From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation
We start from known solutions of the Yang-Baxter equation with a spectral parameter defined on the tensor product of two infinite-dimensional principal series representations of the group SL(2,C) or Faddeev's modular double. Then we describe its restriction to an irreducible finite-dimensional...
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nasplib_isofts_kiev_ua-123456789-1477572025-02-09T21:28:23Z From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation Chicherin, D. Derkachov, S.E. Spiridonov, V.P. We start from known solutions of the Yang-Baxter equation with a spectral parameter defined on the tensor product of two infinite-dimensional principal series representations of the group SL(2,C) or Faddeev's modular double. Then we describe its restriction to an irreducible finite-dimensional representation in one or both spaces. In this way we obtain very simple explicit formulas embracing rational and trigonometric finite-dimensional solutions of the Yang-Baxter equation. Finally, we construct these finite-dimensional solutions by means of the fusion procedure and find a nice agreement between two approaches. We thank the referees for useful remarks to the paper. This work is supported by the Russian Science Foundation (project no. 14-11-00598). 2016 Article From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation / D. Chicherin, S.E. Derkachov, V.P. Spiridonov // Symmetry, Integrability and Geometry: Methods and Applications. — 2016. — Т. 12. — Бібліогр.: 43 назв. — англ. 1815-0659 2010 Mathematics Subject Classification: 81R50; 82B23; 33D05 DOI:10.3842/SIGMA.2016.028 https://nasplib.isofts.kiev.ua/handle/123456789/147757 en Symmetry, Integrability and Geometry: Methods and Applications application/pdf Інститут математики НАН України |
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We start from known solutions of the Yang-Baxter equation with a spectral parameter defined on the tensor product of two infinite-dimensional principal series representations of the group SL(2,C) or Faddeev's modular double. Then we describe its restriction to an irreducible finite-dimensional representation in one or both spaces. In this way we obtain very simple explicit formulas embracing rational and trigonometric finite-dimensional solutions of the Yang-Baxter equation. Finally, we construct these finite-dimensional solutions by means of the fusion procedure and find a nice agreement between two approaches. |
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Chicherin, D. Derkachov, S.E. Spiridonov, V.P. |
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Chicherin, D. Derkachov, S.E. Spiridonov, V.P. From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation Symmetry, Integrability and Geometry: Methods and Applications |
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Chicherin, D. Derkachov, S.E. Spiridonov, V.P. |
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Chicherin, D. |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation |
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from principal series to finite-dimensional solutions of the yang-baxter equation |
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Інститут математики НАН України |
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2016 |
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From Principal Series to Finite-Dimensional Solutions of the Yang-Baxter Equation / D. Chicherin, S.E. Derkachov, V.P. Spiridonov // Symmetry, Integrability and Geometry: Methods and Applications. — 2016. — Т. 12. — Бібліогр.: 43 назв. — англ. |
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Symmetry, Integrability and Geometry: Methods and Applications |
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AT chicherind fromprincipalseriestofinitedimensionalsolutionsoftheyangbaxterequation AT derkachovse fromprincipalseriestofinitedimensionalsolutionsoftheyangbaxterequation AT spiridonovvp fromprincipalseriestofinitedimensionalsolutionsoftheyangbaxterequation |
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2025-11-30T23:52:26Z |
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Symmetry, Integrability and Geometry: Methods and Applications SIGMA 12 (2016), 028, 34 pages
From Principal Series to Finite-Dimensional
Solutions of the Yang–Baxter Equation
Dmitry CHICHERIN †, Sergey E. DERKACHOV ‡ and Vyacheslav P. SPIRIDONOV §
† LAPTH, UMR 5108 du CNRS, associée à l’Université de Savoie, Université de Savoie, CNRS,
B.P. 110, F-74941 Annecy-le-Vieux, France
E-mail: chicherin@lapth.cnrs.fr
‡ St. Petersburg Department of Steklov Mathematical Institute of Russian Academy of Sciences,
Fontanka 27, 191023 St. Petersburg, Russia
E-mail: derkach@pdmi.ras.ru
§ Laboratory of Theoretical Physics, JINR, Dubna, Moscow region, 141980, Russia
E-mail: spiridon@theor.jinr.ru
Received November 17, 2015, in final form March 04, 2016; Published online March 11, 2016
http://dx.doi.org/10.3842/SIGMA.2016.028
Abstract. We start from known solutions of the Yang–Baxter equation with a spectral pa-
rameter defined on the tensor product of two infinite-dimensional principal series representa-
tions of the group SL(2,C) or Faddeev’s modular double. Then we describe its restriction to
an irreducible finite-dimensional representation in one or both spaces. In this way we obtain
very simple explicit formulas embracing rational and trigonometric finite-dimensional solu-
tions of the Yang–Baxter equation. Finally, we construct these finite-dimensional solutions
by means of the fusion procedure and find a nice agreement between two approaches.
Key words: Yang–Baxter equation; principal series; modular double; fusion
2010 Mathematics Subject Classification: 81R50; 82B23; 33D05
Contents
1 Introduction 2
2 SL(2,C) group 4
2.1 Representations of the group and the intertwining operator . . . . . . . . . . . . . . . . . 4
2.2 The general SL(2,C)-invariant R-operator . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.3 Finite-dimensional reductions of the general R-operator . . . . . . . . . . . . . . . . . . . 10
2.4 Verma module reduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
2.5 Fusion, symbols and the Jordan–Schwinger representation . . . . . . . . . . . . . . . . . . 13
2.6 Fusion construction for SL(2,C) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
3 The Faddeev modular double 19
3.1 Representations of the quantum algebra . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
3.2 An infinite-dimensional R-operator for the modular double . . . . . . . . . . . . . . . . . 23
3.3 Finite-dimensional reduction of the R-operator . . . . . . . . . . . . . . . . . . . . . . . . 25
3.4 The fusion and symbols for Uq(sl2) algebra . . . . . . . . . . . . . . . . . . . . . . . . . . 28
3.5 Fusion construction for the modular double . . . . . . . . . . . . . . . . . . . . . . . . . . 31
References 33
mailto:chicherin@lapth.cnrs.fr
mailto:derkach@pdmi.ras.ru
mailto:spiridon@theor.jinr.ru
http://dx.doi.org/10.3842/SIGMA.2016.028
2 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
1 Introduction
The Yang–Baxter equation (YBE)
R12(u− v)R13(u)R23(v) = R23(v)R13(u)R12(u− v)
is a major tool in building the quantum integrable systems [1, 26, 28, 29, 39]. It has found
numerous applications in mathematical physics and purely mathematical questions. At the
dawn of quantum inverse scattering method the finite-dimensional solutions of the YBE (when
the operators Rij(u) are given by ordinary matrices with numerical entries depending on the
spectral parameter u) attracted much attention in view of their relevance for physical spin
systems on lattices admitting a successful treatment of their thermodynamical behavior [1, 26].
Solutions of the YBE for infinite-dimensional representations revealed their importance in
the integrability phenomena emerging in quantum field theories. An integrable spin chain with
underlying SL(2,C) symmetry group and its noncompact representations naturally arises in the
high-energy behavior of quantum chromodynamics. Corresponding model was discovered in [30]
together with an additional integral of motion. Later, in [31] and [21] it was identified with the
noncompact XXX spin chain which revealed its complete integrability (for further investigations
of this model, see [12, 14]).
There are three increasing levels of complexity of finite-dimensional solutions of YBE de-
scribed by matrices with the coefficients expressed in terms of the rational, trigonometric, and
elliptic functions. In the infinite-dimensional setting the latter hierarchy is replaced by solutions
of YBE defined as integral operators with the integrands described by plain hypergeometric,
q-hypergeometric and elliptic hypergeometric functions [36].
The notion of the modular double was introduced by Faddeev in [18] and noncompact repre-
sentations of this algebra arise naturally in the Liouville model studies [20, 35]. The quantum
dilogarithm function [19] plays an important role in the description of these representations as
well as in the Faddeev–Volkov model [2, 43] and its generalization found in [38]. The elliptic
modular double extending Faddeev’s double was introduced in [37].
The general solution of YBE at the elliptic level with the rank 1 symmetry algebra was found
in [16]. It is based on the properties of an integral operator with an elliptic hypergeometric
kernel, the key identity for which (given by the Bailey lemma, see, e.g., [36]) coincides with
the star-triangle relation. In [16, 17] a particular finite-dimensional invariant space for the
representations of the elliptic modular double has been described.
The general R-operator is interesting on its own. In the case of group SL(2,C) and the
Faddeev and elliptic modular doubles it is represented by an explicit integral operator acting on
the tensor product of two functional spaces [6, 14, 15, 16]. It can be thought of as a universal
object since it is expected that in some sense it conceals all solutions of YBE, particularly, the
finite-dimensional solutions. In this paper we show explicitly that, indeed, the latter solutions
can be derived as reductions of the infinite-dimensional R-operators in three particular cases:
the SL(2,C) group R-operator [15], its real form analogue associated with the sl2-algebra and
the R-operator for the Faddeev modular double, which was considered first in [5] as a formal
function with an operator argument.
Reductions to finite-dimensional invariant subspaces constitute a nontrivial problem. Indeed,
general infinite-dimensional R-matrices are given by integral operators, but their reduction to
a finite-dimensional invariant subspace in one of the tensor product spaces should be a matrix
with the entries described by differential or finite-difference operators.
Our key results are given by the remarkably compact formulas for reduced R-operators (2.32),
(2.38), and (3.36). The former and the latter cases are determined by a pair of integer parame-
ters. In the SL(2,C)-case (2.32) two integers emerge from the discretization of two spin variables,
s and s̄. In the modular double case (3.36) the situation is qualitatively different, two integers
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 3
emerge from the intrinsically two-dimensional nature of the discrete lattice for one spin variable.
In the context of univariate spectral problems such a quantization leads to the two-index or-
thogonality relations which were found for the first time in the theory of elliptic hypergeometric
functions, see [36] and references therein. In our problem, two integers appearing in the reduc-
tion of R-matrix associated with the modular double are descendants from the similar integers
existing at the elliptic level [16, 17].
It is well known that quantum integrable systems are related to 6j-symbols of different
algebras. In the context of 2d conformal field theory these symbols are associated with the
fusion matrices and, in this setting, the finite-dimensional 6j-symbols of the modular double
with q a root of unity have been constructed in [22]. Their continuous spin generalizations have
been built in [35]. The most general discrete q-6j-symbols of such type (with the doubling of
indices) are composed out of the product of two particular terminating 10ϕ9 basic hypergeometric
series related by a modular transformation [36]. Their noncompact analogues associated with
the lattice model of [38] and generalizing 6j-symbols of [35] are easily derived as a limiting
case of the elliptic analogue of the Euler–Gauss hypergeometric function [36]. A similar set of
questions was discussed recently for the quantum algebra Uq(osp(1|2)) [34].
A conventional method of constructing higher spin L-operators or the higher spin R-matrices
which are finite-dimensional in both spaces is the fusion procedure [28, 29]. It is based on
the fact that arbitrary finite-dimensional representation of a rank 1 algebra is contained in the
decomposition of a tensor power of the fundamental representation. Similarly, by means of the
fusion procedure one constructs higher quantized spin solutions of YBE out of the fundamental
one. In particular, a higher spin R-operator, which is finite-dimensional in one of the spaces, is
given by a symmetrized tensor product of several Lax operators, and higher spin ordinary matrix
solutions of YBE are given by symmetrized tensor products of several fundamental R-matrices.
There is another method of building such R-operators based on the observation that for spe-
cial values of the spins (representation parameters) the principal series representation becomes
reducible and a finite-dimensional irreducible representation decouples. The general R-operator
does not map out of this invariant finite-dimensional subspace, so it can be restricted to this
subspace and get a reduced form. In this approach the intertwining operators of equivalent
representations of the symmetry algebras play a crucial role. They explicitly indicate specific
values of the spin when such a decoupling takes place.
In this work we elaborate both methods for the SL(2,C) group and the modular double (the
corresponding intertwining operators were constructed in [23] and [35]). We show explicitly
that both methods yield identical formulae embracing required finite-dimensional (in one or
both spaces) solutions of YBE. Additionally, we consider a finite-dimensional reduction of the
R-operators for a tensor product of two Verma modules. This is the first paper in the series
dedicated to finite-dimensional reductions of known integral R-operators. In the next work of
this series [10] such a problem was solved for the elliptic modular double. In [7] new compact fac-
torization formulae were derived for finite-dimensional R-matrices in several cases (for different
forms of factorizations, see [27] and references therein). Reduction of the integral R-operator
for the generalized Faddeev–Volkov model of [38] is considered in [11].
The paper consists of two parts. In the first part we consider SL(2,C)-invariant solutions of
YBE. We begin in Section 2.1 with a concise review of the infinite-dimensional principal series
representation of the SL(2,C) group. In Section 2.2 we indicate the relevant Lax operators
and the general R-operator emphasizing the role of the star-triangle relation. In Section 2.3
we reduce the general SL(2,C)-symmetric R-operator to a finite-dimensional representation in
one of the spaces. In Section 2.4 we derive an analogous reduction for the general sl2-algebra
R-operator to the space of polynomials or the Verma module.
Then we proceed to the fusion. In Section 2.5 we formulate the fusion for the sl2 algebra case
in a rather nonstandard fashion. We construct projectors to the highest spin representation by
4 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
means of some auxiliary spinor variables that results in the Jordan–Schwinger realization of the
“fused” representation. We describe also how the fusion procedure reproduces the L-operator
as well. After that, in Section 2.6 we get back to the SL(2,C) group and carry out the fusion
in this case.
In the second part of the paper we consider similar questions for the modular double. There
the presentation closely follows the rational case in order to emphasize the striking similarity
between these two cases. In Sections 3.1 and 3.2 we outline general structure of the modular
double and present the general R-operator for it. The corresponding reduced R-matrix, which
is finite-dimensional in one of the quantum spaces (or both), is derived in Section 3.3. Finally,
in Sections 3.4 and 3.5 we derive finite-dimensional R-matrices in the q-deformed cases using
the fusion procedure.
2 SL(2,C) group
2.1 Representations of the group and the intertwining operator
We start with a short review of some basic well-known facts about representations of the group
SL(2,C). They are formulated in a form that will be natural for dealing with R-operators. We
outline how finite-dimensional representations decouple from infinite-dimensional ones empha-
sizing the role of the intertwining operator.
The method of induced representations is a robust tool that enables one to construct a number
of interesting representations of a group (see for example [24]). Consider representations of the
group SL(2,C) realized on the space of single-valued functions Φ(z, z̄) on the complex plane. The
principal series representation [23] is parametrized by a pair of generic complex numbers (s, s̄)
subject to the constraint 2(s − s̄) ∈ Z. We refer to them as spins in what follows. In order to
avoid misunderstanding we emphasize that s and s̄ are not complex conjugates in general. So,
this representation T(s,s̄) is given explicitly as [23]
[
T(s,s̄)(g)Φ
]
(z, z̄) = (d− bz)2s (d̄− b̄z̄)2s̄ Φ
(
−c+ az
d− bz
,
−c̄+ āz̄
d̄− b̄z̄
)
, (2.1)
g =
(
a b
c d
)
∈ SL(2,C).
Representations of the group SL(2,C) yield representations of the Lie algebra sl(2,C) in a stan-
dard way. Assuming that g lies in a vicinity of the identity g = 1+ ε · Eik, where Eik are traceless
2× 2 matrices: (Eik)jl = δijδkl − 1
2δikδjl, one extracts generators Eik and Ēik of the Lie algebra,
T(s,s̄)(1 + ε · Eik)Φ(z, z̄) = Φ(z, z̄) +
(
ε · Eik + ε̄ · Ēik
)
Φ(z, z̄) +O
(
ε2
)
.
The generators Eik, Ēik are the first-order differential operators. We arrange them in 2 × 2
matrices E(s) and Ē(s̄), which will be useful for the following considerations,
E(s) =
(
E11 E21
E12 E22
)
=
(
z∂ − s −∂
z2∂ − 2sz −z∂ + s
)
=
(
1 0
z 1
)(
−s− 1 −∂
0 s
)(
1 0
−z 1
)
. (2.2)
The substitution z → z̄, ∂ → ∂̄ and s → s̄ in this formula results in the matrix Ē(s̄) for the
generators Ēik.
There exists an integral operator W which intertwines a pair of principal series representations
T(s,s̄) and T(−1−s,−1−s̄) for generic complex s and s̄,
W(s, s̄)T(s,s̄)(g) = T(−1−s,−1−s̄)(g)W(s, s̄). (2.3)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 5
We will refer to this pair as the equivalent representations. The described intertwining relation
can be equally reformulated as a set of intertwining relations for the Lie algebra generators
W(s, s̄)E(s) = E(−1−s)W(s, s̄), W(s, s̄)Ē(s̄) = Ē(−1−s̄)W(s, s̄). (2.4)
The operator W is defined up to an overall normalization and has the following explicit form [23]
[W(s, s̄)Φ] (z, z̄) = const
∫
C
d2x
Φ(x, x̄)
(z − x)2s+2(z̄ − x̄)2s̄+2
. (2.5)
Obviously this integral operator is well-defined for generic values of s and s̄ and the problems
emerge for the discrete set of points 2s = n, 2s̄ = n̄ with n, n̄ ∈ Z≥0. These special values of the
spins correspond to finite-dimensional representations which we are aiming at. That is why we
would like to have a meaningful intertwining operator for this discrete set. In order to obtain it
we note that the expression (2.5), considered as an analytical function of s, s̄, has simple poles
exactly on this discrete set of (half)-integer points. Consequently, we need to choose properly
the normalization constant in (2.5) to suppress the poles at 2s = n, 2s̄ = n̄. Further, pursuing
this strategy we find the normalization constant as an appropriate combination of the Euler
gamma functions such that the intertwining operator (2.5) becomes well-defined in the case of
finite-dimensional representations as well. In order to implement the outlined program we resort
to the text-book formula for the following complex Fourier transformation [23]
A(α, ᾱ)
∫
C
d2z
eipz+ip̄z̄
z1+αz̄1+ᾱ
= pαp̄ᾱ, A(α, ᾱ) =
i−|α−ᾱ|
π
Γ
(α+ᾱ+|α−ᾱ|+2
2
)
Γ
(−α−ᾱ+|α−ᾱ|
2
) , (2.6)
where Γ(x) is the Euler gamma function. One can substitute here z = x + iy, z̄ = x − iy and
pass to the integrations over x, y ∈ R. We replace p and p̄ by the differential operators, p→ i∂x
and p̄→ i∂x̄, use the shift operator ea∂xf(x) = f(x+ a), and come to the definition
(i∂z)
α (i∂z̄)
ᾱ Φ(z, z̄) :=A(α, ᾱ)
∫
C
d2x(z − x)−1−α(z̄ − x̄)−1−ᾱΦ(x, x̄). (2.7)
In order to avoid cumbersome expressions we prefer to recast this formula to a concise form
[i∂z]
α Φ(z, z̄) =A(α)
∫
C
d2x [z − x]−1−α Φ(x, x̄). (2.8)
Here and in the following we profit from the shorthand notation
[z]α = zαz̄ᾱ, α− ᾱ ∈ Z, (2.9)
which unifies the holomorphic and antiholomorphic sectors. Let us remind once more that α
and ᾱ are not assumed to be complex conjugates. The constraint on the exponents α, ᾱ in (2.9)
ensures that the function [z]α is single-valued, whereas for generic values of α the holomorphic
and anti-holomorphic factors of [z]α taken separately have branch cuts. Bearing in mind that the
holomorphic sector is always accompanied by the antiholomorphic one we omit the ᾱ-dependence
in the A-factor: A(α, ᾱ)→ A(α).
Thus, if the normalization in (2.5) is chosen properly, the intertwining operator can be repre-
sented in two equivalent forms, either as a formal complex power of the differentiation operator
W(s, s̄) = [i∂z]
2s+1 or as a well defined integral operator
[W(s, s̄)Φ] (z, z̄) =
(−1)|s−s̄|
π
Γ (s+ s̄+ |s− s̄|+ 2)
Γ (−s− s̄+ |s− s̄| − 1)
∫
C
d2x[z − x]−2s−2Φ(x, x̄). (2.10)
6 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
At special points 2s = n, 2s̄ = n̄, n, n̄ ∈ Z≥0, the integral operator turns to the differential ope-
rator of a finite order (i∂z)
n+1 (i∂z̄)
n̄+1. Let us note that for generic s the holomorphic ∂2s+1
z
and anti-holomorphic ∂2s̄+1
z̄ parts (see (2.9)) of the intertwiner [i∂z]
2s+1 taken separately are
ill-defined (working with the contour integrals with the kernel (z−x)α one cannot find a trans-
lationally invariant measure). However, being taken together, they form a well-defined integral
operator.
Formula (2.1) implies that for special values of spins 2s = n, 2s̄ = n̄ discussed above an
(n + 1)(n̄ + 1)-dimensional representation decouples from the general infinite-dimensional ca-
se [23]. Indeed, the space of polynomials spanned by (n+1)(n̄+1) basis vectors zkz̄k̄, where k =
0, 1, . . . , n and k̄ = 0, 1, . . . , n̄, is invariant with respect to the action of the operators T(s,s̄)(g).
Instead of working with the separate basis vectors we prefer to deal with a single generating
function which contains all of them. The generating function for basis vectors of this finite-
dimensional representation can be chosen in the following form
[z − x]n = (z − x)n(z̄ − x̄)n̄, (2.11)
where x, x̄ are some auxiliary parameters. Indeed, expanding (2.11) with respect to x and x̄ we
recover all (n+ 1)(n̄+ 1) vectors zkz̄k̄, where k = 0, 1, . . . , n and k̄ = 0, 1, . . . , n̄.
The decoupling of a finite-dimensional representation and the explicit expression for the gene-
rating function (2.11) allow us to give a very natural interpretation to the situation from the point
of view of the intertwining operator. Indeed, an immediate consequence of the definition (2.3)
is that the null-space of W(s, s̄) – the space annihilated by the operator – is invariant under the
action of the operators T(s,s̄)(g). Therefore, if the intertwining operator has a nontrivial null-
space then a sub-representation decouples and the corresponding invariant subspace appears. In
the case at hand, when 2s = n and 2s̄ = n̄, the intertwining operator turns into the differential
operator ∂n+1∂̄n̄+1.
Of course this operator annihilates all (n+ 1)(n̄+ 1) basis vectors zkz̄k̄, where k = 0, 1, . . . , n
and k̄ = 0, 1, . . . , n̄, but the whole null-space of this operator is too big (it includes all harmonic
functions) and we need some additional characterization for the considered finite-dimensional
subspace. Relation (2.3) shows that the image of the intertwining operator W(−1− s,−1− s̄)
is also invariant under the action of the operators T(s,s̄)(g). Moreover, formula (2.10) in the
considered situation
[W(−1− s,−1− s̄)Φ] (z, z̄)
=
(−1)|s−s̄|
π
Γ (−s− s̄+ |s− s̄|)
Γ (s+ s̄+ |s− s̄|+ 1)
∫
C
d2x(z − x)2s(z̄ − x̄)2s̄Φ(x, x̄), (2.12)
clearly shows that for special values of the spins 2s = n and 2s̄ = n̄ discussed above the integral
in the right-hand side is equal to a polynomial with respect to z and z̄, and the image of the
operator W(−1 − s,−1 − s̄) (after dropping the numerical factor Γ (−s− s̄+ |s− s̄|) which
diverges at these points) is exactly the needed finite-dimensional subspace. After all we obtain
a characterization of our finite-dimensional subspace: it is the intersection of the null-space of
the intertwining operator W(s, s̄) and of the image of the operator W(−1−s,−1− s̄) both being
properly normalized for special values of the spins 2s = n and 2s̄ = n̄.
The intertwining operator annihilates the generating function of the finite-dimensional rep-
resentation (2.11), which can be seen solely from its basic properties. The following calculation
suggests this generating function itself. The formal differential operator form of the intertwining
operators
W(s) = [i∂z]
2s+1 , W(−1− s) = [i∂z]
−1−2s
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 7
formally indicates that W(−1− s) and W(s) are inverses to each other,
W(s)W(−1− s) = 1l. (2.13)
However, this inversion relation is broken for special values of the spins. Let us rewrite the
identity (2.13) taking into account the explicit expression for kernels of the integral operators
W(−1 − s) (2.12) and 1l, which is given by the Dirac delta-function. In this way we find the
relation
[i∂z]
2s+1 [z − x]2s = (−1)−|s−s̄|π
Γ (s+ s̄+ |s− s̄|+ 1)
Γ (−s− s̄+ |s− s̄|)
δ2(z − x).
At special points 2s = n, 2s̄ = n̄ the gamma-function Γ (−s− s̄+ |s− s̄|) has poles, and there-
fore the right-hand side of the latter formula vanishes. So, one obtains
[i∂z]
n+1 [z − x]n = 0, n = 0, 1, 2, . . . , (2.14)
i.e., the generating function of the finite-dimensional representation coincides with the kernel of
the intertwining operator W(−1− n/2) after a proper normalization.
Our calculation may seem superfluous since the relation (2.14) is evident per se. However, we
presented it here because all its basic steps remain valid after the trigonometric (see Section 3.1)
and elliptic deformations (see [16, 17]) of the symmetry algebra. The deformations complicate
significantly the intertwining operator and the generating function of finite-dimensional repre-
sentations such that the deformed analogues of (2.14) are far from being obvious and in the
elliptic case they are much more involved [10, 17].
2.2 The general SL(2,C)-invariant R-operator
Emergence of the periodic integrable spin chain with SL(2,C) symmetry in the high energy
asymptotics of quantum chromodynamics was discovered in [21, 30, 31]. The detailed conside-
ration of the corresponding formalism was performed in [12, 14]. In these papers the quantum-
mechanical model of interest has been solved, i.e., the relevant Baxter Q-operator has been
constructed and the separation of variables has been implemented. The general R-operator
for the SL(2,C) group has been extensively studied in the first part of [15] as a simplest non-
trivial example of the general SL(N,C)-construction. Here we briefly outline main steps in the
construction of this R-operator before proceeding to its finite-dimensional reductions.
Firstly we tailor a pair of L-operators out of the Lie algebra generators E(s), Ē(s̄) (2.2) and
the spectral parameters u and ū which are assumed to be restricted similar to the representation
parameters, u− ū ∈ Z [14, 15],
L(u1, u2) = u · 1l + E(s) =
(
1 0
z 1
)(
u1 −∂
0 u2
)(
1 0
−z 1
)
, (2.15)
L̄(ū1, ū2) = ū · 1l + Ē(s̄) =
(
1 0
z̄ 1
)(
ū1 −∂̄
0 ū2
)(
1 0
−z̄ 1
)
. (2.16)
Here we use the convenient shorthand notation
u1 = u− s− 1, u2 = u+ s, ū1 = ū− s̄− 1, ū2 = ū+ s̄. (2.17)
Each of the L-operators (2.15), (2.16) respects the RLL-relation with Yang’s 4× 4 R-matrix,
Rab,ef (u− v)Lec(u)Lfd(v) = Lbf (v)Lae(u)Ref,cd(u− v), (2.18)
Rab,ef (ū− v̄)L̄ec(ū)L̄fd(v̄) = L̄bf (v̄)L̄ae(ū)Ref,cd(ū− v̄),
8 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
where a, b, . . . = 1, 2, and the summation over repeated indices is assumed, Rab,cd(u) = u ·
δacδbd+δadδbc (cf. (2.49)). The described relations supplemented by the commutativity condition
[L(u), L̄(v̄)] = 0 are equivalent to the set of commutation relations for the Lie algebra generators
of SL(2,C).
The L-operators (2.15), (2.16) respect simultaneously another RLL-relation with some general
R-operator which intertwines the co-product of L-operators in the pair of quantum spaces
R12(u− v, ū− v̄)L1(u1, u2)L2(v1, v2) = L1(v1, v2)L2(u1, u2)R12(u− v, ū− v̄), (2.19)
R12(u− v, ū− v̄)L̄1(ū1, ū2)L̄2(v̄1, v̄2) = L̄1(v̄1, v̄2)L̄2(ū1, ū2)R12(u− v, ū− v̄), (2.20)
where parameters u1 and u2 are defined in (2.17), and v1, v2 are analogous linear combinations
of v and `,
v1 = v − `− 1, v2 = v + `, v̄1 = v̄ − ¯̀− 1, v̄2 = v̄ + ¯̀.
The lower indices of R12 and L1, L2 denote quantum spaces on which the operators act non-
trivially. The L-operators are multiplied as conventional 2×2 matrices and the R-operator acts as
an identity operator on the auxiliary 2-dimensional spaces of L-operators, but it acts non-trivially
on the tensor product of two infinite-dimensional representations: the first representation is
specified by the spins s, s̄ and it is realized on the functions of variables z1, z̄1, the second
representation is specified by the spins `, ¯̀ and it is realized on the functions of variables z2, z̄2.
In (2.19), (2.20) we drop dependencies of the R-operator on the representation parameters. The
full-fledged notation would be R(u− v, ū− v̄ | s, s̄, `, ¯̀).
Note that the R-operator serves for both L-operators, i.e., it is not just the holomorphic
or anti-holomorphic object, as opposed to the L-operators (2.15), (2.16). In the following we
frequently omit the dependence of the R-operator (and other intertwining operators) on the
anti-holomorphic parameters denoting it R(u). The R-operator is invariant with respect to the
SL(2,C) group, i.e., it commutes with the co-product of sl(2,C) generators[
R12(u, ū),E
(s)
1 + E
(`)
2
]
= 0,
[
R12(u, ū), Ē
(s̄)
1 + Ē
(¯̀)
2
]
= 0,
which follows immediately from the RLL-relations (2.19) and (2.20).
Apart from the RLL-relations (2.19), (2.20) the general R-operator satisfies the YBE
R23(u− v, ū− v̄)R12(u, ū)R23(v, v̄) = R12(v, v̄)R23(u, ū)R12(u− v, ū− v̄), (2.21)
where both sides are endomorphisms on the tensor product of three infinite-dimensional spaces
realizing arbitrary principal series representations of SL(2,C).
In [14, 15] an integral operator solution of the intertwining relations (2.19) and (2.20) was
found, which solves simultaneously YBE (2.21). The construction naturally gives to this general
R-operator several factorized forms related to an integral operator realization of the generators
of symmetric group S4 [15]. Here we do not go into details of this formalism and just indicate the
factorization which is appropriate for our current purposes. The R-operator can be represented
as a product of four elementary intertwining operators [15]
R12(u− v, ū− v̄) = [z12]u2−v1 [i∂2]u1−v1 [i∂1]u2−v2 [z12]u1−v2 , (2.22)
where we assume the shorthand notation zij = zi − zj and (2.9). Taking into account (2.8)
one can rewrite (2.22) explicitly as an integral operator. The notation (2.9) implies that the R-
operator consists of the holomorphic and anti-holomorphic parts which, being taken separately,
are ill-defined for generic spectral and representation parameters. The merge of holomorphic
and antiholomorphic parts yields a well-defined integral operator.
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 9
Formula (2.22) plays a crucial role in the subsequent discussion. It admits deformations [13]
leading to R-operators for the modular double [6] and the elliptic modular double [16].
The expression (2.22) may seem rather unusual. In [15] it was shown that the holomorphic
part of the R-operator (2.22), being restricted to the space of polynomials, coincides with the
familiar R-operator constructed in [28, 39] in the form of the beta-function depending on the
“square root” of the Casimir operator. However, the form (2.22) does not demand extra infor-
mation about the structure of tensor products and corresponding Clebsch–Gordan coefficients.
Furthermore, we will show that the integral R-operator (2.22) contains finite-dimensional solu-
tions of the Yang–Baxter relation as well (2.21).
The elementary intertwining operators appearing in (2.22) fulfill the following operator rela-
tions
[i∂k]
a [z12]a+b [i∂k]
b = [z12]b [i∂k]
a+b [z12]a, k = 1, 2. (2.23)
These formulae have a remarkable interpretation in terms of the Coxeter relations of the sym-
metric group S4 [13, 15]. Using (2.23) one can easily prove that the R-operator (2.22) respects
the YBE (2.21). The operator factors in (2.22) are called intertwiners because they satisfy the
equations
[i∂1]u2−u1 L1(u1, u2) = L1(u2, u1) [i∂1]u2−u1 ,
[i∂2]v2−v1 L2(v1, v2) = L2(v2, v1) [i∂2]v2−v1 , (2.24)
[z12]u1−v2L1(u1, u2)L2(v1, v2) = L1(v2, u2)L2(v1, u1)[z12]u1−v2 , (2.25)
and similar ones with L substituted by L̄. Here the operators [i∂k]
a and [z12]a act on each
matrix element of the matrices Lk entrywise, i.e., they should be considered as 2 × 2 diagonal
matrices proportional to the unit matrix. Moreover, the latter relations fix uniquely (up to
a normalization) the elementary intertwining operators. Note that [i∂1]u2−u1 = [i∂1]2s+1 and
[i∂2]v2−v1 = [i∂2]2`+1 are the intertwining operators of the equivalent representations (2.3) for
the first and second spaces, respectively. The equalities (2.24) are identical to the defining
relations (2.3) of the intertwining operator W. Applying several times (2.24) and (2.25) one can
easily check that the composite R-operator (2.22) obeys the RLL-relations (2.19) and (2.20).
The identities (2.23) are equivalent to the famous star-triangle relation which can be repre-
sented in the following three equivalent forms:
1) as an integral identity [14, 41]∫
C
d2w
1
[z − w]α[w − x]β[w − y]γ
=
A(−β)
A(α− 1)A(γ − 1)
1
[z − x]1−γ [z − y]1−β[y − x]1−α
, (2.26)
provided that the exponents respect the uniqueness conditions
α+ β + γ = ᾱ+ β̄ + γ̄ = 2;
2) as a particular point in the image of the operator [i∂z]
α−1 (with the same restriction on
the exponents as before)
[i∂z]
α−1
(
1
[z − x]β[z − y]γ
)
=
A(−β)
A(γ − 1)
1
[z − x]1−γ [z − y]1−β[y − x]1−α
; (2.27)
3) or as a pseudo-differential operators identity [25]
[i∂z]
α · [z]α+β · [i∂z]β = [z]β · [i∂z]α+β · [z]α. (2.28)
10 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
2.3 Finite-dimensional reductions of the general R-operator
Now we reduce the R-operator (2.22) to finite-dimensional representations in its first space.
The principal possibility of this reduction is based on the following relation
[i∂1]u2−u1 R12(u1, u2 | v1, v2) = R12(u2, u1 | v1, v2) [i∂1]u2−u1 , (2.29)
where we use the R-operator R12 := P12R12 with P12 – a permutation operator, P12Ψ(z1, z2) =
Ψ(z2, z1)P12. Relation (2.29) can be proved using the identity (2.23) and it shows that both,
the null-space of the intertwining operator [i∂1]2s+1 and the image of the intertwining opera-
tor [i∂1]−2s−1, are mapped onto themselves by our R-matrix R12. Therefore, if we find invariant
finite-dimensional subspaces of the latter spaces they will be invariant with respect to the action
of R-operator itself.
We take the function [z13]2sΦ(z2, z̄2), where 2s = u2 − u1 − 1 and Φ(z2, z̄2) is an arbitrary
function, and act upon it by the R-operator. We break down the calculation to several steps
according to the factorized form (2.22) of the R-operator. At the end of calculation we choose
2s = n, 2s̄ = n̄ with n, n̄ ∈ Z≥0 such that [z13]2s turns into the generating function of the finite-
dimensional representation in the first space (2.11) with an auxiliary parameter z3. However,
for a while we assume the spin s to be generic.
Using formula (2.27) we implement the first step.
We act by the first two factors [i∂1]u2−v2 [z12]u1−v2 of the R-operator (2.22) and find
[i∂1]u2−v2 [z12]u1−v2 [z13]2sΦ(z2, z̄2)
=
A(u1 − v2)
A(u1 − u2)
· [z12]u1−u2 [z13]v2−u1−1[z23]u2−v2Φ(z2, z̄2). (2.30)
In order to apply the third factor [i∂2]u1−v1 of the R-operator (2.22) we resort to the relation
[i∂2]u1−v1 [z12]u1−u2 [z23]u2−v2Φ(z2, z̄2)
=
A(u1 − v1)
A(u2 − u1 − 1)
· [i∂1]u2−u1−1[z12]v1−u1−1[z13]u2−v2Φ(z1, z̄1),
which follows immediately from the integral representation (2.8) for [i∂z]
α. A merit of the
previous formula is that we traded the integral operator [i∂2]u1−v1 for [i∂1]2s, which becomes
just a differential operator for 2s = n and 2s̄ = n̄. Incorporating into the latter formula the
inert factors from (2.30) and the last factor [z12]u2−v1 of the R-operator (2.22), we find
R12(u1, u2 | v1, v2)[z13]u2−u1−1Φ(z2, z̄2) =
A(u1 − v2)
A(u1 − u2)
A(u1 − v1)
A(u2 − u1 − 1)
× [z12]u2−v1 [z13]v2−u1−1[i∂1]u2−u1−1[z12]v1−u1−1[z13]u2−v2Φ(z1, z̄1). (2.31)
In order to polish the latter formula we denote z3 = x like in (2.11) and rewrite (2.31) in terms
of the representation parameters. Also we prefer to replace the R-operator by R12 = P12R12.
Thus the general R-operator for the SL(2,C) group acting in the tensor product of two
infinite-dimensional representation spaces with spins s, s̄ and `, ¯̀ can be reduced to a finite-
dimensional subspace in the first space if 2s = n, 2s̄ = n̄ (n, n̄ ∈ Z≥0). We have the following
formula
R12
(
u | n2 ,
n̄
2 , `,
¯̀
)
[z1 − x]nΦ(z2, z̄2)
= c · [z2 − x]−u+n
2
+`[z12]u+n
2
+`+1[∂z2 ]n[z12]−u+n
2
−`−1[z2 − x]u+n
2
−`Φ(z2, z̄2), (2.32)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 11
where the normalization factor is
c = (−1)n+n̄ A(u− n
2 + `)
A(−u+ n
2 + `)
.
The latter formula gives a number of solutions of the YBE (2.21) which are endomorphisms on
the tensor product of an (n+ 1)(n̄+ 1)-dimensional and an infinite-dimensional spaces.
We consider formula (2.32) as one of the main results of this paper. It gives a concise
expression for known higher spin R-operators. They are “mixed” objects in a sense that they
are defined on the tensor product of finite-dimensional and infinite-dimensional representations.
In addition they can be considered as generalizations of the L-operators from the fundamental
to arbitrary finite-dimensional representations. Moreover, the formula (2.32) produces all such
solutions of the YBE related to the principal series representation. Its analogue for the modular
double is derived in Section 3.3 and the elliptic modular double case is considered in [10].
In order to get accustomed to the reduction formula (2.32) let us consider a simple example.
One can easily recover the holomorphic L-operator (2.15) substituting (n, n̄) = (1, 0) in (2.32)
and choosing the basis in the space C2 of the fundamental representation as e1 = −z1, e2 = 1.
Then
R12
(
u− 1
2 |
1
2 , `
)
e1 = c ·
[
e1(z2∂2 − `+ u) + e2
(
z2
2∂2 − 2`z2
)]
, (2.33)
R12
(
u− 1
2 |
1
2 , `
)
e2 = c ·
[
e1(−∂2) + e2(u+ `− z2∂2)
]
. (2.34)
Consequently the restriction of R12(u− 1
2 |
1
2 , `) to C2 in the first factor takes the matrix form
L(u) =
(
u− `+ z∂ −∂
z2∂ − 2`z u+ `− z∂
)
(2.35)
and coincides with the holomorphic L-operator (2.15). Analogously taking (n, n̄) = (0, 1) we
recover the anti-holomorphic L̄-operator (2.16).
Besides the L-operator, the formula (2.32) reproduces all its higher-spin generalizations. Si-
multaneously, it produces R-matrices described by plain finite-dimensional matrices in both
spaces. Indeed, substituting in (2.32) the generating function (2.11) of the finite-dimensional
(m + 1)(m̄ + 1)-dimensional representation in the second space, we find a solution of the
YBE (2.21) for the spins n
2 , n̄
2 and m
2 , m̄
2 in the first and second spaces, respectively,
R12
(
u | n2 ,
n̄
2 ,
m
2 ,
m̄
2
)
[z1 − x]n[z2 − y]m (2.36)
= c · [z2 − x]−u+n
2
+`[z12]u+n
2
+m
2
+1[∂z2 ]n[z12]−u+n
2
−m
2
−1[z2 − x]u+n
2
−m
2 [z2 − y]m.
Expanding both sides of this relation in auxiliary parameters x, x̄, y, ȳ one can rewrite it in
a form of a square matrix with (n+ 1)(n̄+ 1)(m+ 1)(m̄+ 1) rows (or columns). The compact
formula (2.36) produces all its entries. In particular, taking the fundamental representation in
both spaces n = m = 1, n̄ = m̄ = 0 we reproduce Yang’s R-matrix (cf. (2.49)).
2.4 Verma module reduction
In this section we slightly digress from the discussion of the group SL(2,C) and outline how sl2-
symmetric finite-dimensional solutions of the YBE arise from the infinite-dimensional ones.
Similar to the previous considerations this approach yields a concise expression for finite-
dimensional solutions that may find various applications. Since the corresponding calculations
are essentially based on ideas explained above we will limit ourselves to the statement of the
results.
Although the sl2 algebra is “a half” of the Lie algebra of the group SL(2,C), it requires
a special treatment. We deal with a functional representation of the sl2-algebra in the space
12 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
of polynomials of one complex variable C[z]. Fixing a generic complex number s ∈ C and
representing the algebra generators by the first order differential operators given in (2.2) we
endow C[z] with a structure of the Verma module. For generic value of s the module is an
infinite-dimensional space with the basis {1, z, z2, . . .} and there are no invariant subspaces, i.e.,
the representation is irreducible. Invariant subspaces arise for the discrete set of spin values
2s = n, n ∈ Z≥0. The corresponding (n+ 1)-dimensional representation is irreducible and it is
realized on the submodule with the basis {1, z, . . . , zn}.
Since the sl2 generators are holomorphic, we have a single holomorphic L-operator given
in (2.15). Now only the holomorphic spectral parameter u is present. The general R-operator
R(u | s, `) is defined on the tensor product of two Verma modules with the spins s and `. It has
to satisfy holomorphic analogues of the RLL-relation (2.19) and of the YBE (2.21).
The general R-operator (2.22) for SL(2,C) group is well defined due to its non-analyticity, in
other words, due to the presence of holomorphic and antiholomorphic parts. We cannot get the
general R-operator for sl2 (which has to be holomorphic) by crossing out the anti-holomorphic
part of (2.22). Anyway, the holomorphic RLL-relation (2.19) can be solved [15] in terms of
a well-defined operator on C[z1]⊗ C[z2] which takes the following factorized form,
R12(u | s, `) =
Γ(z21∂2 − 2s)
Γ(z21∂2 − u− s− `)
Γ(z12∂1 + u− s− `)
Γ(z12∂1 − 2s)
, (2.37)
where ratios of the operator-valued gamma functions are defined with the help of the integral
representation for Euler’s beta-function
Γ(z12∂1 + a)
Γ(z12∂1 + b)
Φ(z1, z2) :=
1
Γ(b− a)
∫ 1
0
dααa−1(1− α)b−a−1Φ(αz1 + (1− α)z2, z2).
This R-operator satisfies the holomorphic analogue of YBE (2.21) as well. As we remarked in
Section 2.2 the operator (2.37) coincides with the one found in [28, 39] in the early days of the
quantum inverse scattering method in spite of the fact that they look completely different.
For 2s = n, n ∈ Z≥0, the general R-operator (2.37) can be restricted to an (n+1)-dimensional
representation in the first space. Taking into account permutation of the pair of tensor factors,
R12 = P12R12, one can show that the restricted R-operator acquires a concise form
R12
(
u | n2 , `
)
(z1 − x)nΦ(z2)
= c · (z2 − x)−u+n
2
+`z
u+n
2
+`+1
12 ∂nz2z
−u+n
2
−`−1
12 (z2 − x)u+n
2
−`Φ(z2), (2.38)
where the normalization factor is
c = (−1)n+1 Γ(−`− n
2 − u)
Γ(−`+ n
2 − u)
.
Formula (2.38) is completely analogous to the SL(2,C) reduction formula (2.32). Expanding
both sides of (2.38) with respect to an auxiliary parameter x one recovers an (n+ 1)× (n+ 1)-
matrix whose entries are the n-th order differential operators with polynomial coefficients in
spectral parameter u of degree n (or lower).
In [8] the Lax operator has been recovered from the general R-operator by means of a quite
bulky calculation. Formula (2.38) provides considerable simplification of that result generalizing
it to the higher-spin analogues of the rational Lax operator.
In order to illustrate the power of the formula (2.38) we present below the R-operator for the
spin 1 representation in the first space. In the basis e1 = 1, e2 = z1, e3 = z2
1 of the 3-dimensional
space, the R(u | 1, `)-operator takes the matrix form (we change notation z2 → z)(u+`)(u+`+1)−2(u+`)z∂+z2∂2 2`(u+`)z−(u+3`−1)z2∂+z3∂2 2`(2`−1)z2+2(1−2`)z3∂+z4∂2
2(u+`)∂−2z∂2 (u+`)(u−`+1)+2(2`−1)z∂−2z2∂2 4`(u−`+1)z−2(u−3`+2)z2∂−2z3∂2
∂2 (u−`+1)∂+z∂2 (u−`)(u−`+1)+2(u−`+1)z∂+z2∂2
.
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 13
Conventional methods demand laborious calculations to reproduce this complicated matrix. In
our case the result follows immediately from the formula (2.38). An explicit matrix factorization
formula for the operator R12(u | n2 , `) (2.38) generalizing factorization of the L-operator (2.15)
was derived in the followup paper [7]. E.g., the R(u | 1, `)-operator given above factorizes to
a product of five more elementary 3 × 3 matrices: two lower-triangular, two diagonal and one
upper-triangular matrix.
2.5 Fusion, symbols and the Jordan–Schwinger representation
The standard procedure for constructing finite-dimensional higher-spin R-operators out of the
fundamental one is the fusion procedure [28, 29]. Firstly, we remind how it works in the case
of the symmetry algebra sl2 using a formulation convenient for us. Then in the next section
we straightforwardly extend it to the case of the SL(2,C) group and show that the reduction
formula (2.32) is in line with the fusion construction.
For the rank one symmetry algebras underlying an integrable system the recipe of [28, 29]
looks as follows. One forms an inhomogeneous monodromy matrix Tj1...jn
i1...in
out of L-operators Lji
multiplying them as operators in quantum space and taking tensor products of the auxiliary
space C2, and then symmetrizes the monodromy matrix over the spinor indices. The parameters
of inhomogeneity have to be adjusted in a proper way. The result T
(j1...jn)
(i1...in) is an R-operator which
has a higher-spin auxiliary space and solves the YBE. Thus constructing higher-spin R-operators
one has to deal with Sym
(
C2
)⊗n
which is a space of symmetric tensors with a number of spinor
indices Ψ(i1...in). The usual matrix-like action of operators has the form
[TΨ](i1...in) = T
(j1...jn)
(i1...in) Ψ(j1...jn), (2.39)
where the summation over repeated indices is assumed. We prefer not to deal with a multitude
of spinor indices. Instead we introduce auxiliary spinors λ = (λ1, λ2), µ = (µ1, µ2) and contract
them with the tensors
λi1 · · ·λinΨi1...in = Ψ(λ), λi1 · · ·λinTj1...jn
i1...in
µj1 · · ·µjn = T(λ |µ). (2.40)
Thus the symmetization over spinor indices is taken into account automatically. Henceforth, in
place of the tensors we work with the corresponding generating functions which are homogeneous
polynomials of degree n of two variables
Ψ(λ) = Ψ(λ1, λ2), Ψ(αλ1, αλ2) = αnΨ(λ1, λ2). (2.41)
T(λ |µ) is usually called the symbol of the operator. In this way formula (2.39) acquires a rather
compact form
[TΨ] (λ) = 1
n! T(λ | ∂µ)Ψ(µ)|µ=0 . (2.42)
Note that, in fact, we do not need to take µ = 0 in (2.42). The µ variable disappears automati-
cally since T(λ |µ) and Ψ(µ) have equal homogeneity degrees.
In order to illustrate the merits of auxiliary spinors let us apply them to the text-book example
of the quantum-mechanical system of spin n
2 , i.e., consider the symmetry group SU(2) and the
generators ~J of the Lie algebra su2 in the representation of spin n
2 . In the spin 1
2 representation
the generators act on the space C2 and they are given by the Pauli matrices ~σ
2 , so that[
~JΨ
]
i
= 1
2~σ
j
iΨj , ~J ji = 1
2~σ
j
i .
14 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
Here the lower indices enumerate the rows and the upper indices – the columns. Taking the
tensor product of n spin 1
2 representations we obtain the generators on the space
(
C2
)⊗n
,
~J j1...jni1...in
= 1
2~σ
j1
i1
δj2i2 · · · δ
jn
in
+ · · ·+ 1
2δ
j1
i1
· · · δjn−1
in−1
~σjnin . (2.43)
In order to single out in the tensor product an irreducible maximal spin representation we
symmetrize over spinor indices yielding the representation of spin n
2 ,[
~JΨ
]
(i1...in)
= 1
2~σ
j
i1
Ψ(ji2...in) + · · ·+ 1
2~σ
j
in
Ψ(i1...in−1j). (2.44)
Further we introduce a pair of auxiliary spinors and find the symbol ~J(λ, µ) of the opera-
tor ~J (2.43) converting formula (2.43) to
~J(λ |µ) = λi1 · · ·λin ~J
j1...jn
i1...in
µj1 · · ·µjn = n
2 〈λ |µ〉
n−1〈λ |~σ |µ〉, (2.45)
〈λ| = (λ1, λ2) , |µ〉 =
(
µ1
µ2
)
,
where 〈λ |µ〉 = λ1µ1 + λ2µ2 and 〈λ |~σ |µ〉 = λi~σ
j
iµj are symbols of the identity operator and
Pauli matrices, respectively. In view of (2.42), (2.45), formula (2.44) acquires the indexless form[
~JΨ
]
(λ1, λ2) = 1
n!
n
2 〈λ | ∂µ〉
n−1〈λ |~σ | ∂µ〉Ψ(µ)
∣∣
µ=0
.
Consequently, instead of tensors and finite-dimensional operators we deal with their symbols
and generating functions. Note that due to the homogeneity of Ψ (2.41), 〈λ |µ〉n is a symbol of
the identity operator defined on the tensor product of n spaces
1
n!
〈λ | ∂µ〉nΨ(µ)
∣∣∣∣
µ=0
=
1
n!
∂nαe
α〈λ | ∂µ〉Ψ(µ)
∣∣∣∣
µ=0,α=0
=
1
n!
∂nαΨ(αλ)
∣∣∣∣
α=0
= Ψ(λ).
Then taking into account that
n
2 〈λ |µ〉
n−1〈λ |~σ |µ〉 = 1
2〈λ |~σ | ∂λ〉〈λ |µ〉
n,
we obtain an alternative expression for ~J ,[
~JΨ
]
(λ1, λ2) = 1
2〈λ |~σ | ∂λ〉
1
n!〈λ | ∂µ〉
nΨ(µ)
∣∣
µ=0
= 1
2〈λ |~σ | ∂λ〉Ψ(λ). (2.46)
Thus we have realized the Lie algebra generators ~J as differential operators on the space of
homogeneous polynomials of two variables (forming a projective space)
J± = 1
2〈λ |σ1 ± iσ2 | ∂λ〉 = 〈λ |σ± | ∂λ〉, J3 = 1
2〈λ |σ3 | ∂λ〉
or, more explicitly,
J+ = λ1∂λ2 , J− = λ2∂λ1 , J3 = 1
2(λ1∂λ1 − λ2∂λ2). (2.47)
This realization of the generators is known as the Jordan–Schwinger representation. We can
choose the homogeneous function (λ1 +xλ2)n (see (2.41)) as a generating function of the (n+1)-
dimensional representation with an auxiliary parameter x.
One can easily proceed from the projective space to the space of polynomials of one complex
variable. Indeed, due to the homogeneity
Ψ(λ1, λ2) = λn2 Ψ
(
λ1
λ2
, 1
)
= λn1 Ψ
(
1, λ2λ1
)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 15
all information about Ψ(λ1, λ2) is encoded in a function of the ratio λ1
λ2
alone. In order to make
contact with the holomorphic set of the sl(2,C) generators (2.2) we choose λ1 = −z, λ2 = 1 and
rewrite the generators (2.47) in terms of the variable z
J+ = z2∂ − nz, J− = −∂, J3 = z∂ − n
2 . (2.48)
Furthermore, the generating function of the Jordan–Schwinger representation turns into the
generating function of one variable (x− z)n (cf. (2.11), recall (2.38)).
Before proceeding to the fusion procedure for the SL(2,C) group, we remind construction of
the L-operator. We build the L-operator with a finite-dimensional local quantum space starting
from the Yang R-matrix. The latter acts on the tensor product of two spin-1
2 representations
R(u) = u+ 1
2 (1l + ~σ ⊗ ~σ) =
(
u+ 1
2 + 1
2σ3 σ−
σ+ u+ 1
2 −
1
2σ3
)
. (2.49)
Following the recipe from [28, 29] we form the product of the Yang R-matrices
R
(j1...jn)
(i1...in) (u) = Sym Rj1
i1
(u)Rj2
i2
(u− 1) · · ·Rjn
in
(u− n+ 1), (2.50)
where the indices refer to the first space in (2.49),
Rj
i (u) =
(
u+ 1
2
)
δji + 1
2~σ
j
i ~σ, (2.51)
and Sym implies symmetrization with respect to (i1 . . . in) and (j1 . . . jn). In such a way one
obtains an operator acting on the space of symmetric rank n tensors, i.e., on the space of spin n
2
representation, and on the two-dimensional auxiliary space where the ~σ-matrices are acting.
According to [28, 29] it respects the Yang–Baxter relations. Now we calculate the symbol
of (2.50) with respect to the quantum space
R(u |λ, µ) = λi1 · · ·λinRj1...jn
i1...in
(u)µj1 · · ·µjn
= 〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 · · · 〈λ |R(u− n+ 1) |µ〉,
i.e., it is still an operator in the auxiliary space. Henceforth for the sake of brevity we refer to
it as a symbol of the R-matrix. The derived symbol R(u |λ, µ) factorizes to a product of Yang’s
R-matrix symbols 〈λ|R(u) |µ〉 = λiR
j
i (u)µj ,
〈λ |R(u) |µ〉 = 〈λ |µ〉
(
u+ 1
2 + 1
2~n~σ
)
=
(
(u+ 1)λ1µ1+uλ2µ2 λ2µ1
λ1µ2 uλ1µ1+(u+1)λ2µ2
)
, (2.52)
where we introduced the unit vector ~n = 〈λ |~σ |µ〉
〈λ |µ〉 , ~n · ~n = 1. The product of such matrices is
easy to calculate and we obtain
R(u |λ, µ) = u(u− 1) · · · (u− n+ 1) (2.53)
×
(
(u+1−n
2 )〈λ |µ〉n+n
2 〈λ |µ〉
n−1(λ1µ1−λ2µ2) n〈λ |µ〉n−1λ2µ1
n〈λ |µ〉n−1λ1µ2 (u+1−n
2 )〈λ |µ〉n−n
2 〈λ |µ〉
n−1(λ1µ1−λ2µ2)
)
.
In compact notation this formula takes the form
R(u |λ, µ) = 〈λ |µ〉n
(
u+ 1
2 + 1
2~n~σ
)(
u− 1
2 + 1
2~n~σ
)
· · ·
(
u− n+ 3
2 + 1
2~n~σ
)
= u(u− 1) · · · (u− n+ 1)〈λ |µ〉n
(
u+ 1− n
2 + n
2~n~σ
)
and it can be easily proven by induction using the identity (~n~σ)2 = 1l.
16 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
Up to the inessential normalization factor rn(u) = u(u− 1) · · · (u−n+ 1) and the shift of the
spectral parameter u→ u− 1 + n
2 , we obtain the following symbol (see (2.45))
L(u |λ, µ) = r−1
n (u)R(u− 1 + n
2 |λ, µ)
= u〈λ |µ〉n + n
2 〈λ |µ〉
n−1〈λ |~σ |µ〉~σ = u〈λ |µ〉n + ~J(λ, µ)~σ (2.54)
for the higher-spin R-operator which acts on the tensor product of the spin n
2 and spin 1
2 repre-
sentations. Such an R-operator is usually called the Lax operator with an (n + 1)-dimensional
local quantum space. Let us emphasize once more that (2.54) is a symbol of the Lax operator
solely with respect to the local quantum space, but it is a matrix in the 2-dimensional auxiliary
space. In order to avoid misunderstandings we showed in (2.53) its explicit matrix form. The
expression 〈λ |µ〉n is a symbol of the unit operator and ~J(λ, µ) is a symbol of the Lie algebra
generators. Hence the fusion procedure yields the familiar Lax operator,
L(u) = u1l + ~J~σ =
(
u+ J3 J−
J+ u− J3
)
. (2.55)
The auxiliary spinors enabled us to reproduce this well-known result in a remarkably simple and
explicit way. They saved us from the need to construct projectors which single out irreducible
representations and which are inevitable in the standard formulation.
Now we are going to describe another way for deriving the L-operator (2.55) by means of
the fusion procedure. The main reason to embark upon one more calculation is that it can be
generalized easily to the case of q-deformation (see Section 3.4) and, more importantly, to the
elliptic deformation [10]. As before we deal with the symbols of finite-dimensional operators.
The new ingredient is a factorization of the L-operator (cf. (2.15)). For calculating the symbol
R(u |λ, µ) of the “fused” R-matrices (2.50)
R(u |λ, µ) = 〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 · · · 〈λ |R(u− n+ 1) |µ〉, (2.56)
we choose the parametrization of the auxiliary spinor λ1 = −z, λ2 = 1 from the very beginning.
Remind a realization of the spin 1
2 generators as differential operators (cf. (2.48))
J+ = z2∂ − z, J− = −∂, J3 = z∂ − 1
2 ,
which act in the two-dimensional space of linear functions ψ(z) = a1z+a0. In the basis e1 = −z,
e2 = 1 of this space the matrices of the generators coincide with the Pauli-matrices
J± (e1, e2) = (J±e1, J±e2) = (e1, e2)σ±,
J3 (e1, e2) = (J3e1, J3e2) = (e1, e2) 1
2σ3. (2.57)
Next we use the fusion procedure and derive the Lax operator (2.55) together with a represen-
tation of the spin n
2 generators (2.48) acting in the (n + 1)-dimensional space of polynomials
ψ(z) = anz
n + · · ·+ a0.
The symbol 〈λ |R(u) |µ〉 of Yang’s R-matrix has been already found above (2.52), but now
we are going to rewrite it in a different form. We represent it as a differential operator in the
spinor variables acting on the identity operator symbol. Indeed, let us rewrite relations (2.57)
in the equivalent form
(−z, 1)σ± = J±(−z, 1), (−z, 1)1
2σ3 = J3(−z, 1), (2.58)
and use these formulae for calculating the symbol of Yang’s R-matrix (2.49)
〈λ |R(u) |µ〉 =
(
(−z, 1)
(
u+ 1
2 + 1
2σ3
)
|µ〉 (−z, 1)σ− |µ〉
(−z, 1)σ+ |µ〉 (−z, 1)
(
u+ 1
2 −
1
2σ3
)
|µ〉
)
=
(
u+ z∂ −∂
z2∂ − z u+ 1− z∂
)
(µ2 − µ1z) .
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 17
We obtained the spin ` = 1
2 L-operator (2.35) (with the shifted spectral parameter u→ u+ 1
2)
acting on the symbol of the identity operator 〈λ |µ〉 = (µ2 − µ1z). Then we observe that this
symbol can be cast in the factorized form
〈λ |R(u) |µ〉 =
(
1 0
z u+ 1
)(
1 −∂1
0 1
)(
u 0
−z 1
)
(µ2 − µ1z1)|z1=z , (2.59)
which is easily checked by a direct calculation. Note that the factorization in (2.59) is slightly
different from (2.15) (at ` = 1
2), since it involves a particular ordering of z and ∂ and such order-
ing is compatible with the factorization of the L-operator up to the shift of spectral parameter.
Then we consider the product of two consecutive symbols in (2.56) and profit a lot from
the factorization (2.59) which provides cancellation of two adjacent matrix factors (which are
underlined in the following formula)
〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 =
(
1 0
z u+ 1
)(
1 −∂1
0 1
)(
u 0
−z 1
)(
1 0
z u
)
×
(
1 −∂2
0 1
)(
u− 1 0
−z 1
)
(µ2 − µ1z1) (µ2 − µ1z2)|z1=z2=z
= u
(
1 0
z u+ 1
)(
1 −∂1 − ∂2
0 1
)(
u− 1 0
−z 1
)
(µ2 − µ1z1) (µ2 − µ1z2)|z1=z2=z .
By now the generalization of the previous result to the product of n−1 symbols (2.56) is evident
〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 · · · 〈λ |R(u− n+ 1) |µ〉
= rn(u)
(
1 0
z u+ 1
)(
1 −∂1 − ∂2 − · · · − ∂n
0 1
)(
u− n+ 1 0
−z 1
)
× (µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z .
Further we multiply all matrices on the right-hand side of the previous formula and obtain
rn(u)
(
u− n+ 1 + z(∂1 + · · ·+ ∂n) −∂1 − · · · − ∂n
z2(∂1 + · · ·+ ∂n)− nz u+ 1− z(∂1 + · · ·+ ∂n)
)
× (µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z
= rn(u)
(
u− n+ 1 + z∂ −∂
z2∂ − nz u+ 1− z∂
)
(µ2 − µ1z)
n ,
where on the last step we use an obvious formula
(∂1 + · · ·+ ∂n) (µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z = ∂ (µ2 − µ1z)
n .
The final result for the symbol (2.56) of the “fused” Yang R-matrices is
R(u |λ, µ) = rn(u)
(
u+ 1− n
2 + J3 J−
J+ u+ 1− n
2 − J3
)
(µ2 − µ1z)
n ,
where the generators J±, J3 for the representation of spin n
2 are given by (2.48).
Factorization of the L-operator plays an important role in the construction of the general
R-operator for deformed [13, 16] and non-deformed [13] rank 1 symmetry algebra, as well as in
the higher rank case [15]. Here we see that it finds a natural place in the fusion construction as
well.
18 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
2.6 Fusion construction for SL(2,C)
The fusion procedure enables one to produce even more intricate sl2-symmetric solutions of the
YBE. Starting from the L-operator acting in the tensor product of spin 1
2 and spin ` repre-
sentations (we assume ` to be generic such that the corresponding representation is infinite-
dimensional) one obtains the R-operator which acts in the tensor product of spin n
2 and spin `
representations. Since we are mainly interested in the R-operators which are invariant with
respect to the SL(2,C) group, we will thoroughly study how the fusion procedure applies in this
case.
As before we profit a lot from the auxiliary spinors notation. However, from now on the
holomorphic and antiholomorphic sectors are present and we need to introduce a pair of auxiliary
spinors λi, λ̄ī. They are independent variables not related by the complex conjugation. Thus
we introduce a pair of scalar objects (without spinor indices)
Λ(u, λ, µ) = λiL
j
i (u)µj , Λ̄(ū, λ̄, µ̄) = λ̄īL̄
j̄
ī
(ū)µ̄j̄ , (2.60)
which are linear combinations of the L-operators’ entries (2.15), (2.16). An easy calculation
shows that1
Λ(u, λ, µ) = −(λ1 + λ2z)(µ2 − µ1z)∂ + u2λ2(µ2 − µ1z)− (u1 + 1)µ1(λ1 + λ2z)
= −(λ1 + λ2z)
u2+1(µ2 − µ1z)
−u1 · ∂ · (λ1 + λ2z)
−u2(µ2 − µ1z)
u1+1. (2.61)
The factorized expression (2.61) looks much like formula (2.15). Indeed in both expressions the
differential operators are sandwiched between some multiplication by a function operators. The
analogous relation takes place for L̄ (2.16). Then we multiply a number of Λ-operators with
shifted spectral parameters to form a Λ-string
Λ(u)Λ(u− 1) · · ·Λ(u− n+ 1) = (−1)n(λ1 + λ2z)
u2+1(µ2 − µ1z)
−u1
×
(
∂(µ2 − µ1z)
2
)n · (λ1 + λ2z)
−u2+n−1(µ2 − µ1z)
u1−n =
= (−1)n(λ1 + λ2z)
u2+1(µ2 − µ1z)
−u1+n−1 · ∂n · (λ1 + λ2z)
−u2+n−1(µ2 − µ1z)
u1+1.
Here we apply the formula which can be easily proven by induction,(
∂(µ2 − µ1z)
2
)n
= (µ2 − µ1z)
n−1∂n(µ2 − µ1z)
n+1.
Then we take into account the anti-holomorphic sector and form the product of Λ- and
Λ̄-strings resulting in the symbol for a higher-spin R-operator
Rfus(u, ū |λ, λ̄, µ, µ̄) = Λ(u)Λ(u− 1) · · ·Λ(u− n+ 1)Λ̄(ū)Λ̄(ū− 1) · · · Λ̄(ū− n̄+ 1) (2.62)
= (−1)n+n̄[λ1 + λ2z]
u2+1[µ2 − µ1z]
−u1+n−1 · [∂z]n · [λ1 + λ2z]
−u2+n−1[µ2 − µ1z]
u1+1.
This R-operator acts in the tensor product of the infinite-dimensional representation specified
by the spins `, ¯̀ and the finite-dimensional representation with the spins n
2 , n̄
2 . Let us remind
that Rfus is a symbol with respect to the first finite-dimensional space only, but it is a differential
operator in the second infinite-dimensional space. Evidently, the right-hand side of (2.62) is
polynomial in λ and µ, as it should be. In order to reconstruct the operator itself from its
symbol we resort to the rule (2.42). More precisely, we apply the corresponding relation to
a function Φ(λ, λ̄ | z, z̄), which is homogeneous in λ and λ̄ of the homogeneity degree n and n̄,
respectively,
[Rfus(u, ū)Φ] (λ, λ̄ | z, z̄) = Rfus(u, ū |λ, λ̄, ∂µ, ∂µ̄)Φ(µ, µ̄ | z, z̄)
∣∣
µ=µ̄=0
. (2.63)
1We should note that the idea to reformulate the fusion procedure with the help of such Λ-operators belongs
to D. Karakhanyan.
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 19
We stress that the fusion formulae (2.62), (2.63) are somewhat different from the standard ones.
We find them better adapted for applications.
The higher-spin R-operator (2.63) obtained by means of the fusion is identical with the
reduction of the general R-operator calculated in (2.32), which will be demonstrated shortly.
First of all the operator form of the star-triangle relation (2.28) enables one to rewrite the
symbol (2.62) as follows
Rfus(u, ū |λ, λ̄, µ, µ̄) = (−1)n+n̄[λ1 + λ2z]
u2+1
× [∂z]
u1+1 · [µ2 − µ1z]
n · [∂z]−u1+n−1[λ1 + λ2z]
−u2+n−1. (2.64)
We have seen above that (λ1 +λ2x)n is a generating function of the (n+1)-dimensional Jordan–
Schwinger representation of sl2. Its generalization to the group SL(2,C) is straightforward:
[λ1 + λ2x]n (see (2.9)) is a generating function of the (n+ 1)(n̄+ 1)-dimensional representation
realized in the space of homogeneous functions Ψ(λ, λ̄),
Ψ(λ, λ̄) = Ψ(λ1, λ2, λ̄1, λ̄2), Ψ(αλ1, αλ2, ᾱλ̄1, ᾱλ̄2) = αnᾱn̄Ψ(λ, λ̄).
Then we act by Rfus on the generating function according to (2.63) and choose the symbol in
the form (2.64). At the same time we do not act by the Rfus-operator on any function in its
second space. At this point we take into account that
[∂µ2 − ∂µ1z]n[µ1 + µ2x]n = n!n̄![x− z]n (2.65)
and obtain
Rfus
(
u+ n
2 , ū+ n̄
2
)
[λ1 + λ2x]n
= n!n̄![λ1 + λ2z]
u+n
2
+`+1[∂z]
u+n
2
−`[z − x]n[∂z]
−u+n
2
+`[λ1 + λ2z]
−u+n
2
−`−1
= n!n̄![λ1 + λ2z]
u+n
2
+`+1[z − x]−u+n
2
+`[∂z]
n[z − x]u+n
2
−`[λ1 + λ2z]
−u+n
2
−`−1. (2.66)
Here we profited from the star-triangle relation (2.28) at the last step. In order to compare
the reduction of the general R-operator (2.32) with the expression (2.66) following from the
fusion formula (2.62) we just need to pass from the Jordan–Schwinger representation to the
standard representation of SL(2,C) (in the space of functions of one complex variable) described
in Section 2.1. Consequently we choose λ1 = −z1, λ̄1 = −z̄1, λ2 = λ̄2 = 1 and denote z = z2,
z̄ = z̄2. Finally, we see that both formulae are identical up to a numerical normalization.
We conclude that both ways to construct the higher-spin finite-dimensional (in one of the
spaces) R-operators give identical results, and the general R-operator (2.22) contains all solutions
of the Yang–Baxter equation associated with the principal series representations of the SL(2,C)
group.
3 The Faddeev modular double
Using the patterns of the previous sections, in the following we show that all described construc-
tions for the group SL(2,C) can be straightforwardly adapted to the modular double. Addition-
ally, we construct corresponding finite-dimensional solutions of the YBE using the fusion.
3.1 Representations of the quantum algebra
The modular double of Uq(sl2) was introduced by Faddeev in [18]. This algebra is formed by
two sets of generators E, F, K and Ẽ, F̃, K̃. The usual commutation relations for E, F, K
which generate Uq(sl2) with q = eiπτ (τ ∈ C and it is not a rational number)
[E,F] =
K2 −K−2
q − q−1
, KE = qEK, KF = q−1FK, (3.1)
20 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
are supplemented by similar relations for Ẽ, F̃, K̃ with the deformation parameter q̃ = eiπ/τ .
The generators E and F commute with Ẽ and F̃. The generator K anti-commutes with Ẽ
and F̃, K̃ anti-commutes with E and F while K commutes with K̃.
For particular representations of the modular double see [4, 18, 20, 35, 40] and references
therein. We use the parametrization τ = ω′
ω , where ω and ω′ are complex numbers with the
positive imaginary parts, Imω > 0, Imω′ > 0, satisfying the normalization condition ωω′ = −1
4 .
Then
q = exp
(
iπω′/ω
)
, q̃ = exp
(
iπω/ω′
)
,
and the change q � q̃ is equivalent to ω � ω′. We denote also
ω′′ = ω + ω′, β =
π
12
(
ω
ω′
+
ω′
ω
)
. (3.2)
In the following we deal with a representation πs of the modular double when the generators
Ks = πs(K), Es = πs(E), Fs = πs(F) are realized as finite-difference operators acting on the
space of entire functions rapidly decaying at infinity along contours parallel to the real line. This
representation is parameterized by one complex parameter s called the spin, and the generators
have the following explicit form [4, 5, 6]
Ks = e−
iπ
2ω
p̂,
(
q − q−1
)
Es = e
iπx
ω
[
e−
iπ
2ω
(p̂−s−ω′′) − e
iπ
2ω
(p̂−s−ω′′)
]
, (3.3)(
q − q−1
)
Fs = e−
iπx
ω
[
e
iπ
2ω
(p̂+s+ω′′) − e−
iπ
2ω
(p̂+s+ω′′)
]
,
where p̂ denotes a momentum operator in the coordinate representation p̂ = 1
2πi∂x. The formulae
for generators K̃s, Ẽs, F̃s are obtained by a simple interchange ω � ω′ in (3.3).
The modular double is associated with two basic special functions. The first one is the
non-compact quantum dilogarithm which has the following integral representation
γ(z) = exp
−1
4
+∞∫
−∞
dt
t
eitz
sin(ωt) sin(ω′t)
, (3.4)
where the contour goes above the singularity at t = 0. In the context of quantum integrable
systems it has been found first in [19]. Some basic formulae for γ(z) can be found in [20, 42].
This function respects a pair of finite-difference equations of the first order and the reflection
relation
γ(z + ω′)
γ(z − ω′)
= 1 + e−
iπ
ω
z,
γ(z + ω)
γ(z − ω)
= 1 + e−
iπ
ω′ z, γ(z)γ(−z) = eiβeiπz
2
. (3.5)
One can interpret 2ω and 2ω′ as some quasiperiods of the quantum dilogarithm.
The second function we need is
Da(z) = e−2πiaz γ(z + a)
γ(z − a)
. (3.6)
In fact it coincides with the Faddeev–Volkov R-matrix [2, 43]. Some relations for this functions
are presented in [5]. It naturally arises when one looks for the intertwining operator of equivalent
representations of the modular double [35], and it serves as the main building block in the
construction of a general R-matrix as an integral operator [5, 6]. This general R-operator is
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 21
a product of four Faddeev–Volkov’s R-matrices. The function Da(z) obeys simple reflection
relations
Da(z) = Da(−z), Da(z)D−a(z) = 1, (3.7)
and a pair of finite-difference equations of the first order
Da(z − ω′)
Da(z + ω′)
=
cos π
2ω (z − a)
cos π
2ω (z + a)
,
Da(z − ω)
Da(z + ω)
=
cos π
2ω′ (z − a)
cos π
2ω′ (z + a)
. (3.8)
Note that the functions γ(z) and Da(z) are symmetric with respect to ω and ω′.
A generalization of the Faddeev–Volkov model still associated with the γ(z)-function was
found in [38]. It leads to a more general R-operator than we consider here [11], which can be
obtained as a limit from the most complicated known R-operator derived in [16].
Now we proceed to finite-dimensional representations of the modular double. In order to fix
the spin s0 such that a finite-dimensional representation decouples from the infinite-dimensional
representation πs0 we resort to the intertwining operator of equivalent representations of the
modular double. It is known that the representations πs and π−s are equivalent. The cor-
responding intertwining operator [35] is expressed in terms of the special function (3.6), such
that
D−s(p̂)Ks = K−sD−s(p̂), D−s(p̂)Es = E−sD−s(p̂), D−s(p̂)Fs = F−sD−s(p̂), (3.9)
where p̂ is the momentum operator. There are analogous relations for Ẽ, F̃, K̃, since the D-
function is invariant with respect to the permutation of ω and ω′. The latter relations can
be easily checked using equations (3.8). Applying the Fourier transformation of the D-func-
tion (3.6) [5, 20, 42]
A(a)
+∞∫
−∞
dt e2πitzDa(t) = D−ω′′−a(z), (3.10)
A(a) ≡ e
iπ
2
(2a+ω′′)2+ iβ
2
γ(2a+ ω′′)
, A(a)A(−a− ω′′) = 1,
we immediately represent the intertwiner D−s(p̂) as an integral operator (in analogy with (2.5))
D−s(p̂)Φ(x) = A(s− ω′′)
+∞∫
−∞
dx′Ds−ω′′(x− x′)Φ(x′). (3.11)
Thus the intertwiner admits two forms for generic values of s: as a formal function of the
momentum operator and a well-defined integral operator.
A finite (n + 1)(m + 1)-dimensional representation decouples from the infinite-dimensional
one for special values of the spin
s = s0 := −ω′′ − nω −mω′, n,m ∈ Z≥0,
where the integers n and m enumerate the points of a quarter-infinite lattice on the complex
plane (or a line, for real ω/ω′). Such finite-dimensional representations emerged first in the
two-dimensional rational conformal field theory through 6j-symbols for the modular double
with q = e2πim/(m+1) and q̃ = e2πi(m+1)/m, m ∈ Z [22]. The most general two-index 6j-symbols
were discovered in the theory of elliptic hypergeometric functions [36]. They are described by
meromorphic functions of one variable satisfying the biorthogonality relation with an absolutely
22 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
continuous measure, which has the form usually ascribed to the functions of two independent
variables. The latter property brought to the theory of spectral problems the new notion of
two-index (bi-)orthogonality.
For the elliptic modular double the two-index finite-dimensional representations were dis-
covered in [16, 17]. In principle, finite-dimensional representations of the Faddeev modular
double can be derived as certain limits from this elliptic construction, but we give here an in-
dependent consideration and, moreover, describe the finite-dimensional R-matrices analogous
to (2.38). Note that in the SL(2,C) group case the finite-dimensional representations were also
parametrized by a pair of non-negative integer numbers n and n̄, but the integer n̄ has a different
nature emerging from a discretization of the separate spin variable s̄, which is absent in our case.
In order to find finite-dimensional representations of interest we investigate the null-space of
the intertwiner. We take the formal operator identity
D−s(p̂)Ds(p̂) = 1l, (3.12)
which is a consequence of the reflection formula (3.7), and rewrite it in an equivalent form
substituting Ds(p̂) and 1l for their kernels (see (3.11))
D−s(p̂)D−s−ω′′(x− y) = A−1(−s− ω′′)δ(x− y). (3.13)
Then we note that zeros of the quantum dilogarithm γ(z) = 0 are located at z = ω′′+2nω+2mω′,
n,m ∈ Z≥0, which indicates that the relation (3.12) is broken down at the corresponding points.
Consequently for the spin values specified above, s = s0, the right-hand side of (3.13) vanishes
and a nontrivial null-space of D−s0(p̂) arises
D−s0(p̂)Dnω+mω′(x− y) = 0, n,m ∈ Z≥0.
The latter formula is a deformed analogue of (2.14). From the intertwining relations (3.9) the
null-space is seen to be invariant under the action of the modular double generators. Corre-
sponding representation is finite-dimensional as we will see shortly. The generators are fixed by
expressions (3.3) and their modular duals with the spin parameter s = s0. One can also show
that the corresponding representation is irreducible.
In this way we have found that Dnω+mω′(x − y) is the generating function of a finite-
dimensional representation containing all its basis vectors. Here y is an auxiliary parameter,
which is convenient to write in the exponential form
Y = Y (y) = e
iπ
2ω
y, Ỹ = Ỹ (y) = e
iπ
2ω′ y. (3.14)
Since we assume that the quasiperiods are incommensurate (i.e., that τ = ω′
ω is not a rational
number), the auxiliary variables Y and Ỹ are multiplicatively incommensurate for generic y
(i.e., if Ỹ kY l = 1 for some integer k and l, then k = l = 0). Using the finite-difference equations
(3.8) our generating function can be rewritten as a finite product
Dnω+mω′(x− y) =
n−1∏
k=0
(
Ỹ −1X̃q̃
n−1
2
−k + Ỹ X̃−1(−1)mq̃−
n−1
2
+k
)
×
m−1∏
l=0
(
Y −1Xq
m−1
2
−l + Y X−1(−1)nq−
m−1
2
+l
)
, (3.15)
where we use the shorthand notation
X = X(x) = e
iπ
2ω
x, X̃ = X̃(x) = e
iπ
2ω′ x. (3.16)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 23
Expanding the Laurent polynomial (3.15) in integer powers of Y (y) and Ỹ (y) we extract
(n+ 1)(m+ 1) basis elements of the finite-dimensional representation given by the monomials
X̃n−2kXm−2l with k = 0, 1, . . . , n, l = 0, 1, . . . ,m. (3.17)
Let us note that for s = s0 the integral in (3.11) diverges. The divergence is compensated by
the normalization factor, which turns to zero, A(s0−ω′′) = 0. The ambiguity can be resolved and
for finite-dimensional representations the intertwiner D−s0(p̂) becomes a sum of finite-difference
operators which follows from (3.8). One can directly check as well that the basis vectors (3.17)
are annihilated by D−s0(p̂).
3.2 An infinite-dimensional R-operator for the modular double
Now we proceed to integrable structures for the modular double. The L-operator is constructed
out of the modular double generators taken in the representation πs (3.3) [5],
L(u | s) =
(
e
iπ
ω
uKs − e−
iπ
ω
uK−1
s (q − q−1)Fs
(q − q−1)Es e
iπ
ω
uK−1
s − e−
iπ
ω
uKs
)
. (3.18)
This L-operator respects the standard RLL-intertwining relation (cf. (2.18))
Rab,ef (u− v)Lec(u)Lfd(v) = Lbf (v)Lae(u)Ref,cd(u− v)
with 4× 4 trigonometric R-matrix (cf. (3.38))
R(u) =
sin iπ
ω (u+ ω′
2 )
2 sin iπω′
2ω
1l⊗ 1l + 1
2σ1 ⊗ σ1 + 1
2σ2 ⊗ σ2 +
cos iπω (u+ ω′
2 )
2 cos iπω
′
2ω
σ3 ⊗ σ3, (3.19)
which is equivalent to the set of commutation relations (3.1). The second L-operator is obtained
from L(u) by the interchange ω � ω′: L̃(u) = L(u)|ω�ω′ . The same is true for the corresponding
R̃-matrix. In the following we indicate formulae only for the L-operator (3.18), and all relations
for the L̃-operator have the same form with ω � ω′.
The L-operator (3.18) can be represented in the factorized form
L(u | s) =
(
U2 −U−1
2
−U−1
2 e
iπ
ω
x U2e
iπ
ω
x
)(
e−
iπ
2ω
(p−ω′′) 0
0 e
iπ
2ω
(p−ω′′)
)(
−U1 U−1
1 e−
iπ
ω
x
−U−1
1 U1e
− iπ
ω
x
)
, (3.20)
U1 = e
iπ
2ω
u1 , U2 = e
iπ
2ω
u2 ,
where we introduced the “light-cone” parameters u1 and u2 instead of u and s
u1 = u+ s
2 + ω
2 −
ω′
2 , u2 = u− s
2 + ω
2 −
ω′
2 . (3.21)
In the notation L(u) we omit for simplicity dependence on the spin parameter s. Factoriza-
tion of the L-operator of the XXZ spin chain has been introduced in [3] in relation to the
chiral Potts models. The factorization formula (3.20) is completely analogous to formula (2.15)
for the SL(2,C) group. The same can be said about spectral parameters u1, u2 in (2.17)
and (3.21). However, although the operators L(u), L̃(u) for the modular double look as analogues
of L(u), L̄(ū) for SL(2,C), in fact, they are different in their nature.
At the level of R-operators an analogy with the rational case persists as well. The general
R-operator acts in the tensor product of two infinite-dimensional representations πs1⊗πs2 (3.3).
It has been found first in [5], but the corresponding form of the R-operator is not suitable for
24 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
our purposes. Here we profit from another construction implemented in [6], where it has been
obtained solving a pair of RLL-relations (cf. (2.19), (2.20)),
R12(u− v)L1(u | s1)L2(v | s2) = L1(v | s2)L2(u | s1)R12(u− v), (3.22)
R12(u− v)L̃1(u | s1)L̃2(v | s2) = L̃1(v | s2)L̃2(u | s1)R12(u− v). (3.23)
The spin parameters s1, s2 and the spectral parameters u, v appearing in the RLL-rela-
tions (3.22), (3.23) are combined to four “light-cone” parameters u1, u2, v1, v2 in accordance
with (3.21), i.e.,
u1 = u+ s1
2 + ω
2 −
ω′
2 , u2 = u− s1
2 + ω
2 −
ω′
2 ,
v1 = v + s2
2 + ω
2 −
ω′
2 , v2 = v − s2
2 + ω
2 −
ω′
2 .
The notation R12(u− v) is a shortened version of R12(u− v | s1, s2) or R12(u1, u2 | v1, v2) taking
into account the spin parameters.
The R-operator is invariant with respect to the modular double, i.e., it commutes with the
co-product of the generators. More precisely,
[R(u),∆(K)] = [R(u),∆(E)] = [R(u),∆(F)] = 0,
[R(u),∆(K̃)] = [R(u),∆(Ẽ)] = [R(u),∆(F̃)] = 0, (3.24)
where we abbreviate the co-product taken in the tensor of representations with spins s1 and s2,
(πs1 ⊗ πs2) ◦∆ , to ∆ bearing in mind the specified representations. The co-product is given by
the formulae
∆(K) = K1K2, ∆(E) = E1K2 + K−1
1 E2, ∆(F) = F1K2 + K−1
1 F2.
Analogous relations take place for Ẽ, F̃, K̃. The invariance (3.24) follows straightforwardly from
the RLL-relations (3.22), (3.23) subject to the shift of spectral parameters u→ u+w, v → v+w
with arbitrary w.
Construction of the general R-operator for the modular double from [6] follows the same
pattern as for the SL(2,C) group. It is based on the elementary intertwining operators that
yield an integral operator representation of the symmetric group S4. Now we repeat with
a slight modification what has been said in Section 2.2 about the SL(2,C)-invariant R-operator.
The general R-operator is a product of four factors which are elementary intertwining operators
R12(u− v) = Du2−v1(x12)Du1−v1(p̂2)Du2−v2(p̂1)Du1−v2(x12). (3.25)
Here we denote xij = xi − xj . The latter formula has to be compared with (2.22) which
has the same structure, only the building blocks are different. The change ω � ω′ does not
alter the R-operator (3.25) which satisfies both RLL-relations (3.22) and (3.23). Similar to
the expression (2.22), the representation (3.25) for our infinite-dimensional R-operator plays
a major role in what follows. In the next section we find its reductions to finite-dimensional
invariant subspaces.
According to (3.25) the general R-operator is a product of four Faddeev–Volkov’s R-matri-
ces [43]. Applying (3.11) one can rewrite it explicitly as an integral operator. Let us note that
it is not the only possible form of the R-operator. Initially constructed in [5] the R-operator
for the modular double was obtained in the form which is not convenient enough to address the
current problem. In [5] the R-operator appeared in disguise of the D-function (3.6) and arcosh
of the Casimir operator. Thus, dealing with such an operator, one has to decompose tensor
products to a sum of irreducible representations and use the Clebsch–Gordan coefficients [35].
The R-operator in the form (3.25) has the virtue of not demanding any auxiliary information.
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 25
In order to justify the chosen terminology for the R-operator factors in (3.19), we indicate
here the relations
Du2−u1(p̂1)L1(u1, u2) = L1(u2, u1)Du2−u1(p̂1),
Dv2−v1(p̂2)L2(v1, v2) = L2(v2, v1)Dv2−v1(p̂2), (3.26)
Du1−v2(x12)L1(u1, u2)L2(v1, v2) = L1(v2, u2)L2(v1, u1)Du1−v2(x12), (3.27)
which have a clear meaning in terms of the permutation group S4 and which enable us to check
the RLL-relations (3.22) and (3.23). Similar to (2.24) and (2.25), here we assume that the
D-operators are acting as 2× 2 diagonal matrices proportional to the unit matrix.
The elementary intertwining operators possess a number of peculiar properties. They satisfy
the Coxeter relations (cf. (2.23))
Da(p̂k)Da+b(x12)Db(p̂k) = Db(x12)Da+b(p̂k)Da(x12), k = 1, 2. (3.28)
Using these relations one can check [6] that the R-operator (3.25) satisfies the YBE
R23(u− v)R12(u)R23(v) = R12(v)R23(u)R12(u− v). (3.29)
Both sides in the latter relation are endomorphisms on the space πs1 ⊗ πs2 ⊗ πs3 . For brevity
we do not indicate dependence on the spin parameters.
The Coxeter relations (3.28) are equivalent to the star-triangle relation [43] which has three
manifestations:
1) an integral identity [5, 40, 42]
A(a)A(b)A(c)
+∞∫
−∞
dzDa(z − z1)Db(z − z2)Dc(z − z3)
= D−ω′′−a(z2 − z3)D−ω′′−b(z3 − z1)D−ω′′−c(z1 − z2) with a+ b+ c = −2ω′′;
2) a particular point in the image of the operator D−a−ω′′(p̂1) (with the same restriction on
the parameters as before)
D−a−ω′′(p̂1)
(
Db(z12)Dc(z13)
)
=
D−ω′′−a(z23)D−ω′′−b(z13)D−ω′′−c(z12)
A(b)A(c)
; (3.30)
3) an operator identity
Da(p̂)Da+b(x)Db(p̂) = Db(x)Da+b(p̂)Da(x). (3.31)
3.3 Finite-dimensional reduction of the R-operator
Now we have all ingredients at hand to perform a reduction of the described R-operator for
modular double to a finite-dimensional representation in one of its tensor factors. The calculation
follows precisely the same pattern as in the SL(2,C) case (see Section 2.3). Again the principal
possibility of this reduction is based on the following relation for the R-operator (3.25)
Du2−u1(p̂1)R12(u1, u2 | v1, v2) = R12(u2, u1 | v1, v2)Du2−u1(p̂1), (3.32)
which can be proved using the identity (3.28). Here, again, R12 = P12R12, where P12 is a per-
mutation operator. This relation shows that both, the null-space of the intertwining opera-
tor Du2−u1(p̂1) and the image of the intertwining operator Du1−u2(p̂1), are mapped onto them-
selves by our R-matrix R12. Therefore the invariant finite-dimensional subspaces of the null-
space are invariant with respect to the action of the R-operator as well.
26 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
We consider the R-operator R12(u | s0, s) acting on the tensor product πs0⊗πs and introduce
the “light-cone” parameters (see (3.21))
u1 = u+ s0
2 + ω
2 −
ω′
2 , u2 = u− s0
2 + ω
2 −
ω′
2 ,
v1 = s
2 + ω
2 −
ω′
2 , v2 = − s
2 + ω
2 −
ω′
2 . (3.33)
We apply the R-operator to the function D−ω′′+u2−u1(x13) in the first space. For s0 = −ω′′ −
nω − mω′, n,m = 0, 1, 2, . . ., the latter function becomes a generating function of the finite-
dimensional representation in the first space. However, for a moment s0 is assumed to be
generic. According to the structure of R-operator (3.25) we consider sequential action of its
separate factors. As the first step, we apply Du2−v2(p̂1)Du1−v2(x12) to D−ω′′+u2−u1(x13)Φ(x2)
and, using formula (3.30), obtain
Du2−v2(p̂1)Du1−v2(x12)D−ω′′+u2−u1(x13)Φ(x2)
=
A(u1 − u2)
A(u1 − v2)
·Du1−u2(x12)D−ω′′+v2−u1(x13)Du2−v2(x23)Φ(x2). (3.34)
Further we apply the third factor Du1−v1(p̂2) of the R-operator to both sides of this relation.
On the right-hand sides we use the relation
Du1−v1(p̂2)Du1−u2(x12)Du2−v2(x23)Φ(x2)
= A−1(u1 − v1)A−1(u1 − u2) ·Du2−u1−ω′′(p̂1)Dv1−u1−ω′′(x12)Du2−v2(x13)Φ(x1),
which can be easily checked taking into account the integral form of the intertwiner (3.11). In
a full analogy with the SL(2,C) calculation we traded a complicated integral operator Du1−v1(p̂2)
for Du2−u1−ω′′(p̂1) which turns to Dnω+mω′(p̂1) in the finite-dimensional setting. The latter
operator is just a sum of the finite-difference operators which follows from equations (3.8). The
substitution x− y → p̂1 in (3.15) yields an explicit expression for Dnω+mω′(p̂1),
Dnω+mω′(p̂) =
n−1∏
k=0
(
e
iπ
2ω′ p̂q̃
n−1
2
−k + e−
iπ
2ω′ p̂(−1)mq̃−
n−1
2
+k
)
×
m−1∏
l=0
(
e
iπ
2ω
p̂q
m−1
2
−l + e−
iπ
2ω
p̂(−1)nq−
m−1
2
+l
)
. (3.35)
The fourth factor of the R-operator is inert being the multiplication by a function operator.
Thus the integral R-operator for the modular double (3.25) acting on the tensor product of
two infinite-dimensional representations πs0 ⊗ πs can be reduced to a finite-dimensional repre-
sentation in the first space for s0 = −ω′′ − nω −mω′, n,m ∈ Z≥0. It acts on the generating
function of finite-dimensional representation (3.15) according to the following explicit formula
R12(u | s0, s) ·Dnω+mω′(x13)Φ(x2) = c ·Du− s0
2
− s
2
(x12) (3.36)
×D−u− s0
2
− s
2
−ω′′(x23) ·Dnω+mω′(p̂2) ·D−u− s0
2
+ s
2
−ω′′(x12)Du− s0
2
+ s
2
(x23)Φ(x2),
where the normalization factor is
c−1 = A
(
u+ s0
2 + s
2
)
A
(
u+ s0
2 −
s
2
)
and x3 is an auxiliary parameter.
Both sides of the equality (3.36) can be expanded in integer powers of the variables X3(x3),
X̃3(x3) (see (3.16)). This yields simultaneously an expansion in integer powers of the variables
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 27
X1(x1), X̃1(x1) (see (3.17)), which form a basis of the finite-dimensional representation of in-
terest. The resulting formula (3.36) is very helpful in applications. We use it as follows. Firstly,
finite-difference operators in the sum Dnω+mω′(p̂2) act from the left on the D-functions and
shift their arguments. After these shifts we trade all D-functions (3.6) in (3.36) for quantum
dilogarithms (3.4) and apply the finite-difference equations (3.5). In this way we completely
get rid off the quantum dilogarithms. The final result contains only trigonometric functions,
i.e., a linear combination of the products of X1(x1), X̃1(x1), X3(x3), X̃3(x3), and Φ(x2) with
the shifted argument. Thus the restriction of the general R-operator can be represented as
an (n + 1)(m + 1)-dimensional matrix whose entries are finite-difference operators with the
trigonometric coefficients.
Formula (3.36) constitutes one of the main results of this paper. It gives a new rich class of
solutions of the YBE which are endomorphisms on a tensor product of finite-dimensional and
infinite-dimensional representations of the modular double specified in (3.3).
In [32, 33] an explicit hypergeometric formula for the R-matrix of Uq(sl2) acting on a tensor
product of two highest-weight representations has been presented. It would be interesting to
relate our formula (3.36) to R-matrices from these papers. In [27] group theoretical origins of
similar factorization formulae were elucidated from the representation theory of Uq(ŝl2) algebra.
In order to demonstrate how formula (3.36) works in practice we recover the L-operator (3.18)
out of the R-operator (3.25). With this task in mind, we choose the spin s0 = −ω′−ω′′, i.e., fix
n = 0, m = 1. The generating function (3.15) of the 2-dimensional representation in the first
space is
Dω′(x13) = e
iπ
2ω
x13 + e−
iπ
2ω
x13 .
Consequently e1 = e
iπ
2ω
x1 , e2 = e−
iπ
2ω
x1 form a basis of C2. The finite-difference operator
in (3.36) is Dω′(p̂2) = e
iπ
2ω
p̂2 + e−
iπ
2ω
p̂2 . Up to a normalization factor the right-hand side of (3.36)
takes the form
cosh iπ
2ω
(
x12 − u+ s
2 −
ω
2
)
· cosh iπ
2ω
(
x23 − u− s
2 −
ω
2 − ω
′) · Φ(x2 − ω′)
+ cosh iπ
2ω
(
x12 + u− s
2 + ω
2
)
· cosh iπ
2ω
(
x23 + u+ s
2 + ω
2 + ω′
)
· Φ(x2 + ω′)
Expanding this function in terms of X±1
1 (x1)X±1
3 (x3) = e
iπ
2ω
(±x1±x3) we obtain
R12
(
u− ω − ω′
2
)
e1 = c ·
[
e1
(
e
iπ
ω
uKs − e−
iπ
ω
uK−1
s
)
+ e2
(
q − q−1
)
Es
]
,
R12
(
u− ω − ω′
2
)
e2 = c ·
[
e1
(
q − q−1
)
Fs + e2
(
e
iπ
ω
uK−1
s − e−
iπ
ω
uKs
)]
.
Thus we have reproduced the desired result (3.18). In a similar way one reproduces the L̃-
operator at s0 = −ω − ω′′. Implementing these reduced R-operators in the YBE (3.29) one
recovers the RLL-relations (3.23). An explicit matrix factorization formula for R12(u | s0, s)
generalizing the L-operator factorization (3.20) was derived in the followup paper [7].
A reduction of the R-operator to finite-dimensional representations in both spaces can be
constructed as well. One just should choose an appropriate discrete value of the spin s in (3.36)
and substitute Φ(x2) for the corresponding generating function. In this way one generates
a number of finite-dimensional solutions of the YBE including the trigonometric R-matrix (3.19)
among them. More precisely, let us fix the spin parameters as s1 = −ω′′−n1ω−m1ω
′, n1,m1 ∈
Z≥0, and s2 = −ω′′ − n2ω −m2ω
′, n2,m2 ∈ Z≥0, in the first and second spaces, respectively.
Then
R12(u | s1, s2) ·Dn1ω+m1ω′(x13)Dn2ω+m2ω′(x24) = c ·Du− s1
2
− s2
2
(x12)D−u− s1
2
− s2
2
−ω′′(x23)
×Dn1ω+m1ω′(p̂2) ·D−u− s1
2
+
s2
2
−ω′′(x12)Du− s1
2
+
s2
2
(x23)Dn2ω+m2ω′(x24) (3.37)
28 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
is a concise expression for the finite-dimensional (in both spaces) R-matrix. After expansion
with respect to auxiliary parameters X3(x3), X̃3(x3), X4(x4), and X̃4(x4) it can be rewritten
explicitly is the form of an (n1 + 1)(m1 + 1)(n2 + 1)(m2 + 1)-dimensional matrix.
The integral R-operator exists as well for the Uq(sl2)-algebra [13], which is a “one-half” of the
modular double. A reduction of this R-operator leads to the trigonometric L-operator as was
shown in [9]. Derivation of the corresponding higher-spin finite-dimensional solutions of YBE
using the described reduction procedure will be presented elsewhere.
3.4 The fusion and symbols for Uq(sl2) algebra
Now we would like to show that the reduction result of the previous section can be derived with
the help of the fusion procedure. In the present section we develop the fusion for the quantum
algebra Uq(sl2) and in the next one we consider the modular double. Our approach is not that
well known since we extensively use the symbols of operators.
Similar to the discussion in Section 2.5 we construct the Lax operator with a finite-dimensio-
nal local quantum space out of the q-deformed Yang’s R-matrix (remind that the deformation
parameter and quasiperiods are related as q = eiπω/ω
′
). The latter acts on the tensor product
of two fundamental representations and is given by the matrix
R(u) =
1
2
qu+ 1
2 − q−u−
1
2
q
1
2 − q−
1
2
1l +
1
2
σ1 ⊗ σ1 +
1
2
σ2 ⊗ σ2 +
1
2
qu+ 1
2 + q−u−
1
2
q
1
2 + q−
1
2
σ3 ⊗ σ3
=
([
u+ 1
2 + 1
2σ3
]
q
σ−
σ+
[
u+ 1
2 −
1
2σ3
]
q
)
, (3.38)
where [x]q is the q-number [x]q = qx−q−x
q−q−1 . Here σ± = (σ1 ± iσ2)/2 and the q-number of the
matrix σ3 is defined in an evident way, since it is diagonal.
In a full analogy with the non-deformed case, the recipe of [28, 29] suggests to form an inho-
mogeneous monodromy matrix out of the q-deformed Yang’s R-matrices and to symmetrize it,
R
(j1...jn)
(i1...in) (u) := Sym Rj1
i1
(u)Rj1
i1
(u− 1) · · ·Rjn
in
(u− n+ 1), (3.39)
where Sym implies symmetrization with respect to indices (i1 . . . in) and (j1 . . . jn) and all these
indices refer to the first space of the R-matrix (3.38)
Rj
i (u) =
1
2
qu+ 1
2 − q−u−
1
2
q
1
2 − q−
1
2
δji +
1
2
(σ1)ji ⊗ σ1 +
1
2
(σ2)ji ⊗ σ2 +
1
2
qu+ 1
2 + q−u−
1
2
q
1
2 + q−
1
2
(σ3)ji ⊗ σ3.
The standard way of treating (3.39) implies construction of the symmetrizer, i.e., a projector to
the highest spin representation in the decomposition of the product of n fundamental represen-
tations. We implement the projection by means of the auxiliary spinors λ, µ that is equivalent
to dealing with the symbols of R-matrices. The symbol of (2.51) (with respect to the local
quantum space, not the auxiliary one) factorizes (see (2.51))
R(u |λ, µ) = λi1 · · ·λinRj1...jn
i1...in
(u)µj1 · · ·µjn
= 〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 · · · 〈λ |R(u− n+ 1) |µ〉 (3.40)
to a product of the symbols for q-Yang’s R-matrices 〈λ |R(u) |µ〉 = λiR
j
i (u)µj ,
〈λ |R(u) |µ〉 =
(
[u+ 1]qλ1µ1 + [u]qλ2µ2 λ2µ1
λ1µ2 [u]qλ1µ1 + [u+ 1]qλ2µ2
)
. (3.41)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 29
The product of n such matrices is given by
R(u |λ, µ) = [u]q[u− 1]q · · · [u− n+ 1]q
(
A (u |λ1µ1, λ2µ2) B (λ1µ1, λ2µ2)λ2µ1
B (λ2µ2, λ1µ1)λ1µ2 A (u |λ2µ2, λ1µ1)
)
, (3.42)
where the functions A and B have the following form
A (u |λ1µ1, λ2µ2) =
n∑
k=0
n!
k!(n− k)!
[u+ 1 + k − n]q(λ1µ1)n−k(λ2µ2)k
=
[
u+ 1− n
2 + 1
2(λ1∂λ1 − λ2∂λ2)
]
q
(λ1µ1 + λ2µ2)n, (3.43)
B (λ1µ1, λ2µ2) =
n∑
k=0
n!
k!(n− k)!
[k]q(λ1µ1)k−1(λ2µ2)n−k =
=
1
λ1µ1
[λ1∂λ1 ]q (λ1µ1 + λ2µ2)n. (3.44)
The summation formulae in (3.43), (3.44) facilitate reconstruction of operators from the sym-
bolic entries of the matrix (3.42). In analogy with the non-deformed case we again remove
the inessential normalization factor rn(u) = [u]q[u − 1]q · · · [u − n + 1]q and shift the spectral
parameter u→ u− 1 + n
2 to obtain a symbol of the L-operator
L(u |λ, µ) = r−1
n (u)R
(
u− 1 + n
2 |λ, µ
)
=
([
u+ 1
2(λ1∂λ1 − λ2∂λ2)
]
q
λ2
λ1
[λ1∂λ1 ]q
λ1
λ2
[λ2∂λ2 ]q
[
u+ 1
2(λ2∂λ2 − λ1∂λ1)
]
q
)
〈λ |µ〉n.
Since 〈λ |µ〉n is a symbol of the identity operator, applying (2.42), we immediately recover the
familiar Lax operator,
L(u) =
(
[u+ J3]q J−
J+ [u− J3]q
)
, (3.45)
where the generators of Uq(sl2) are realized by the finite-difference operators J−, J+, q±J3 in
two variables,
J− = λ2
λ1
[λ1∂λ1 ]q, J+ = λ1
λ2
[λ2∂λ2 ]q, J3 = 1
2(λ1∂λ1 − λ2∂λ2). (3.46)
One can check that they do respect commutation relations of Uq(sl2)
J+J− − J+J− = [2J3]q, J3J± − J±J3 = ±J±.
Let us remind that the representation is defined on the space of homogeneous polynomials
of two variables λ1, λ2 of degree n (see (2.41)). In order to proceed to the space of polynomials
of one variable we choose λ1 = −z, λ2 = 1, so that the generators (3.46) take the conventional
form
J− = −1
z [z∂]q, J+ = z[z∂ − n]q, J3 = z∂ − n
2 . (3.47)
We close this section by an alternative calculation of the symbol (3.40) which follows the
pattern at the end of Section 2.5. The main merit of the following calculation is that it can be
generalized to the elliptic case [10]. First of all we fix the auxiliary spinor λ1 = −z, λ2 = 1 and
use the realization of spin 1
2 generators (cf. (3.47))
J− = −1
z [z∂]q, J+ = z[z∂ − 1]q, J3 = z∂ − 1
2 ,
30 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
which act in the two-dimensional space of linear functions ψ(z) = a1z+a0. In the basis e1 = −z,
e2 = 1, the matrices of the generators coincide with the Pauli-matrices
J± (e1, e2) = (e1, e2)σ±, J3 (e1, e2) = (e1, e2) 1
2σ3. (3.48)
The fusion procedure enables us to derive the L-operator (3.45) together with representation
of the spin n
2 generators (3.47) acting in the (n + 1)-dimensional space of polynomials ψ(z) =
anz
n + · · ·+ a0. Relations (3.48) are equivalent to
(−z, 1)σ± = J±(−z, 1), (−z, 1)1
2σ3 = J3(−z, 1)
that enables us to represent the symbol of q-Yang’s R-matrix (3.38) as a matrix difference
operator acting on the symbol of the identity operator (cf. (3.41)),
〈λ |R(u) |µ〉 =
(
(−z, 1)
[
u+ 1
2 + 1
2σ3
]
q
|µ〉 (−z, 1)σ− |µ〉
(−z, 1)σ+ |µ〉 (−z, 1)
[
u+ 1
2 −
1
2σ3
]
q
|µ〉
)
=
(
[u+ z∂]q −1
z [z∂]q
z[z∂ − 1]q [u+ 1− z∂]q
)
(µ2 − µ1z) .
This operator is just the trigonometric L-operator (3.45) for the spin 1
2 representation. The
crucial observation is that it can be factorized respecting a special ordering of z and ∂,
〈λ |R(u) |µ〉 =
1
q − q−1
(
1 1
zq−u−1 zqu+1
)(
qz1∂1 0
0 q−z1∂1
)(
qu −z−1
−q−u z−1
)
× (µ2 − µ1z1)|z1=z . (3.49)
Formula (3.49) represents a trigonometric deformation of the factorization formula (2.59).
The derived formula enables us to simplify the product of two consecutive symbols from (3.40)
since a pair of adjacent matrix factors is cancelled
〈λ |R(u) |µ〉〈λ |R(u− 1) |µ〉 =
1
(q − q−1)2
(
1 1
zq−u−1 zqu+1
)(
qz1∂1 0
0 q−z1∂1
)
×
(
qu −z−1
−q−u z−1
)(
1 1
zq−u zqu
)(
qz2∂2 0
0 q−z2∂2
)(
qu−1 −z−1
−q−u+1 z−1
)
× (µ2 − µ1z1) (µ2 − µ1z2)|z1=z2=z =
[u]q
q − q−1
(
1 1
zq−u−1 zqu+1
)
×
(
qz1∂1+z2∂2 0
0 q−z1∂1−z2∂2
)(
qu−1 −z−1
−q−u+1 z−1
)
(µ2 − µ1z1) (µ2 − µ1z2)|z1=z2=z .
The generalization of this formula is obvious. Thus the product of symbols (3.40) is equal to
R(u |λ, µ) = rn(u)
1
q − q−1
(
1 1
zq−u−1 zqu+1
)(
qz1∂1+···+zn∂n 0
0 q−z1∂1−···−zn∂n
)
×
(
qu−n+1 −z−1
−q−u+n−1 z−1
)
(µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z . (3.50)
Then we need to get rid off the taken special ordering in (3.50). To that end we apply an evident
formula
q±(z1∂1+···+zn∂n) (µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z = q±z∂ (µ2 − µ1z)
n ,
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 31
which enables us to cast the matrix product on the right-hand side of (3.50) in the form
rn(u)
(
[u− n+ 1 + z1∂1 + · · ·+ zn∂n]q −1
z [z1∂1 + · · ·+ zn∂n]q
z[z1∂1 + · · ·+ zn∂n − n]q [u+ 1− z1∂1 − · · · − zn∂n]q
)
× (µ2 − µ1z1) · · · (µ2 − µ1zn)|z1=···=zn=z
= rn(u)
(
[u− n+ 1 + z∂]q −1
z [z∂]q
z[z∂ − n]q [u+ 1− z∂]q
)
(µ2 − µ1z)
n .
Thus the final result for the symbol of the “fused” q-Yang R-matrices (3.39) is
R(u |λ, µ) = rn(u)
(
[u+ 1− n
2 + J3]q J−
J+ [u+ 1− n
2 − J3]q
)
(µ2 − µ1z)
n ,
where the generators J±, J3 in spin n
2 representation are given by the expression (3.47).
3.5 Fusion construction for the modular double
The fusion procedure for the modular double closely follows the construction from Section 2.6.
One forms inhomogeneous monodromy matrix out of the L-operators and then symmetrizes
it over the spinor indices resulting in a finite-dimensional (in one of the spaces) higher-spin
L-operator.
Again, instead of working with the higher-rank tensors we introduce auxiliary spinors λi,
λ̃i, µj , and µ̃j and contract them with the monodromy matrix according to (2.40). The homoge-
neity (2.41) implies that there are redundant variables. We get rid off them by choosing the
gauge λ1λ2 = −1, µ1µ2 = −1 that is equivalent to the parametrization of the spinors by means
of the independent variables a and b as follows
λ1 = λ1(a) = e
iπ
2ω
a, λ2 = λ2(a) = −e−
iπ
2ω
a,
µ1 = µ1(b) = e
iπ
2ω
b, µ2 = µ2(b) = −e−
iπ
2ω
b. (3.51)
Analogous relations hold for the spinors λ̃ and µ̃ obtained from (3.51) after the interchange
ω � ω′ with the same a and b. Since we assume that the ratio of quasiperiods τ is not rational,
λ and λ̃ are multiplicatively incommensurate for generic a and the same is true for µ and µ̃ for
generic b.
Further, we form symbols of the L-operators (3.18) (i.e., some scalar operators) contracting
them in the matrix space with the auxiliary spinors2
λiL
j
i (u)µj = Λ(u, λ, µ), λ̃iL̃
j
i (u)µ̃j = Λ̃(u, λ̃, µ̃). (3.52)
Taking into account that Dω′(p̂) = e−
iπ
2ω
p̂ + e
iπ
2ω
p̂ (see (3.5), (3.6)), one can easily check the
equality
Du2+ω′(x− a)D−u1(x+ b)Dω′(p̂)D−u2(x− a)Du1+ω′(x+ b) = iΛ(u).
It will be helpful to rewrite this formula in a slightly different form by means of the operator
star-triangle relation (3.31)
Du2+ω′(x− a)Du1+ω′(p̂)Dω′(x+ b)D−u1(p̂)D−u2(x− a) = iΛ(u). (3.53)
2We are grateful to D. Karakhanyan and R. Kirschner for a discussion on this point.
32 D. Chicherin, S.E. Derkachov and V.P. Spiridonov
The analogous relation is valid for Λ̃(u), which is obtained after the permutation ω � ω′. The
derived formula is reminiscent to the L-operator factorization (3.20). Now we form a string out
of the symbols Λ and Λ̃ (3.53) with the shifted spectral parameters,
Rfus(u |λ, λ̃, µ, µ̃) = Λ(u)Λ(u− ω′) · · ·Λ(u− (m− 1)ω′)
× Λ̃(u− (m− 1)ω′ − ω) · · · Λ̃(u− (m− 1)ω′ − nω).
In view of the reflection formula (3.7) and relation (3.53) this product can be recast to the form
Rfus(u |λ, λ̃, µ, µ̃) = Du2+ω′(x− a)Du1+ω′(p̂) [iDω′(x+ b)]m [iDω(x+ b)]n
×D−u1+(m−1)ω′+nω(p̂)D−u2+(m−1)ω′+nω(x− a). (3.54)
Finally, we reconstruct the operator of interest from its symbol using formula (2.42), which
results in the representation
[Rfus(u)Φ] (λ, λ̃ |x) = Rfus(u |λ, λ̃, ∂µ, ∂µ̃)Φ(µ, µ̃ |x)
∣∣∣
µ=µ̃=0
, (3.55)
where the symbol Rfus is fixed in (3.54). Let us stress once more that the fusion formula (3.55)
is completely analogous to the SL(2,C) group case (2.63). The higher-spin R-operator acts on
a function Φ(λ, λ̃ |x) having the homogeneity degrees m in λ and n in λ̃, respectively. In (3.55)
one has differentiations over spinors µ, µ̃, but the operator Rfus (3.54) formally depends on b
and not on the exponential of b. In order to see that there is no contradiction, we note that
according to the definitions (3.52) Λ and Λ̃ are linear in spinors. Consequently Rfus (3.54),
being a product of them, has to be polynomial in spinors. This can be checked directly as well.
Recalling the definition of µ, µ̃ (3.51) and
Dω′(x+ b) = µ1e
iπ
2ω
x − µ2e
− iπ
2ω
x, Dω(x+ b) = µ̃1e
iπ
2ω′ x − µ̃2e
− iπ
2ω′ x, (3.56)
we conclude that Rfus in (3.54) depends polynomially on µ and µ̃. Thus the fusion formulae (3.54)
and (3.55) match to each other.
The right-hand side of (3.54) explicitly depends on a, so its polynomiality in spinors λ, λ̃ is
not obvious at all. It is necessary to demonstrate it explicitly. Furthermore, we need to compa-
re (3.55) with the reduction formula (3.36), since both give rise to a higher-spin R-operator.
We will accomplish both tasks if we show that the R-operators do coincide. Thus we take the
generating function Dnω+mω′(a − y) of a finite-dimensional representation and act upon it by
the “fused” R-operator in the first space according to the prescription (3.55). The generating
function with the auxiliary parameter y explicitly depends on λ and λ̃ (see (3.15)),
Dnω+mω′(a− y) =
n−1∏
k=0
(
λ̃1e
− iπ
2ω′ y q̃
n−1
2
−k − (−1)mλ̃2e
iπ
2ω′ y q̃−
n−1
2
+k
)
·
×
m−1∏
p=0
(
λ1e
− iπ
2ω
yq
m−1
2
−p − (−1)nλ2e
iπ
2ω
yq−
m−1
2
+p
)
, (3.57)
and has the homogeneity degrees m in λ and n in λ̃, respectively. Now, using the relations
(see (3.56), (3.57))
[Dω′(x+ b)]m [Dω(x+ b)]n|µ→∂µ,µ̃→∂µ̃ Dnω+mω′(b− y) = n!m!Dnω+mω′(x− y), (3.58)
we can perform differentiations over spinors in (3.55) that immediately yield the desired result
Rfus
(
u+ nω
2 + mω′
2
)
Dnω+mω′(a− y) = in+mn!m!Du− s0
2
− s
2
(x− a)Du− s0
2
+ s
2
(p̂)
×Dnω+mω′(x− y)D−u− s0
2
− s
2
−ω′′(p̂)D−u− s0
2
+ s
2
−ω′′(x− a) = in+mn!m!Du− s0
2
− s
2
(x− a)
×D−u− s0
2
− s
2
−ω′′(x− y)Dnω+mω′(p̂)Du− s0
2
+ s
2
(x− y)D−u− s0
2
+ s
2
−ω′′(x− a), (3.59)
From Principal Series to Finite-Dimensional Solutions of the Yang–Baxter Equation 33
where at the last step we profited from the operator star-triangle relation (3.31). Identifying
the variables a = x1, x = x2, y = x3, we find a nice agreement of the fusion formula (3.59) with
the reduction formula (3.36). Thus both approaches are equivalent and yield identical results.
Acknowledgement
We thank the referees for useful remarks to the paper. This work is supported by the Russian
Science Foundation (project no. 14-11-00598).
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1 Introduction
2 SL(2,C) group
2.1 Representations of the group and the intertwining operator
2.2 The general SL(2,C)-invariant R-operator
2.3 Finite-dimensional reductions of the general R-operator
2.4 Verma module reduction
2.5 Fusion, symbols and the Jordan–Schwinger representation
2.6 Fusion construction for SL(2,C)
3 The Faddeev modular double
3.1 Representations of the quantum algebra
3.2 An infinite-dimensional R-operator for the modular double
3.3 Finite-dimensional reduction of the R-operator
3.4 The fusion and symbols for Uq(sl2) algebra
3.5 Fusion construction for the modular double
References
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