sm Nd Sm
2 0 282(5) 380(28) –227
4 0 –2481(12) –2956(34) 24
4 4 1307(10) 1664(25) –331
6 0 321(12) 526(15) –427
6 4 1931(6) 2021(10) 624
Fig. 5. IR spectra of CF transitions in NdBa2Cu3O6
from the ground state multiplet 4I9/2 to the second
excited multiplet 4I13/2 (ab and ac platelets at 4.2 K).
The filled circles and asterisks indicate strong and weak
absorption bands, respectively. See Ref. 24 for additio-
nal details.
temperature at least one order of magnitude higher
than for other RE elements [28].
Acknowledgements
The assistance of the Grant Agency of the Czech
Republic in the form of its grant No. 202/00/1602
is gratefully acknowledged.
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