The principle of control by diagnosis as a result of the systematic application of fundamental control principles

The subject of study is the principle of management by diagnosis. The goal is to establish the principle of management by diagnosis as a result of the systemic application of fundamental management principles. The scientific novelty lies in the formulation of a new principle of management by diagnos...

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Опубліковано в: :Проблеми керування та інформатики
Дата:2023
Автор: Kulik, A.
Формат: Стаття
Мова:Англійська
Опубліковано: Інститут кібернетики ім. В.М. Глушкова НАН України 2023
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Цитувати:The principle of control by diagnosis as a result of the systematic application of fundamental control principles / A. Kulik // Проблеми керування та інформатики. — 2023. — № 1. — С. 7–22. — Бібліогр.: 19 назв. — англ.

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Digital Library of Periodicals of National Academy of Sciences of Ukraine
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author Kulik, A.
author_facet Kulik, A.
citation_txt The principle of control by diagnosis as a result of the systematic application of fundamental control principles / A. Kulik // Проблеми керування та інформатики. — 2023. — № 1. — С. 7–22. — Бібліогр.: 19 назв. — англ.
collection DSpace DC
container_title Проблеми керування та інформатики
description The subject of study is the principle of management by diagnosis. The goal is to establish the principle of management by diagnosis as a result of the systemic application of fundamental management principles. The scientific novelty lies in the formulation of a new principle of management by diagnosis and the development of instrumental tools enabling the operability of automatic control objects under various destabilizing conditions. Предметом вивчення є принцип керування за діагнозом. Мета полягає у формуванні принципу керування за діагнозом як результату системного застосування фундаментальних принципів керування. Наукова новизна полягає у формуванні нового принципу керування за діагнозом та розробці низки інструментальних засобів, застосування яких дозволяє забезпечити працездатність обʼєктів автоматичного керування в умовах дії різнотипних дестабілізуючих впливів.
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fulltext © A. KULIK, 2023 Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 7 ПРОБЛЕМИ ДИНАМІКИ КЕРОВАНИХ СИСТЕМ УДК 62-52 A. Kulik THE PRINCIPLE OF CONTROL BY DIAGNOSIS AS A RESULT OF THE SYSTEMATIC APPLICATION OF FUNDAMENTAL CONTROL PRINCIPLES Anatoly Kulik National Aerospace University «Kharkiv Aviation Institute», anatoly.kulik@gmail.com The subject of study is the principle of control by diagnosis. The goal is to form a control principle based on a diagnosis as a result of the systematic application of fundamental management principles. Task: an excursion into history of mas- tering the principles of control. Analysis of features, positive and negative quali- ties of principles of control by setting influence, by disturbing influence and by deviation. Description of the principle of control by diagnosis. Presentation of diagnostic functional models of diagnostic objects. Giving an example of the ap- plication of the principle of control by diagnosis. The methods used are: retro- spective analysis, the method of constructing graphic functional schemes, the method of the space of discrete states, the method of forming diagnostic func- tional models, methods of bench research and simulation modeling. The follow- ing results were obtained: the process of mastering control principles was de- composed into three stages: intuitive understanding of principles, mastering them in industry and scientific mastering. Features of the principles of control by setting influence, disturbing influence and by deviation are described. The prin- ciple of control by diagnosis and the functional scheme of a rational control sys- tem are proposed. Diagnostic functional models are presented that reflect the re- lationship between direct signs of destabilizing influences and indirect signs that are directly available for measurement. The results of experimental studies are presented, which testify to the possibility of rational control of the operability of sensors of flight parameters, in particular, of angular movements, during the ac- tion of various types of destabilizing influences. Conclusions. The scientific novelty consists in the formation of a new principle of control based on diagno- sis and the development of a number of tools, the use of which allows to ensure the functionality of automatic control objects under the conditions of various types of destabilizing influences. Keywords: principle of control, automatic control object, control by diagnosis, diagnosing, recovery of operability, state space, diagnostic functional model. Introduction The history of the development of automation is an integral part of the general his- tory of the evolution of the material culture of mankind. The basic principles of automa- tion are control principles. A principle (from lat. principium — beginning). The basic beginning on which anything is built (any scientific system, theory, policy, device, etc.) [1]. The mastery of the basic fundamental principles of automatic control continues 8 ISSN 2786-6491 throughout the history of the evolution of material culture, and this is evidenced by nu- merous examples of tools, devices, machines and systems, with the help of which the automation of certain technological processes was carried out in different periods of the development of civilization. Learning, mastering and applying of the fundamental control principles underlying living and non-living nature is a long, complex, iterative process. The history of this process allows us to trace the main trends in the development of scientific knowledge and the ways of mastering and improving the fundamental principles of control by sys- tematizing them to solve the current automation tasks caused by the challenges of scien- tific and technological progress. One of the basic ones is the trend related to the further implementation of the con- trol processes of complex automatic control objects with long period of autonomous functioning in conditions of uncertainty of influences that lead to impaired operability. Improvement of control processes takes place through the development of new control principles based on fundamental ones. Violation of the performance of automatic con- trol objects occurs due to external influences: disturbance, noise, interference, and in- ternal: malfunctions, failures and refusings. All these influences are uncertain events that destabilize operability, in other words, they are destabilizing influences. The signif- icant uncertainty of destabilizing influences makes it necessary to develop procedures for identifying their specific physical types in order to make effective decisions how to parry it for restoring the operability of the automatic control object. Fundamental prin- ciples of control do not allow for the development of quality procedures for finding the causes of performance degradation, and therefore one of the possible ways to identify destabilizing influences is the development of a new principle of control based on diagnosis. The article presents the results of research on the development of a new principle of control by diagnosis based on further systematization of the fundamental principles of control. 1. Excursion into history of mastering control principles In the history of mastering the principles of control, three stages can be condition- ally distinguished. The first is related to an intuitive understanding of control principles and their use in the simplest devices. The second stage is characterized by the further development of the principles and their applying in industry. The third stage is the sci- entific mastering of control principles, their formalization, solving the tasks of stabiliza- tion and positioning of objects of various physical nature, including the states when they are under uncertain operating conditions. Man at the dawn of civilization realized his limited physiological capabilities in comparison with the capabilities of nature. Various tools and devices became the first means of expanding the physical capabilities of primitive people [2–4]. The need to catch fish, animals and birds created a need for new devices and devices in which the fishing process took place without direct human participation, i.e. automatically. The impressive penetration of the first inventors into the principles of control and its imple- mentation in various tools for daily life and hunting amazes the imagination. The analy- sis of the first devices for fishing, from the point of view of the composition of func- tional elements, shows that such functional elements as sensitive and executive per- formed tasks without direct human participation, i.e., automatically, in accordance with the principle of control by setting influence. Great interest in the early period is shown in the invention of various toys and de- vices used for entertainment and religious purposes. For example, the automatic signal- ing device of the ancient Greek philosopher Platon, a water vending machine, a device for opening temple doors, described by Heron of Alexandria, and a number of others that used the principle of control by setting influence. Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 9 Twenty centuries ago, in ancient Greece, Heronʼs oil lamp was used for lighting — it is a device that automatically feeds the wick when the oil level drops. The following elements were used in the lamp: a float to determine the oil level, a rack and pinion to transmit movement, a rack wrapped in wick to control the feed. In this device, the prin- ciple of control by deviation was implemented. So, the first stage is characterized by the following features. First, the wide applica- tion of the principle of control by setting influence in various simplest automatic devic- es. Secondly, the use of various physical phenomena to build automatic devices. Third- ly, achieving an understanding of the main principle of building biological systems — the principle of control by deviation, and its practical use in non-production spheres of activity. The second, most fruitful stage of the use of control principles was determined by the need for further improvement of the technique of industrial use of wind, water and, especially, steam. So, Agostino Romelli (1530–1590), an Italian military engineer, de- veloped an automatic device that regulates the speed of rotation of the millstone when grinding grain in a mill. This device used the principle of control by disturbance. The appearance of the first steam engines by the Frenchman Papin, the Englishmen Sowery, Thomas Newcomen and John Kelly contributed to the development of automatic stabi- lization devices. In 1763, the outstanding Russian inventor I. Polzunov developed a pro- ject of a universal steam engine, which used an automatic stabilizer of the water level in the cauldron. In 1784, the Englishman James Watt received a patent for a centrifugal regulator of the angular speed of rotation of the shaft of a steam engine. In this regula- tor, the principle of control by deviation was used. In 1829, the French scientist J. Pon- celet proposed a regulator of the angular speed of rotation of the shaft of a steam engine, based on controlling the supply of steam depending on the amount of load, that is using the principle of control by disturbance. The inventions of I. Polzunov, J. Watt and J. Poncelet initiated a whole series of inventions of new automatic devices designed to stabilize the operation of steam en- gines using the principles of control by deviation and disturbance. In 1676, the Dutch scientist Christian Huygene published a work on mechanics called «The Pendulum Clock», in which a cycloidal pendulum was presented. It was characterized by a constant oscillation period regardless of the amplitude due to the use of an anchor mechanism. The anchor mechanism provided undamped oscillations with the help of nonlinear negative feedback. This type of connection transforms the constant force acting on the anchor wheel into a variable periodic effect on the pendulum, which compensates for the effect of frictional forces. This invention started a new direction in technology — the development of clock mechanisms for accurate time measurement. At the same stage, various automatic devices were developed that use the principle of control and by setting influence. For example, in 1929, the French inventor J. Jac- quard proposed a device for a loom using a paper tape with holes — punched tape. The automatic device, with the help of feelers, recognized the location of the holes on each section of the punch tape and, in accordance with the received information, moved indi- vidual threads of the fabric base up or down so that the weft passing between them cre- ated the desired pattern programmed in the punch tape. The second stage of the application of control principles is related to the creation of industrial regulators for machines using wind, water and steam energy, as well as vari- ous mechanisms and machines for the automation of technological operations of pro- duction processes. Regulators at this stage were built only on the basis of the intuition and experience of inventors who follow the path of trial and error. The importance of this stage in mastering the principles of control is difficult to overestimate, since the possibility of building various machines that perform their functions without human in- tervention has been practically proven. 10 ISSN 2786-6491 The scientific development of control principles began at the third stage with the works of the English physicist J.C. Maxwell «On Regulators» (1868) [5] and the Rus- sian mechanical scientist I.O. Vyshnegradskyi «On direct-acting regulators» (1876) [6]. The works of the Swiss professor A.B. Stodola in the field of configuration and calcula- tion of heat engines, steam and gas turbines complete the creation of the classic linear theory of automatic regulation of the engines [7]. The scientific study of the possibilities of the principle of control by deviation led to the emergence of a number of new scien- tific tasks. Thus, a scientific approach to the mathematical description of transformation processes in a steam engine and a centrifugal regulator was needed. As a result of the conducted research, mathematical models of the first approximation were developed. The study of linear differential equations of the third order led to a new task — ensuring the stability of processes in a closed-loop control system. And the first solutions were the root criteria of stability. Then, the criteria of Raus-Hurwitz, Nyquist, Mikhailov, Kharitonov and a number of others were developed. For a closed-loop control system, in addition to the task of ensuring stability, which is a necessary condition of operation, it is necessary to solve the task of quality of control — a sufficient condition of opera- tion. As a result of solving the problem of the quality of regulation, and in the future — the quality of control, a number of methods, theories, scientific directions appeared for the purpose of ensuring the specified accuracy of control, optimization of the transition process time, analytical design of regulators, dual control and others. Further development of the principle of control by deviation in the class of nonlin- ear systems led to new scientific results and the emergence of scientific trends in the theory of stability, taking into account the fundamental results of O.M. Lyapunov. The scientific development of the principle of control by disturbance, thanks to the works of H.V. Shchypanov, V.S. Kulebakin, B.M. Petrov, A.G. Ivakhnenko and A.I. Kukhtenko contributed to the creation of the theory of invariance. The further de- velopment of the theory of invariance led to the formation of a new scientific direction — combined control, which is based on the joint use of two principles of control — by de- viation and by disturbance [8–11]. The trend of significant complication of control objects, caused by the expansion of their functions, scale, energy intensity and criticality, contributed to the development of many scientific directions regarding the joint use of fundamental principles of con- trol. This trend has led to a revision of the classical approach to the design of control systems. It was necessary to take into account cost, weight and size, energy limitations and risks associated with the uncertainty of operating conditions, i.e. abnormal situa- tions. Accidents and disasters in rocket and space engineering, nuclear technics and chemical production challenged the theory of automatic control. The increase in the structural and functional complexity of automation objects gives rise to the expansion of a multitude of influences, both external (disturbance, interference, noise) and internal (malfunctions, breakdowns, failures), which disrupt the performance of automatic con- trol systems and lead to emergency situations. These disruptive actions, essentially de- stabilizing actions, cannot be fully defined and described at the stage of the control sys- tem design. The problem of ensuring the guaranteed operability of autonomous control systems at a given time interval can be solved in the intensively developing class of adaptive systems. Thanks to the works of many scientists, such directions of automatic control have been formed as extreme control, combined control, control with a reference model, control with identification, control systems with self-adjustment and with the possibility of self-organization and self-learning, and a number of others [12–14]. Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 11 Known approaches of adaptive control use fundamental control principles, mathe- matical models of automation objects, and a number of hypotheses regarding operating conditions. Among all possible hypotheses about destabilizing influences, the most dif- ficult for practical use is the hypothesis about the uncertainty of the moment of their ap- pearance, place of their appearance, type and specific physical form; in other words, the event uncertainty hypothesis. The results of academician V.M. Kuntsevichʼs research on the use of fundamental control principles for adaptation in conditions of uncertainty of a non-stochastic nature initiated new scientific directions. Such directions expand the classes of automation ob- jects up to objects of critical infrastructure and take into account more fully the peculi- arities of their operation in order to ensure guaranteed operability over a long period of autonomous operation [15]. Therefore, the third stage in mastering the fundamental principles of control, thanks to the scientific approach, is characterized by a deeper penetration into the un- derstanding of control processes in living and non-living nature and revolutionary au- tomation of control processes of objects of various physical nature. This is accompanied by the involvement of advanced mathematical tools both for describing the processes of information transformation in control systems and for analytically solving the tasks of analysis and synthesis. At the third stage, unique control systems for autonomous ob- jects with advanced adaptation capabilities to changing operating conditions are created. Intensive computer automation of the processes of analysis and synthesis of individual classes of control systems is taking place. Increasing requirements for the quality of operation of control systems for various complex and critical objects and processes has contributed to the expansion of the front of research on the joint use of fundamental control principles with the aim of obtaining new system effects that provide more productive adaptation in uncertain operating con- ditions. Letʼs consider the functional features of the fundamental principles of control in re- lation to modern and promising automation objects, the functioning of which is carried out in conditions that change in an uncertain manner. 2. The principle of control by setting influence It is advisable to consider the features of the principle of control by setting influ- ence with the help of a functional scheme that reflects the informational features of transformation processes (Fig. 1). The scheme uses the following notations: ( )SU t — setting influence; ( )СU t — control signal; ( )y t — output parameter; MCD — micro- processor control device; ACO — automatic control object; D — set of destabilizing influences. Fig. 1 The principle of operation of this automatic control system is obvious. When a set- ting influence ( )Su t is applied to the MCD, a control signal ( )Сu t is formed, which is sent to the actuators of the ACO. As a result, appropriate technological operations are performed to obtain the desired value of the output signal ( ).y t D is a set of disturbances, noises and failures that disrupt the operational efficien- cy of the ACO. Failures mean malfunctions, refusings, degradations that lead to a sig- ( )Su t ( )Cu t ( )y t MCD ACO D 12 ISSN 2786-6491 nificant change in technical characteristics. All the destabilizing effects of the set D lead to varying degrees of changes in the functional properties of the open-loop control system, which is a sequential connection of the functional elements of the MCD and ACO. A change in the functional properties of the control system is reflected in the re- sult of its functioning — a signal ( ).y t Among the positive features of the principle of control by setting influence can be attributed: — ideological and constructive simplicity; — high operation speed of open-loop control system; — preservation of operability under a number of destabilizing influences; — satisfactory accuracy of output characteristics; — ease of configuration and maintenance of open-loop control systems. The negative features of this control principle include: — high sensitivity to changes in open-loop control system parameters caused by failures; — impossibility of obtaining high accuracy of initial characteristics in case of un- known disturbances and low accuracy of ACO models; — impossibility of full compensation of disturbances for ACO with transport delay; — inoperability of the open-loop control system in case of catastrophic failures and disturbances exceeding the design levels; — impossibility of controlling an unstable ACO. Therefore, the principle of control by setting influence can be applied to stable ACOs, the transforming properties of which are well studied and reflected in the corre- sponding models. Under the uncertain conditions of operation of the ACO, the prin- ciple of control by setting influence does not allow obtaining satisfactory output characteristics. Examples of the productive use of the principle of control by setting influence are pneumatic and hydraulic valves, which open or close the supply of fuel, air or steam to actuators when an electric signal is applied, vending machines, information boards of stations and airports, and a number of others. 3. The principle of control by disturbance There is much more information on the origins of the scientific development of the principle of control by disturbance influence than by the first principle. With the help of the simplest functional scheme, we will consider the features of this control principle (Fig. 2). Fig. 2 There are many destabilizing influences 1{ ,..., ,..., }i qD d d d on the ACO. Let the impact id significantly affect the process of operation of the ACO and can be measured, then with the help of a correction device (CD), it is converted into a correc- ( )Su t ( )Ku t ( )Su t ( )Cu t MCD CD di d1 dq ACO y(t) Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 13 tion signal ( )Ku t that enters the adder of the system. The corrected setting influence ( )Su t enters the MCD, where the control signal is formed ( ).Cu t This signal compen- sates for the destabilizing impact id on the processes in the ACO and ensures the corresponding output parameter of the system — signal ( ).y t So, the functional di- agram shows a single-loop compensation system for one destabilizing impact .id A fundamental point is the possibility of measuring destabilizing influences. Not all de- stabilizing effects can be measured either because of the lack of appropriate sensors or because of the complexity and cost of their measurement. It is not possible to provide a measure of the magnitude of such destabilizing effects as failures. The formation of several contours of compensation for destabilizing influences leads to difficulties in co- ordinating their functioning and the complexity of technical implementation. For the or- ganization of qualitative compensation of destabilizing influences, fairly accurate math- ematical models of transformation processes in the ACO are required. Any changes in the operating conditions lead to a change in the compensation conditions and, as a re- sult, a deterioration of the output characteristics. For the formation of an effective com- pensation circuit, knowledge of the maximum value of the destabilizing influence is re- quired for the correct selection of the actuators in the ACO, which will ensure that the control signal is worked out on the working area of static characteristics. These circumstances lead to the fact that it is practically impossible to ensure high accuracy of working out a setting influence in the conditions of destabilizing effects from the set .D It is possible to ensure control accuracy only for a limited subset of in- fluences that can be measured under the condition of stability of ACO characteristics during operation. The positive properties of the principle of control by disturbing influence in rela- tion to the task of countering destabilizing influences are as follows. 1. Detection of all destabilizing influences only significant and measurable ones, the impact of which on the processes in the ACO can be fully compensated. 2. The use of fairly simple compensation algorithms that do not create the need to ensure the stability of the compensation loop. 3. Ensuring qualitative compensation of the impact of the measured destabilizing influences on the output characteristics of the ACO. 4. The operation speed of the compensation loop is comparable to the operation speed of the main ACO control channel. 5. The lack of complete information about the output characteristics of the ACO excludes the need to solve the problem of management stability. The following can be attributed to the negative properties of the principle of con- trol by disturbance. 1. Elimination of the influence of only those destabilizing influences for which compensation loops have been created. 2. The presence of a large number of uncontrolled destabilizing influences leads to a low level of output characteristics of the ACO, that is, to a violation of the systemʼ s operability. 3. When both the internal and external conditions of system functioning are changed, the conditions for compensation of measurable destabilizing influences are violated. 4. Impossibility to applicate this principle in the ACO, the properties of which change during operation. 5. There is a compensation for the impact of destabilizing influences on the opera- tional efficiency of the ACO, rather than a countermeasure of the causes that gave rise to abnormal situations in the control processes. 14 ISSN 2786-6491 The application of the principle of control by disturbance gives good results for stable ACOs, the properties of which are adequately reflected in the corresponding models. 4. Principle of control by deviation The scientific development of this productive principle of control has been started with the fundamental works of J.K. Maxwell, I.A. Vyshnegradskyi and A.B. Stodola and continues to the present day through implementation in various fields of human ac- tivity. A graphic model in the form of the simplest functional scheme (Fig. 3) allows to display visually the features of this principle in relation to the ACO. Fig. 3 A set D of destabilizing influences , 1,id i q which change arbitrarily, acts on the ACO. Information about the output parameter of the ACO is represented in the dia- gram by a signal ( )Mu t from the sensor (S). In the given scheme, the «adder» function- al element is removed from the MCD as a key element in the implementation of the principle of control by deviation. A deviation signal ( ) ( ) ( ),S Mu t u t u t   which con- tains information about the consequences of destabilizing influences from the set ,D is generated in the adder. The difference signal is converted into a control signal ( )Cu t in the MCD. It is sent to the actuator, which changes the state of the control object (CO), which is reflected in the output measurement signal ( )Mu t form the sensor. To imple- ment this control principle, a signal from the system output to its input is used, that is, feedback. As a result, a closed control loop or a closed-loop control system is formed. The principle of control by deviation is universal, it is applicable to objects and disturb- ances of any physical nature. This principle is quite effective, allows to achieve high-quality compensation of destabilizing influences from the set ,D which are constantly changing. The following are the positive properties of the principle of control by deviation. 1. The ability to detect the appearance of any destabilizing influences in the control loop. 2. The ability to compensate for «small» deviations from the given behavior caused by destabilizing influences. 3. The ability to adjust the dynamic properties of the ACO using appropriate algo- rithms in order to ensure the necessary reserves of stability and quality indicators. 4. Low sensitivity to changes in parameters of functional elements in a closed-loop control circuit. 5. Low requirements for the adequacy of the mathematical description of the trans- formation processes in the functional elements of the system. In the presence of such positive properties, the use of the principle of control by deviation does not allow to ensure fully the necessary and sufficient conditions for the operability of modern and promising control systems of long-term and autonomous functioning. The main reasons are as follows. 1. There is compensation for the consequences of destabilizing influences, rather than parrying the causes of influences that can be eliminated. 2. The internal inconsistency of the principle is due to the need to allow destabili- zation and then compensate for it. ( )Su t ( )Am t ( )Mu t ( )Cu t MCD D CO ACO y(t) A S ( )u t  – Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 15 3. When compensating for destabilization, workable functional elements are forced to work simultaneously with non-functional ones, and in costly, intensive modes, while spending additional energy and resources. 4. Destabilizing influences that lead to a significant change in system parameters and structure are not compensated. 5. It is impossible to localize destabilizing influences and target, flexibly and con- cretely neutralize them. 6. The period of detection and compensation of destabilizing influences is deter- mined by the transition period of the closed-loop control system. 7. Destabilizing influences are uncontrollable and unmeasured inputs to the control system. The application of the principle of deviation control allows to develop automatic control systems that have the ability to adapt in the «small». Such adaptation occurs due to the property of the system to detect and compensate for the limited effects of arbitrar- ily changing, uncontrolled destabilizing influences. Further development and improvement of the considered control principles are possible in their systematic combination. Such a union should preserve their positive properties and eliminate their shortcomings in such a way as to ensure the possibility of adaptation in the «big» to real destabilizing influences. Such a systematic combination of basic principles is called the principle of control by diagnosis. 5. Principle of control by diagnosis The development of the first instrumental means of signal-parametric diagnostics of automatic control systems [16] and means of restoration of operability [17] led to the need to find a control principle that allows adaptation to arbitrarily changing uncon- trolled various types of destabilizing influences on a unified ideological basis in order to ensure the desired behavior of an autonomous control objects. As a result of further research, it was possible to formulate the principle of control based on the diagnosis, which can be presented using the functional scheme shown in Fig. 4. Fig. 4 The rational control object (RCO) is an object that has the properties of being di- agnosed and restored. Diagnosability is the possibility of establishing the causes of de- stabilizing influences in finite time according to states available for measurement. Re- coverability is defined as the possibility of transferring the RCO from an inoperable state to an operable one by neutralizing destabilizing influences id D in a finite time interval. Two types of signals are received by the MCD diagnostic module from the ra- tional control object: 0( )Mu kT — discrete signals for measuring RCO parameters from sensors; 0( )Pu kT — signals from check points; 0,1,2,...k  ; 0T — period of discre- tion. With the application of a setting influence 0( )Su kT in the diagnostic module, a di- agnosis D̂ is formed in the form of estimates of direct signs of destabilizing influences. The received diagnosis is sent to the control module, in which control actions are formed 0( )Su kT 0( )Mu kT D̂ MCD Diagnostic module D 0( )Ru kT 0( )Pu kT Control module Rational control object Diagnosis 0( )Cu kT  16 ISSN 2786-6491 that restore operability of RCO: 0( )Сu kT — signals that parry the destabilizing influences revealed as a result of diagnostics, and 0( )Ru kT — signals that control the reconfiguration of hardware by disconnecting failed and connecting backup devices. In the diagnostic module, the tasks of detecting destabilization are solved sequen- tially using the principle of control based on the deviation of the current signal 0( )Mu kT relative to the reference behavior of the object. Next, the place of occurrence of destabilization is localized using local deviations of signals from their reference val- ues. Identification of the type and kind of destabilization in accordance with the princi- ple of control by disturbance allows to obtain estimated values of the magnitude of de- stabilizing influences. Thus, the diagnosis consists in estimating the moment of time when destabilization was detected, finding a specific structural part of the object where destabilization occurred, identifying the type of destabilization, and determining the es- timated value of the destabilizing effect. The positive properties of the principle of control by diagnosis include the fol- lowing. 1. Ability to diagnose specific destabilizing influences and parry them. 2. Possibility of more accurate compensation of destabilizing influences on control processes. 3. The principle makes it possible to develop perfect adaptive systems that ensure a more accurate working out of a setting influence ( )SU t during longer operation. 4. This principle is applied to diagnosed objects with incomplete or even missing information about destabilizing influences. 5. The principle of control by diagnosis helps to actively increase the resource and duration of active functioning of autonomous control systems. The negative features of this principle are as follows. 1. The difficulties of creating scenarios of abnormal situations in control systems and the impact of their consequences on the performance of autonomous control functions. 2. The formation of the set D requires a deep knowledge of the features of the functioning of the automatic controling object. 3. The complexity of developing algorithms and programs for the processes of di- agnosing and restoring the operability of objects. 4. At the current stage of mastering this principle, it is not possible to automate the development of diagnostic and recovery processes. 5. The work intensity of the formation of means of operability restoration, balanced with a set of destabilizations .D So, in the principle of control by diagnosis, the principle of control by disturbance is applied in terms of obtaining information about destabilizing influences and in terms of compensating the action of destabilizing influences on the control process. The prin- ciple of control by deviation is applied to detect the fact of destabilization, detect the destabilized structural part of the object, and form stabilizing control influences. The principle of control setting effect is used in the part of the formation of control effects during the reconfiguration of hardware. The application of the principle of control by diagnosis opens up the possibility of implementing better adaptive automatic control of objects with incomplete a pri- ori information about destabilizing influences in the process of development, pro- duction and operation, and even in the absence of such information. Such adaptive control will allow in the future reduce ignificantly various resource costs for devel- opment, production and operation and significantly increase the periods of active functioning of autonomous control objects. Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 17 6. Diagnostic functional models In the practical application of the principle of control by diagnosis, there is a need for mathematical models that reflect the relationship between the characteristics of de- stabilizing influences and the signals available by measurement. Such specific models are diagnostic functional models (DFM) [18]. Letʼs consider the main provisions re- garding these models. The process of functioning of the linearized diagnostic object in the time domain can be represented by the following system of equations: 0 0 0 0 0 0 0 0 [( 1) ] ( ) ( ); (k ) ; ( ) ( ), x k T Ax kT Bu kT x T x y kT Cx kT      (1) where 0( )x kT — state vector of the control object, 0( ) ;nx kT X 0( )u kT — control vector, 0( ) ;ru kT U 0( )y kT — vector of measured parameters, 0( ) ;my kT Y , і A B C — matrices of appropriate dimensions; 0, 1, 2,...k  — discrete number; 0T — period of discretion. A set of possible destabilizing influences 1{ ,..., ,..., }i qD d d d is used in the con- struction of the DFM. Each destabilizing influence is matched by a parameter i whose value changes in the interval [ , ].i i i    The perturbed motion of the diagnostics ob- ject for the parameter i will take the following form: 0 0 0 0 0 0 0 0 [( 1) ] ( ) ( ) ( ) ( ); ( ) ; ( ) ( ) ( ), i i i i i i i i x k T A x kT B u kT x k T x y kT C x kT         (2) where 0( )x kT — the state vector of the object destabilized by the event ;id ( ), ( ) і ( )i i iA B C   — matrices of the corresponding dimensions, the coefficients of which depend nonlinearly on the parameter .i Equations of additional movements of the object caused by the appearance of de- stabilizing influence id can be obtained by applying reference models. Having chosen the simplest reference model in the form of the system of equations (1) for 0 0( ) 0x k T  and performing analytical linearization of nonlinear dependencies, we obtain 0 0 0 0 0 0 i 0 0 [( 1) ] [ ( ) ( )] ; ( ) ; ( ) ( ); 1, , i i i i i i i i x k T A x kT B u kT x k T x y kT C x kT i q            (3) where ( ) ( ) ( ) , ,i i i i i i i i i A B C A B C             — sensitivity functions of the corre- sponding matrices by parameter ;i i — a slight change in the parameter ,i such as 2.i i   The system of equations (3) reflects the functional relationship of the unmeasura- ble direct sign i of the destabilizing influence id with the measurable indirect sign 0( ).iy kT Such a system of equations is the DFM for the direct sign i of the desta- bilizing influence .id Diagnosability criteria are used to assess the diagnosability using DFM. 18 ISSN 2786-6491 Criteria of structural diagnosability. For the structural diagnosability of the ob- ject according to the DFM, it is necessary and sufficient that the matrices , 1,iL i q are linearly independent in all pairwise combinations. 0 i i i i A B L C         . (4) Criteria of signal diagnosability. For signal diagnosability of an object by DFM, it is necessary and sufficient that the vectors * , 1,i iL v i q are linearly independent in all pairwise combinations. Matrices *, 1,iL i q are matrices of an object that has the property of structural di- agnosability. Vector 0 0 0 ( ) ( ) , ( ) x kT v kT u kT         (5) where 0( )x kT — state vector of the reference model. The criteria of structural and signal diagnosability make it possible to form a DFM with an unambiguous connection of direct signs of destabilizing influences i with indirect signs i 0( )y kT and to determine the signal conditions for the manifestation of these connections. 7. An example of the application of the principle of control by diagnosis As an object of research, letʼ s consider a fragment of a block of gyroscopic sensors, which was used on flying models. Flying models are a research tool for obtaining reliable in- formation about the behavior of the future aircraft in all designed flight modes [19]. The general view of the stand for the study of sensors in the course channel is shown in Fig. 5. An angle sensor (AS) and two angular velocity sensors (AVS) were used in this channel. In order to work out the models, algorithms and programs of the principle of managing the per- formance of sensors by diagnosis, a stand was developed according to the functional scheme shown in Fig. 6. Fig. 5 Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 19 Fig. 6 Signals from the angle sensor (AS) and angular velocity sensors (AVS1 and AVS2) through the ADC are sent to the corresponding blocks of simulators of destabilization types SDT , 1, 3.i i  The blocks SDTi work according to commands from the generator of types of destabilizing influences (GTDI). Blocks SDTi together with GTDI carry out deformation of signals from sensors according to defined scenarios specified by the command 1 0( ).С kT Deformed signals, which reflect the result of the current destabiliz- ing effect on the sensor, are sent to the unit for diagnosing the sensor operability (DSO). In this block, the cause of impaired operability is revealed by indirect signs and a diag- nosis ˆ id is formed. The DSO unit is activated by the command 2 0( ).С kT The result of diagnosing — the diagnosis is sent to the unit, which performs the function of recover- ing the sensor operability (RSO). In the RSO block, according to the diagnosis and with the help of available means, the deformed signal distorted by the destabilizing influence is restored, and the estimated values of the signals 0ˆ ( )u kT and 0ˆ ( )u kT are calculated. The set of types of destabilization were generated for each sensor. For example, for AS the set 1 2 10{ , ,..., },D d d d where 1d — positive zero drift with the possibility of compensation, 2d — negative zero drift with the possibility of compensation, 3d — positive zero drift without compensation, 4d — negative zero drift without compensa- tion, 5d — reduction of the conversion factor with the possibility of compensation, 6d — reduction of the conversion factor with and without compensation, 7d — break in the signal wire of the sensor, 8d — break in the negative power wire, 9d — break in the positive power supply wire, 10d — unknown type of destabilization. For the stand, which contains three gyroscopic sensors, 30 scenarios of emer- gency situations were formed and algorithms and software were developed for diag- nosing and restoring sensor operability. Graphs of processes during destabilization in AVS2, which is caused by a rediction in the conversion factor is shown in Fig. 7. At the 5th second, a distortion of the sensor signal appeared due to destabilization from a reduction in the conversion factor with the possibility of compensation. The graph shows the distortion of the time characteristic of the signal compared to the time characteristic of AVS1. From this moment, destabilization in the functioning of the sensors is detected. Then, as a result of the search, a faulty sensor is found. It is AVS2. The type of destabilizing effect is established — reduction of the conversion factor, and the type of destabilizing effect — reduction of the conversion factor with the possibility of compensation is determined. At the 10th second, the diagnos- tic process was completed, and at the 12th second, the process of restoring meas- urements from AVS2 by signal tuning was completed. ( )u t AS 0ˆ ( )u kT 1 0( )u kT 2 0( )u kT 2 ( )u t 1( )u t ( )t ( )t AVS1 AVS2 ADC STD1 STD2 STD3 GTDI DSO 1 0( )С kT 2 0( )С kT ˆ id 2 0( )u kT 1 0( )u kT 0( )u kT 0ˆ ( )u kT RSO 0( )u kT 20 ISSN 2786-6491 a b Fig. 7 Therefore, for each scenario, the graphs of the processes of diagnosing and restor- ing measurements of gyroscopic sensors were obtained. This indicates the fundamental possibility of adapting to various types of destabilizing influences and ensuring high- quality measurement of flight parameters, for example, yaw angle and angular speed, using the principle of control by diagnosis. Conclusion The presented description of the fundamental principles of control and the history of their scientific development testifies to their continuous development and improve- ment. One of the productive directions of development consists in their systematic com- bination and obtaining a new systemic effect. Angle sensor Estimation of angular velocity value from AS Estimation of yaw angle value from AVS1 Recovered value of yaw angle Angular velocity sensor AVS1 Angular velocity sensor AVS2 , grad ˆ  , grad/s  , grad/s 1̂ , grad  , grad/s 2̂ , grad 0 20 40 60 t, s – 150 0 150 0 20 40 60 t, s – 15 0 15 0 20 40 60 t, s – 15 0 15 0 20 40 60 t, s – 150 0 100 0 20 40 60 t, s – 150 0 100 0 20 40 60 t, s – 15 0 15 0 20 40 60 t, s – 15 0 15 , grad ˆ  , grad/s 20 40 60 t, s – 100 0 100 0 Recovered value of angular velocity Estimation of yaw angle value from AVS2 Міжнародний науково-технічний журнал Проблеми керування та інформатики, 2023, № 1 21 Systematic combination of fundamental principles of control with the aim of obtaining information about uncontrolled destabilizing influences that change arbitrarily led to a new principle of control by diagnosis. In this control principle, it was possible to preserve the posi- tive properties of the fundamental control principles, the combination of which made it possi- ble to obtain a new property that ensures the controllability of destabilizing influences and the possibility of parrying them. This circumstance opens up new opportunities for the develop- ment of advanced control systems with wider adaptive properties for autonomous objects with a long period of active operation in harsh, not fully defined operating conditions. А.С. Кулік ПРИНЦИП КЕРУВАННЯ ЗА ДІАГНОЗОМ ЯК РЕЗУЛЬТАТ СИСТЕМНОГО ЗАСТОСУВАННЯ ФУНДАМЕНТАЛЬНИХ ПРИНЦИПІВ КЕРУВАННЯ Кулік Анатолій Степанович Національний аерокосмічний університет ім. М.Є. Жуковського «Харківський авіаційний інститут», anatoly.kulik@gmail.com Предметом вивчення є принцип керування за діагнозом. Мета полягає у фор- муванні принципу керування за діагнозом як результату системного застосу- вання фундаментальних принципів керування. Зроблено екскурс в історію освоєння принципів керування. Проаналізовано особливості, позитивні та не- гативні якості принципів керування за задавальним впливом, за збурювальним впливом та за відхиленням. Описано принцип керування за діагнозом. Подано діагностичні функціональні моделі обʼєктів діагностування. Наведено приклад застосування принципу керування за діагнозом. Використано ретроспективний аналіз, метод побудови графічних функціональних схем, метод простору дис- кретних станів, метод формування діагностичних функціональних моделей, методи стендових досліджень та імітаційного моделювання. Отримано такі ре- зультати — проведена декомпозиція процесу освоєння принципів керування на три етапи: інтуїтивного розуміння принципів, освоєння їх у промисловості та наукового освоєння. Описано особливості принципів керування за задаваль- ним впливом, збурювальним впливом і за відхиленням. Запропоновано прин- цип керування за діагнозом та функціональну схему раціональної системи ке- рування. Представлено діагностичні функціональні моделі, що відображають звʼязок прямих ознак дестабілізуючих впливів із непрямими ознаками, які без- посередньо доступні для вимірювання. Наведено результати експерименталь- них досліджень, які свідчать про можливість раціонального керування працез- датністю датчиків параметрів польоту, зокрема кутових рухів, під час дії різно- типних дестабілізуючих впливів. Наукова новизна полягає у формуванні нового принципу керування за діагнозом та розробці низки інструментальних засобів, застосування яких дозволяє забезпечити працездатність обʼєктів авто- матичного керування в умовах дії різнотипних дестабілізуючих впливів. Ключові слова: принцип керування, об’єкт автоматичного керування, ке- рування за діагнозом, діагностування, відновлення працездатності, простір станів, діагностична функціональна модель. REFERENCES 1. Большой словарь иностранных слов. (Large dictionary of foreign words. https://gufo.me> dict>foreign_words. 18.10.2022.) 2. Романенко, Д. И. Забытые изобретения Герона Александрийского. (Romanenko D.I. Forgot- ten inventions of Heron of Alexandria. https:// romanenko.biz. 20.10.2022.) 3. Черепнев А.Н. Истоки автоматизации. М. : Наука, 1975. 200 c. (Cherepnev A.N. The origins of automation. M. : Science, 1975. 200 p.) 22 ISSN 2786-6491 4. Косса П. Кибернетика. М. : Изд-во иностр. лит., 1958. 130 c. (Kossa P. Cybernetics. M. : For- eign Lit. Publ., 1958. 130 p.) 5. Максвел Д.К., Вышнеградский И.А., Стодола А. О регуляторах: В кн. Теория автоматиче- ского регулирования (линеаризованные задачи). Редакция и комментарии академика А.А. Андронова и члена-корреспондента АН СССР И.Н. Вознесенского. М. : Изд-во АН СССР, 1949. С. 43–95. (Maxwell D.K., Vyshnegradsky I.A., Stodola A. On regulators. In book: Theory of automatic control (linearized problems). Edited and commentary by Academician A.A. Andronov and Corresponding Member of the USSR Academy of Sciences I.N. Voznesen- sky. М. : USSR Academy of Sciences Publ., 1949. 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institution Digital Library of Periodicals of National Academy of Sciences of Ukraine
issn 0572-2691
language English
last_indexed 2026-03-19T00:30:37Z
publishDate 2023
publisher Інститут кібернетики ім. В.М. Глушкова НАН України
record_format dspace
spelling Kulik, A.
2025-12-21T10:37:24Z
2023
The principle of control by diagnosis as a result of the systematic application of fundamental control principles / A. Kulik // Проблеми керування та інформатики. — 2023. — № 1. — С. 7–22. — Бібліогр.: 19 назв. — англ.
0572-2691
https://nasplib.isofts.kiev.ua/handle/123456789/210932
62-52
10.34229/1028-0979-2023-1-1
The subject of study is the principle of management by diagnosis. The goal is to establish the principle of management by diagnosis as a result of the systemic application of fundamental management principles. The scientific novelty lies in the formulation of a new principle of management by diagnosis and the development of instrumental tools enabling the operability of automatic control objects under various destabilizing conditions.
Предметом вивчення є принцип керування за діагнозом. Мета полягає у формуванні принципу керування за діагнозом як результату системного застосування фундаментальних принципів керування. Наукова новизна полягає у формуванні нового принципу керування за діагнозом та розробці низки інструментальних засобів, застосування яких дозволяє забезпечити працездатність обʼєктів автоматичного керування в умовах дії різнотипних дестабілізуючих впливів.
en
Інститут кібернетики ім. В.М. Глушкова НАН України
Проблеми керування та інформатики
Проблеми динаміки керованих систем
The principle of control by diagnosis as a result of the systematic application of fundamental control principles
Принцип керування за діагнозом як результат системного застосування фундаментальних принципів керування
Article
published earlier
spellingShingle The principle of control by diagnosis as a result of the systematic application of fundamental control principles
Kulik, A.
Проблеми динаміки керованих систем
title The principle of control by diagnosis as a result of the systematic application of fundamental control principles
title_alt Принцип керування за діагнозом як результат системного застосування фундаментальних принципів керування
title_full The principle of control by diagnosis as a result of the systematic application of fundamental control principles
title_fullStr The principle of control by diagnosis as a result of the systematic application of fundamental control principles
title_full_unstemmed The principle of control by diagnosis as a result of the systematic application of fundamental control principles
title_short The principle of control by diagnosis as a result of the systematic application of fundamental control principles
title_sort principle of control by diagnosis as a result of the systematic application of fundamental control principles
topic Проблеми динаміки керованих систем
topic_facet Проблеми динаміки керованих систем
url https://nasplib.isofts.kiev.ua/handle/123456789/210932
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