Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions
We analyze the asymptotically free massless scalar ³ quantum field theory in 6 dimensions, using resurgent asymptotic analysis to find the trans-series solutions which yield the non-perturbative completion of the divergent perturbative solutions to the Kreimer-Connes Hopf-algebraic Dyson-Schwinger e...
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| Цитувати: | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions. Michael Borinsky, Gerald V. Dunne and Max Meynig. SIGMA 17 (2021), 087, 26 pages |
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| author | Borinsky, Michael Dunne, Gerald V. Meynig, Max |
| author_facet | Borinsky, Michael Dunne, Gerald V. Meynig, Max |
| citation_txt | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions. Michael Borinsky, Gerald V. Dunne and Max Meynig. SIGMA 17 (2021), 087, 26 pages |
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| description | We analyze the asymptotically free massless scalar ³ quantum field theory in 6 dimensions, using resurgent asymptotic analysis to find the trans-series solutions which yield the non-perturbative completion of the divergent perturbative solutions to the Kreimer-Connes Hopf-algebraic Dyson-Schwinger equations for the anomalous dimension. This scalar conformal field theory is asymptotically free and has a real Lipatov instanton. In the Hopf-algebraic approach, we find a trans-series having an intricate Borel singularity structure, with three distinct but resonant non-perturbative terms, each repeated in an infinite series. These expansions are in terms of the renormalized coupling. The resonant structure leads to powers of logarithmic terms at higher levels of the trans-series, analogous to logarithmic terms arising from interactions between instantons and anti-instantons, but arising from a purely perturbative formalism rather than from a semi-classical analysis.
|
| first_indexed | 2026-03-20T15:48:17Z |
| format | Article |
| fulltext |
Symmetry, Integrability and Geometry: Methods and Applications SIGMA 17 (2021), 087, 26 pages
Semiclassical Trans-Series from the Perturbative
Hopf-Algebraic Dyson–Schwinger Equations:
ϕ3 QFT in 6 Dimensions
Michael BORINSKY a, Gerald V. DUNNE b and Max MEYNIG b
a) Nikhef Theory Group, Amsterdam 1098 XG, The Netherlands
E-mail: michael.borinsky@nikhef.nl
b) Department of Physics, University of Connecticut, Storrs CT 06269-3046, USA
E-mail: gerald.dunne@uconn.edu, max.meynig@uconn.edu
Received April 07, 2021, in final form September 16, 2021; Published online September 23, 2021
https://doi.org/10.3842/SIGMA.2021.087
Abstract. We analyze the asymptotically free massless scalar ϕ3 quantum field theo-
ry in 6 dimensions, using resurgent asymptotic analysis to find the trans-series solutions
which yield the non-perturbative completion of the divergent perturbative solutions to the
Kreimer–Connes Hopf-algebraic Dyson–Schwinger equations for the anomalous dimension.
This scalar conformal field theory is asymptotically free and has a real Lipatov instanton.
In the Hopf-algebraic approach we find a trans-series having an intricate Borel singular-
ity structure, with three distinct but resonant non-perturbative terms, each repeated in an
infinite series. These expansions are in terms of the renormalized coupling. The resonant
structure leads to powers of logarithmic terms at higher levels of the trans-series, analo-
gous to logarithmic terms arising from interactions between instantons and anti-instantons,
but arising from a purely perturbative formalism rather than from a semi-classical ana-
lysis.
Key words: renormalons; resurgence; non-perturbative corrections; quantum field theory;
renormalization; Hopf algebra; trans-series
2020 Mathematics Subject Classification: 81T15; 81Q15; 34E10
1 Introduction
The seminal work of Kreimer and Connes showed that there is an underlying Hopf-algebraic
structure to the renormalization of quantum field theory (QFT) [28, 29, 61]. This new per-
spective has led to deep insights into QFT, and also to novel computational methods that have
enabled significant progress in higher order perturbative computations [14, 16, 17, 20, 22, 23,
27, 60, 62, 63, 64, 81, 83, 84, 85, 88, 89, 90, 91]. The Hopf-algebraic formulation of QFT is
inherently perturbative in nature, so an important open question is to understand how the
non-perturbative features of QFT arise naturally within the perturbative Hopf algebra struc-
ture. In a recent paper [18] we showed how this works for 4 dimensional massless Yukawa
theory, using Écalle’s theory of resurgent trans-series and alien calculus [3, 33, 44, 48, 80, 82].
Here we extend this analysis to a conformal field theory: massless scalar ϕ3 theory in six
dimensional space-time. This QFT has been studied extensively from numerous directions,
and has many interesting features, both perturbative and non-perturbative. The theory is
This paper is a contribution to the Special Issue on Algebraic Structures in Perturbative Quan-
tum Field Theory in honor of Dirk Kreimer for his 60th birthday. The full collection is available at
https://www.emis.de/journals/SIGMA/Kreimer.html
mailto:michael.borinsky@nikhef.nl
mailto:gerald.dunne@uconn.edu
mailto:max.meynig@uconn.edu
https://doi.org/10.3842/SIGMA.2021.087
https://www.emis.de/journals/SIGMA/Kreimer.html
2 M. Borinsky, G.V. Dunne and M. Meynig
asymptotically free for real coupling g [26, 30, 67, 68], and has a Yang–Lee edge singularity
when g is imaginary [50]. The perturbative beta function and anomalous dimensions have
been computed to 4 loop order [53] (and very recently to 5 loop order [19, 20]). The per-
turbative Hopf algebra structure of Dyson–Schwinger equations of this model was formulated
in the pioneering papers [22, 23]. On the non-perturbative side, this QFT has a real Lipa-
tov instanton when g is real, for which the conventional one-instanton semi-classical analy-
sis [21, 66, 78, 93] of the fluctuation determinant has been studied [76, 77]. Further extensions
to multi-dimensional cubic interactions have many interesting applications and implications for
conformal quantum field theories in general [11, 19, 38, 39, 49, 52, 53, 54, 55, 56, 57]. For
other analyses of resurgence properties of renormalization group and Dyson–Schwinger equa-
tions see [5, 6, 7, 8, 9, 13].
Our technical analysis is based on the fundamental result [22, 23, 62, 63] that the Dyson–
Schwinger equations have a recursive Hopf-algebraic structure which, when combined with the
renormalization group equations describing the anomalous scaling under re-scaling of parameters
and in the absence of vertex renormalization, reduces the problem to a non-linear ordinary dif-
ferential equation (ODE), where the variable is the renormalized coupling. This Hopf-algebraic
approximation goes well beyond the familiar rainbow [42] and chain [22, 23] approximations
to the Dyson–Schwinger equations. These results cast the Hopf algebra renormalization prob-
lem in a form in which very high orders of perturbation theory become accessible, and as we
show here it also enables direct access to the associated non-perturbative structure. We employ
the trans-series approach to the resurgence properties of non-linear differential equations, along
the lines of [31, 32, 33]. Our main new result is that the perturbative Hopf algebra formula-
tion encodes a non-perturbative trans-series that involves powers of all three trans-monomial
elements: x, e−1/x, and log(x), all expressed in terms of the renormalized coupling. More-
over, this trans-series has the form of an all-orders multi-instanton expansion, and the loga-
rithms appear with the characteristic structure of logarithmic terms arising from the interaction
of instantons and anti-instantons.1 Logarithmic terms are familiar in semi-classical computa-
tions [1, 40, 41, 45, 46, 47, 65, 71, 79, 92, 94, 95], and have been studied in differential equations
where resonant Borel singularities ±A interact [4, 37, 51], but here we find a quite different res-
onant Borel structure, with three resonant singularities of the same sign yet in integer multiples.
All this non-perturbative information is encoded in the original perturbative Hopf-algebraic for-
mulation, which at first sight makes no explicit mention of instantons, let alone interactions
between instantons and anti-instantons.
2 Perturbative Hopf-algebraic analysis
of massless ϕ3 theory in 6 dimensions
In this paper we analyze the massless scalar ϕ3 theory in 6 dimensional spacetime. This is the
critical dimension in which the theory is asymptotically free [68] and in which it has a Lipatov
instanton [66, 76, 77]. We analyze the non-perturbative features arising in the Hopf-algebraic
approach of [22, 23, 62, 63]. The Lagrangian density is
L =
1
2
(∂µϕ)
2 − g
3!
ϕ3.
1This logarithmic structure does not occur for the 4 dimensional Yukawa model studied in [18].
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 3
=
1
2
+
1
2
+
1
2
+
1
2
+ · · ·
(a) Rainbow approximation
=
1
2
+
1
2
+
1
4
+
1
8
+ · · ·
(b) Chain approximation
=
1
2
+
1
2
+
1
2
+
1
4
+
1
2
+
+
1
8
+
1
4
+
1
4
+
1
4
+ · · ·
(c) Hopf approximation
Figure 1. A comparison of the diagrams included in various approximations for the self-energy of the
massless ϕ3 theory: (a) the rainbow approximation; (b) the chain approximation; and (c) the Hopf
approximation studied in this paper. The relevant symmetry factors are also indicated. Note that the
three approximations agree up to two-loop order, but differ at higher orders. At the third loop order, the
Hopf approximation is the sum of the other two. Beyond third order, the Hopf approximation includes
new classes of diagrams which are not present in either the rainbow or the chain approximation.
As in [22, 23] we consider the renormalized scalar self-energy
Π
(
q2
)
:=
and take all propagator self-insertions into account. This Hopf-algebraic approach is depicted
by the Dyson–Schwinger equation
=
1
2
+ + + · · · − subtractions (2.1)
with the appropriate BPHZ subtractions indicated. Another way to describe the relevant set
of graphs is to start with the one-loop graph and add all possible iterated and multiple
insertions of this graph into one of the propagators. Figure 1 shows the resulting low order dia-
grams and compares this Hopf expansion with two other common approximations to the Dyson–
Schwinger equations: the rainbow approximation [42] and the chain approximation [22, 23]. The
Hopf expansion includes a much larger class of diagrams than either the rainbow or the chain
approximation, and leads to a much richer non-perturbative structure. The differences between
these approximations is discussed further below, in Sections 3 and 4.2
2The effect of including also the vertex corrections will be addressed in future work.
4 M. Borinsky, G.V. Dunne and M. Meynig
The pictorial Dyson–Schwinger equation (2.1) corresponds to the integral equation
Π
(
q2
)
=
a
π3
∫
d6k
1
(q + k)2
(
1
k2
+
1
k2
Π
(
k2
) 1
k2
+
1
k2
Π
(
k2
) 1
k2
Π
(
k2
) 1
k2
+ · · ·
)
− subtractions,
where the natural coupling expansion parameter is
a :=
g2
(4π)3
.
It is convenient to extract a factor of q2 by defining the function Π̃
(
q2
)
, such that Π
(
q2
)
=
q2Π̃
(
q2
)
, and the integral equation reduces to
q2Π̃
(
q2
)
=
a
π3
∫
d6k
1
k2(q + k)2
(
1− Π̃
(
k2
)) − subtractions.
The BPHZ subtractions are chosen such that the momentum subtraction renormalization con-
dition Π̃
(
µ2
)
= 0 is satisfied.
The anomalous dimension is defined in the momentum subtraction scheme as
γ(a) :=
d
d ln q2
ln
(
1− Π̃
(
q2
))∣∣∣∣
q2=µ2
.
Broadhurst and Kreimer [22, 23] showed that the Hopf-algebraic anomalous dimension satisfies
the following nonlinear ordinary differential equation:
0 = 8a3γ(a)
(
γ(a)2γ′′′(a) + γ′(a)3 + 4γ(a)γ′(a)γ′′(a)
)
+ 4a2γ(a)
(
2(γ(a)− 3)γ(a)γ′′(a) + (γ(a)− 6)γ′(a)2
)
+ 2aγ(a)
(
2γ(a)2 + 6γ(a) + 11
)
γ′(a)− γ(a)(γ(a) + 1)(γ(a) + 2)(γ(a) + 3)− a. (2.2)
This equation is quartic in the anomalous dimension γ(a), and third order in derivatives with
respect to the renormalized coupling a. Contrast this with the massless Yukawa theory in 4
dimensions where the corresponding nonlinear equation for the anomalous dimension is quadratic
in γ(a), and first order in derivatives with respect to a [18, 22, 23]. We therefore expect the ϕ3
theory to have a richer perturbative and non-perturbative structure, as we demonstrate explicitly
in this paper.
In this massless theory, the full self-energy can be expanded formally in powers of L ≡ ln q2
µ2 ,
or in powers of the renormalized coupling a [62, 91]:
Π̃
(
q2
)
= −
∞∑
j=1
γj(a)L
j = −
∞∑
j=1
cj(L)a
j ,
L ≡ ln
q2
µ2
.
The first term, γ1(a), is just the anomalous dimension γ(a), and all subsequent higher coefficients
are expressed recursively in term of γ1(a) [62, 91]:
γk(a) =
1
k
γ1(a)(1− 2a∂a)γk−1(a), k ≥ 2.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 5
Therefore the basic trans-series structure of γ(a) is inherited by all the subsequent γk(a), and
hence also by the self-energy Π̃
(
q2
)
. The unique perturbative solution in R[[a]] to the nonlinear
ODE (2.2) can be generated straightforwardly with a formal perturbative ansatz [22, 23]
γ(a) :=
∞∑
n=1
(−1)n
An
62n−1
an = −a
6
+ 11
a2
63
− 376
a3
65
+ 20241
a4
67
− 1427156
a5
69
+ 121639250
a6
611
− 12007003824
a7
613
+ · · · . (2.3)
The coefficients are all rational, and the normalization of the coefficients was chosen in [22, 23]
to make the An integer-valued. The first few integers An are{
1, 11, 376, 20241, 1427156, 121639250, 12007003824, 1337583507153, 165328009728652,
22404009743110566, 3299256277254713760, . . .
}
.
This sequence is listed in the OEIS [86] as entry A051862. There is currently no known com-
binatorial interpretation of the integer An coefficients, in contrast to the 4d massless Yukawa
model analyzed in [18, 22, 23], where the corresponding perturbative expansion is the generating
function for connected chord diagrams [36, 69, 75, 91].
3 Asymptotics of the perturbative solution
of the Hopf-algebraic Dyson–Schwinger equation
Given the ODE (2.2), it is straightforward to generate recursively very high orders of the per-
turbative expansion (2.3).3 Via a simple ratio test combined with high-order Richardson extra-
polation [10] we can experimentally deduce that the leading large order growth is given by the
classical gamma function, multiplied by a power of 12:
An =
S1
6
12nΓ
(
n+
23
12
)(
1 +O
(
n−1
) )
, for n → ∞. (3.1)
Therefore the perturbative expansion in (2.3) is a factorially divergent series. The overall coef-
ficient S1, the Stokes constant, can be determined to very high precision:
S1 ≈ 0.08759555290917912448379544742126299062738801740682153692058109 . . . . (3.2)
The normalization factor 1
6 was chosen for later convenience. S1 does not appear to be a simple
recognizable number.
The leading large n factorial dependence in (3.1) is close to, but importantly different from,
the apparent An ∼ 12nΓ(n + 2) large order growth estimated in [22, 23] based on the first
30 terms. The rational offset 23/12 of the argument of the Gamma function in (3.1) follows
analytically from a trans-series analysis (see Section 5) of the Dyson–Schwinger equation (2.2).4
Figure 2 shows a numerical illustration of this offset parameter.
It is interesting to compare the Hopf-algebraic perturbative expansion (2.3) with two simpler
perturbative approximations to the Dyson–Schwinger equations: the rainbow and the chain
approximations, as depicted in Figure 1. The rainbow approximation [22, 23, 42] yields a simple
3We thank David Broadhurst for also providing a list of the first 2000 integer coefficients An.
4See also [5].
https://oeis.org/A051862
6 M. Borinsky, G.V. Dunne and M. Meynig
0 100 200 300 400 500
n
0.005
0.010
0.015
0.020
0.025
growth ratio
Figure 2. The ratio of the perturbative An coefficients in (2.3) to the leading order growth 12nΓ
(
n+ 23
12
)
(blue), compared with other nearby offsets: 12nΓ
(
n+ 24
12
)
(gold), and 12nΓ
(
n+ 22
12
)
(green). The origin
of the exact factorial offset 23
12 is explained analytically in Section 5.
closed-form algebraic expression for the anomalous dimension, which has a convergent expansion
(for ease of comparison, we use the same normalization convention as in (2.3)):
γrainbow(a) :=
∞∑
n=1
(−1)n
Arainbow
n
62n−1
an
= −a
6
+ 11
a2
63
− 206
a3
65
+ 4711
a4
67
− 119762
a5
69
+ 3251262
a6
611
+ · · ·
=
1
2
(
3−
√
5 + 4
√
1 + a
)
.
On the other hand, the chain approximation [22, 23] yields a divergent perturbative expansion
of the anomalous dimension (once again with the same normalization convention as in (2.3)):
γchain(a) :=
∞∑
n=1
(−1)n
Achain
n
62n−1
an (3.3)
= −a
6
+ 11
a2
63
− 170
a3
65
+ 3450
a4
67
− 87864
a5
69
+ 2715720
a6
611
+ · · · (3.4)
= 3
∞∑
n=1
(−1)nΓ(n)
(
1
6n
− 2
12n
+
1
18n
)
an. (3.5)
Note that the first two terms of the rainbow, chain and Hopf approximations all agree, since they
involve the same diagrams, but that the a3 coefficient differs. This is because at this order the
relevant diagrams differ, as illustrated in Figure 1. Furthermore, note that the Hopf-algebraic a3
coefficient in (2.3) is −376/65 = −206/65 − 170/65, equal to the sum of the rainbow and chain
contributions at this order, as can be understood diagrammatically from Figure 1. This also
illustrates the fact that the Hopf-algebraic analysis incorporates a larger class of diagrams than
either the rainbow or chain approximations at this order and beyond. It is also interesting to note
that for the first 6 terms it appears that the rainbow approximation coefficients are growing more
rapidly than those of the chain approximation, but eventually the factorially divergent growth
of the chain approximation coefficients overtakes the growth of the coefficients of the convergent
rainbow approximation.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 7
We use 500 Hopf expansion coefficients in (2.3) to experimentally extract subleading power-
law corrections to the leading factorial growth in (3.1). The methodology is explained in Appen-
dix A:
An ∼ S1
6
12nΓ
(
n+
23
12
)(
1−
97
48(
n+ 11
12
)− 53917
13824(
n− 1
12
) (
n+ 11
12
)− 3026443
221184(
n− 13
12
) (
n− 1
12
) (
n+ 11
12
)
−
32035763261
382205952(
n− 25
12
) (
n− 13
12
) (
n− 1
12
) (
n+ 11
12
) − · · ·
)
+ · · · , n → ∞. (3.6)
See Figure 3 for numerical illustrations of the precision of these subleading power-law corrections
to the leading factorial large-order growth. The first few subleading coefficients in (3.6) are{
1,−97
48
,−53917
13824
,−3026443
221184
,−32035763261
382205952
, . . .
}
. (3.7)
The physical significance of these subleading coefficients in (3.6)–(3.7) is discussed below – see
Section 5.1.
100 200 300 400 500
n
0.0144
0.0145
0.0146
0.0147
growth ratio
Figure 3. The ratio of the perturbative Hopf An coefficients in (2.3) to the leading order growth,
12nΓ
(
n+ 23
12
)
(blue). This blue curve is a zoomed-in view of the blue curve in Figure 2. The other
curves in this figure include successively the first 3 subleading power-law corrections in (3.6) (gold, green,
red). The asymptotic value is equal to the constant S1/6 in (3.2).
The final ellipsis in (3.6) refers to further exponentially suppressed subleading corrections, be-
yond the power-law subleading corrections indicated inside the parentheses. These exponentially
small corrections cannot be resolved by simple ratio tests and Richardson extrapolations. How-
ever, these exponentially small corrections are resolved by the Borel analysis in Section 4, and
by the trans-series analysis in Section 5. Physically, they correspond to “higher instanton” non-
perturbative terms, while the expansion in (3.6) corresponds to just the leading “one-instanton”
term: the leading factor characterizes the one-instanton, while the subleading power-law correc-
tions in (3.6) encode the perturbative fluctuations about the single instanton. Note that while
the chain approximation expansion (3.3)–(3.5) is also factorially divergent, there is a simple
closed-form expression for the expansion coefficients. Using the same normalization of the coef-
ficients as in the Hopf expansion (2.3), we see that the chain coefficients defined in (3.3)–(3.5)
also grow factorially fast:
Achain
n =
1
2
· 6nΓ(n)
(
1− 2
2n
+
1
3n
)
. (3.8)
8 M. Borinsky, G.V. Dunne and M. Meynig
This makes it clear that the growth of the chain coefficients is slower than that of the Hopf
coefficients in (3.6), because of the factor 6n instead of 12n. The argument of the leading
factorial factor, Γ(n), is also different. The exact expression (3.8) also shows that there are
exponentially smaller corrections to the leading factorial growth, Achain
n ∼ −1
26
nΓ(n), encoded
in the 1/2n and 1/3n correction terms in (3.8). The significance of these exponentially smaller
corrections will become clear in the Borel analysis of the next section.
4 Borel analysis of the perturbative expansion
of the anomalous dimension
In this section we use Borel methods, combined with conformal maps, to analyze in more detail
the structure of the formal perturbative solution (2.3) to the Hopf-algebraic Dyson–Schwinger
equation (2.2). Remarkably, the complicated-looking nonlinear equation (2.2) can be factored:[
G(x)
(
2x
d
dx
− 1
)
− 1
][
G(x)
(
2x
d
dx
− 1
)
− 2
][
G(x)
(
2x
d
dx
− 1
)
− 3
]
G(x)
= −3x. (4.1)
Here we have defined
G(x) := γ(−3x) (4.2)
rescaling the variable as x := −a
3 , to account for the alternating sign and the power-law growth
factor, 12n/62n = 1/3n, coming from (2.3) and the leading growth in (3.1).5 Then the formal
perturbative series in (2.3) becomes
Gpert(x) := 6
∞∑
n=1
An
12n
xn (4.3)
∼ x
2
+
11x2
24
+
47x3
36
+
2249x4
384
+
356789x5
10368
+
60819625x6
248832
+ · · · . (4.4)
With this scaling, the coefficients of xn in Gpert(x) have leading growth that is purely factorial,
∼ Γ
(
n+ 23
12
)
, with the exponential factor 12n in (3.1) scaled out.
We define the corresponding Borel transform:
Bpert(t) := 6
∞∑
n=1
An
12n
tn
n!
. (4.5)
The formal perturbative series for G(x) is recovered by the Laplace transform:6
Gpert(x) =
1
x
∫ ∞
0
dt e−t/xBpert(t).
With this choice of scaling, the Borel transform (4.5) has radius of convergence equal to 1.
To probe the leading Borel singularity more closely, a natural first step is to use Padé approxi-
mants [10]. Figure 4 shows the poles of the diagonal Padé approximant to Bpert(t), truncated
5In terms of the physical expansion variable a = −3x = g2
(4π)3
, the change of sign from a to x is of interest in
the context of the Lee–Yang edge singularity for the theory where g is pure imaginary [39, 50, 76, 77]. It is also
of interest for the inclusion of vertex diagrams, as will be discussed in future work. For these reasons we choose
to work here in terms of the variable x, where exponential terms are most easily identified.
6This formal integral expression is of course to be understood in the Borel–Écalle sense [33, 44, 48, 80, 82].
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 9
1 2 3 4 5 6 7
Re[t]
-2
-1
0
1
2
Im[t]
Figure 4. The blue points show the poles of the diagonal Padé approximant of the Borel transform (4.5)
of the Hopf-algebraic perturbative series (4.3). There is a clear accumulation of Padé poles to the point
t = 1+, indicating the presence of a branch point there. There are also hints of further singularities at
integer multiples of the leading singularity, with diminishing resolution due to the finite order of Padé.
This structure is resolved more clearly in Figures 5 and 6 after using a conformal map.
after 500 terms. Recall that a Padé approximant, being a rational approximation of the function
as a ratio of polynomials, has only pole singularities. But a Padé approximant of a function
with branch points represents a branch point as an accumulation point of poles [34, 35, 87].
Figure 4 suggests that the leading Borel singularity is at t = 1, consistent with the radius of
convergence being 1. Furthermore, the accumulation of Padé poles to t = 1+ suggests that
this leading singularity is a branch point rather than a pole. This reveals a drawback of the
Padé approximant: in attempting to represent a branch cut by a line of poles along the interval
t ∈ [1,∞), accumulating to t = 1, it obscures the possible existence of other branch points
along this same line. Since the Borel singularities correspond physically to non-perturbative
“instanton” terms, with the leading singularity at t = 1 being the “one-instanton” singularity,
in a nonlinear problem such as this we expect this leading singularity to be repeated at integer
multiples, corresponding to the “multi-instanton” terms. A closer look at Figure 4 hints at the
possible existence of other singularities at integer values along the positive t axis, but is unable
to resolve them clearly.
Fortunately there is a simple way to cure this problem. We can resolve these higher Borel
singularities using a conformal mapping method that has been widely used (albeit for different
reasons) in the physics literature [24, 25, 59, 93]. The idea is to make a conformal map7 from
the cut Borel t plane, based on the leading singularity at t = +1, to the unit disk in the z plane:
z =
1−
√
1− t
1 +
√
1− t
, t =
4z
(1 + z)2
. (4.6)
Note that this conformal map does not require knowledge of the nature of the leading Borel
singularity, just its location. In fact, the high precision of the conformal mapping step means
that it can be used to iteratively refine the location of the leading singularity if it is only known
approximately [34, 35]. By construction, any further singularities on the positive Borel t axis,
beyond the leading one at t = +1, are mapped to the unit circle in the z plane. The conformal
map takes t = +1 to z = +1, and t = +2 to z = ±i, representing both sides of the first cut, and
so on.
7Significantly higher precision can be obtained with a uniformization map [35], which is particularly useful if
fewer perturbative terms are available.
10 M. Borinsky, G.V. Dunne and M. Meynig
This Padé–conformal–Borel procedure is as follows:
1. Re-expand the Borel transform B
(
4z/(1 + z)2
)
about z = 0 inside the unit disk of the
conformally mapped z plane, to the same order as the original expansion in the Borel t
plane.
2. Make a diagonal Padé approximant to the resulting truncated series in z.
3. Find the singularities (poles) in z of this Padé approximant. Higher branch points in
the t plane will now be separated as points of accumulation of poles to the unit circle in
the z plane.
4. To obtain an accurate analytic continuation in the original Borel t plane, especially near
the branch points, map this Padé approximant in z back to the Borel t plane with the
inverse conformal map in (4.6): the resulting analytic continuation of the Borel transform
is denoted PCB(t).
Figure 5 plots the z poles of the Padé approximant of the conformally mapped series (in step 3,
above), demonstrating that multiple branch points, and their associated branch cuts, have been
separated and resolved by the conformal map to the conformal z plane [34, 35]. All these branch
points lie on the real positive Borel axis, in the interval t ∈ [1,∞). The singularity at z = +1
is the conformal map image of the leading singularity at t = +1. The singularities at z = ±i
correspond to the conformal map image of the two-instanton Borel singularity at t = +2, on
either side of the branch cut. We can further resolve a third singularity at z = −1
3±
2
√
2
3 i, which is
the conformal map image of the three-instanton Borel singularity at t = +3, once again on either
side of the branch cut. There is also weaker evidence of a further singularity at the conformal
image of t = +4, corresponding to z = e±2πi/3. This can be resolved by taking more terms in
the original perturbative expansion, therefore allowing a higher order Padé approximation.
-1.0 -0.5 0.5 1.0
Re[z]
-1.0
-0.5
0.5
1.0
Im[z]
Figure 5. The blue points indicate poles in the complex z plane of the diagonal Padé approximant
of the Borel transform (4.5) after the conformal mapping (4.6), followed by re-expansion about z = 0.
The poles accumulate to the conformal map images (black points) of the points t = +1,+2,+3,+4 in the
Borel t plane. This illustrates how the conformal map separates and resolves the genuine physical Borel
singularities.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 11
This structure of higher Borel singularities can also be seen after mapping the Padé approx-
imant back to the Borel t plane (step 4 of the PCB algorithm above). Figure 6 shows a log
plot of the imaginary part of the Borel transform just above the real t axis, revealing singu-
larities at t = +1,+2,+3,+4 in the Borel t plane, beyond the leading singularity at t = +1.
This Padé–conformal–Borel analysis confirms our physical expectation that there should be
-2 2 4 6
t
10
20
30
Figure 6. Plot of log
(∣∣Im (PCBHopf
(
t+ i
50
))∣∣) for the Padé–conformal–Borel extrapolation. The loga-
rithm is plotted in order to show all the singularities on the same figure. The peaks at t = +1,+2,+3,+4
indicate the location of a branch point in the Borel t plane.
higher Borel singularities at integer multiples of the leading one at t = +1, corresponding to
a “multi-instanton expansion”. Furthermore, these higher Borel singularities all appear to be
branch point singularities. These numerical results, and further extensions thereof, are derived
analytically using the method of trans-series in Section 5.
To conclude this Borel analysis section, we comment further on the comparison with the
chain approximation in (3.5), which also produces a divergent formal perturbative expansion.
Adopting the same scaling as in the Hopf expansion in (4.2), in terms of the variable x = −a/3,
the corresponding formal chain approximation expansion is
Gchain(x) := γchain(−3x)
∼ 3
∞∑
n=1
Γ(n)
2n
(
1− 2
2n
+
1
3n
)
xn
= −24
∫ ∞
0
dt
(t− 2)(t− 4)(t− 6)
e−t/x. (4.7)
The final expression here has the form of a Borel integral,8 with Borel singularities consisting
of just three simple poles: at t = +2, t = +4 and t = +6. The singularities are poles rather
than branch points, and there are only three of them, not an infinite “multi-instanton” tower of
integer-spaced singularities. Also note that the leading Borel singularity for the chain expansion
is at twice the distance from the origin compared to the leading singularity of the Borel transform
for the Hopf expansion. This corresponds directly to the fact that the chain expansion is less
divergent than the Hopf expansion: compare (2.3) and (3.4), or (3.1) and (3.8). However, despite
these significant differences between the chain and Hopf approximations, we note one interesting
similarity: in both cases the first three Borel singularity locations are in the relative proportions
1 : 2 : 3. In the next section a trans-series analysis reveals analytically a similar feature of the
Borel transform of the Hopf expansion, and explains the physical significance of this fact.
8This formal integral expression is of course to be understood in the Borel–Écalle sense [33, 44, 48, 80, 82].
12 M. Borinsky, G.V. Dunne and M. Meynig
5 Trans-series analysis of the Hopf-algebraic
Dyson–Schwinger equation
The perturbative solution for G(x) in (4.3)–(4.4) cannot be the general solution of the Dyson–
Schwinger equation (4.1), because the general solution of this third order equation involves
3 boundary condition parameters. The perturbative expansion in (4.3) has no boundary condi-
tion parameters. The resolution of this mis-match is to generalize the divergent formal pertur-
bative series in (4.3)–(4.4) to a trans-series expansion, which may involve exponentially small
non-perturbative corrections and also possibly logarithmic terms. The trans-series involves three
trans-series parameters, which we denote as σ1, σ2, σ3, and which characterize the boundary
conditions associated with a three-parameter family of solutions, each of which shares the same
divergent formal power series perturbative expansion in (4.3). The full structure of the trans-
series can be extracted from the differential equation (4.1), and exhibits a rich network of
resurgence relations connecting different non-perturbative sectors [31, 32, 33].
5.1 Identifying the “seed” exponential terms: the linearized equation
The first step in constructing the trans-series from the differential equation (4.1) is to identify the
basic exponential “building blocks”, or “seeds”, of the trans-series. To do this, we linearize (4.1)
with the ansatz form [31, 32, 33]
G(x) ∼ Gpert(x) +Gnon-pert(x), x → 0+. (5.1)
Here Gnon-pert(x) is exponentially small, beyond all orders in perturbation theory as x → 0+,
also with an accompanying prefactor power of x:
Gnon-pert(x) ∼ xβe−λ/x(1 +O(x)), x → 0+. (5.2)
We substitute the ansatz (5.1)–(5.2) into the Dyson–Schwinger equation (4.1) and linearize the
equation for Gnon-pert(x). This results in the following third order linear and homogeneous
equation for Gnon-pert(x):
8x3Gpert(x)
3G′′′
non-pert(x)
+
(
32x3Gpert(x)
2G′
pert(x) + 8x2Gpert(x)
3 − 24x2Gpert(x)
2
)
G′′
non-pert(x)
+
(
24x3Gpert(x)G
′
pert(x)
2 + 8x2Gpert(x)
2G′
pert(x)− 48x2Gpert(x)G
′
pert(x)
+ 32x3Gpert(x)
2G′′
pert(x)+4xGpert(x)
3+12xGpert(x)
2+22xGpert(x)
)
G′
non-pert(x)
+
(
64x3Gpert(x)G
′
pert(x)G
′′
pert(x) + 8x3G′
pert(x)
3 + 8x2Gpert(x)G
′
pert(x)
2
− 24x2G′
pert(x)
2 + 24x2Gpert(x)
2G′′
pert(x)− 48x2Gpert(x)G
′′
pert(x)
+ 24x3Gpert(x)
2G′′′
pert(x) + 12xGpert(x)
2G′
pert(x) + 24xGpert(x)G
′
pert(x)
+ 22xG′
pert(x)−4Gpert(x)
3−18Gpert(x)
2− 22Gpert(x)−6
)
Gnon-pert(x) = 0. (5.3)
This linear equation for Gnon-pert(x) determines three possible pairs of solutions (since it is
a third order equation) for the parameters β and λ in the non-perturbative ansatz (5.2). It is
convenient to express these in a vector notation:
λ⃗ = (1, 2, 3), β⃗ =
(
−23
12
,+
1
6
,−11
4
)
. (5.4)
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 13
The existence of three different values of the parameter λ corresponds to the fact that for the
perturbative Hopf expansion (4.2) there are three Borel singularities at different locations: at
t = 1, 2, 3. This explains analytically the existence of Borel singularities at t = 1, 2, 3, which were
found numerically by the conformal mapping analysis of the Borel transform in the previous
section. Recall Figures 5 and 6. Note also the similarity to, and difference from, the Borel
singularities of the chain approximation expansion, which appear at t = 2, 4, 6 (in the same
normalization: see equation (4.7)).
The linearized equation (5.3) for Gnon-pert(x) also generates the corresponding subleading
power-law factor, xβ, characterized by the β parameter in (5.2). The fact that the three values
of β in (5.4) are all different and are all non-integer implies that the corresponding Borel singu-
larities at t = 1, 2, 3 are branch point singularities, each with a different exponent [31, 32, 33].
We denote the solutions of the linearized equation as:
Gnon-pert, linearized
k⃗
(x) :=
(
k⃗ · σ⃗
)
xk⃗·β⃗e−(k⃗·λ⃗)/xF
k⃗
(x). (5.5)
Here we label the three different solutions (5.5) to the third order linearized equation by the
three basis unit vectors
k⃗ = (1, 0, 0), k⃗ = (0, 1, 0), k⃗ = (0, 0, 1). (5.6)
Thus, β1 = (1, 0, 0) · β⃗ = −23
12 , and λ1 = (1, 0, 0) · λ⃗ = 1, and so on. Notice that each of the
three “seed” solutions in (5.5) has a free multiplicative parameter, σ1, σ2, σ3, since each solves
the third order homogeneous linear equation (5.3). For these seed solutions of the linearized
equation, the final factor in (5.5), denoted as F
k⃗
(x), is a formal fluctuation series (also labeled
by k⃗):9
F
k⃗
(x) :=
∞∑
n=1
ak⃗nx
n−1. (5.7)
The coefficients ak⃗n in (5.7) are generated recursively by simple substitution of the ansatz (5.5)
into the differential equation (4.1){
a(1,0,0)n
}
=
{
−1,
97
48
,
53917
13824
,
3026443
221184
,
32035763261
382205952
, . . .
}
, (5.8)
{
a(0,1,0)n
}
=
{
−1,
151
24
,−63727
3456
,
7112963
82944
,−7975908763
23887872
, . . .
}
, (5.9)
{
a(0,0,1)n
}
=
{
−1,
227
48
,
1399
4608
,
814211
73728
,
3444654437
42467328
, . . .
}
. (5.10)
� We observe that the a
(1,0,0)
n coefficients in (5.8) coincide with (up to an overall minus sign)
the coefficients of the subleading corrections to the large-order growth of the perturbative
coefficients An in (3.6)–(3.7). This can be confirmed to very high subleading order. This
is a clear example of the generic low-order/large-order resurgent behavior connecting the
large order growth of the perturbative series to the low orders of the fluctuations around
the first instanton term [12].
� We also observe that the pre-factor exponent, (1, 0, 0) · β⃗ = −23
12 , associated with the
leading exponential term, e−((1,0,0)·λ⃗)/x = e−1/x, coincides with the offset of the argument
of the leading factorial growth of the perturbative An coefficients in (3.1). This is also
an example of generic behavior relating a formal perturbative series with the leading
exponential correction.
9We index the coefficients ak⃗
n beginning with n = 1 to match the indexing convention for the perturbative
coefficients An in (2.3).
14 M. Borinsky, G.V. Dunne and M. Meynig
We record the leading large order behavior of the expansion coefficients in (5.8)–(5.10).
We generated 500 coefficients (5.8)–(5.10) (all rational numbers) for each of the fluctuation
expansions in (5.7). Each series is factorially divergent. The leading large-order growth of the
expansion coefficients is10
a(1,0,0)n = 4S1Γ
(
n+
23
12
)(
1 +O
(
n−1
))
, n → ∞, (5.11)
a(0,1,0)n = 4S1Γ
(
n+
23
12
)(
1 +O
(
n−5/6
))
, n → ∞, (5.12)
a(0,0,1)n =
20
3
S1Γ
(
n+
23
12
)(
1 +O
(
n−1
))
, n → ∞. (5.13)
Note that the factorial growth factor is the same for each series, and also agrees with that of the
perturbative series; recall (3.1). Also note that the overall Stokes constants are expressed as sim-
ple rational multiples of the Stokes constant S1 for the perturbative series: recall (3.1) and (3.2).
Thus, at this leading order level, no new independent Stokes constant is generated. Corrections
to these leading large order growth expressions in (5.11)–(5.13) are discussed in Section 5.3.
5.2 Beyond the linearized equation: resonant trans-series and logarithms
The three exponential terms, e−λ1/x, e−λ2/x and e−λ3/x, are just the “seed” non-perturbative
terms coming from the linearized equation (5.3) for Gnon-pert(x). But the full Dyson–Schwinger
equation is nonlinear, so each of these three exponential terms will re-appear in all integer
powers of the seed term, generating a trans-series expansion that includes both perturbative
and non-perturbative terms to all orders. For a generic non-resonant trans-series [31, 32, 33],
in which there are no integer relations between the different λj values in (5.4), the trans-series
would be generated as a three dimensional infinite sum generating all powers of the basic seed
factors, xk⃗·β⃗e−(k⃗·λ⃗)/x, each being further multiplied by a formal fluctuation series. The terms in
such a non-resonant trans-series would all have the form indicated in (5.5), but now labeled by
vectors k⃗ being integer linear combinations of the basis vectors in (5.6) [31, 32, 33].
However, our case here is resonant. This is because the Dyson–Schwinger equation (4.1) has
the special resonant property that the three different possible values for the exponent λ in (5.2)
satisfy integer relations:
λ1 : λ2 : λ3 = 1 : 2 : 3.
This resonant property has profound implications for the structure of the trans-series beyond the
leading exponential order, leading to an even richer structure.11 In a resonant case, the exponent
coefficient (k⃗ · λ⃗) in (5.5) may take the same value for different integer-valued vectors k⃗. For
example, e−2/x appears through one power of the seed term with λ2 = 2, but it also appears via
the square of the seed term with λ1 = 1. Therefore, when we grade the solution by its exponential
order, e−(integer)/x, a given order can have contributions from different k⃗ vectors, and when they
mix there can also appear logarithmic terms in the solution to the Dyson–Schwinger equation.
An analogous feature is familiar for linear ODEs, but for a nonlinear ODE there will appear
higher powers of logarithms as we go higher in the exponential order of the trans-series (i.e., to
higher “instanton” order).
10Notice that the coefficients a
(0,1,0)
n alternate in sign at low order, but eventually settle down to have the same
sign.
11A familiar and illustrative example is the Painlevé I equation, a second-order nonlinear equation which has
two resonant values λ = ±1, suitably normalized [4, 51]. Here the resonant structure is quite different.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 15
To characterize this resonant structure we write the trans-series expansion in an exponentially
graded form
G(x) ∼ G(0)(x)+ e−1/xG(1)(x)+ e−2/xG(2)(x)+ e−3/xG(3)(x)+ e−4/xG(4)(x) + · · · . (5.14)
Here G(0)(x) ≡ Gpert(x), is the formal perturbative series in (4.2)–(4.3). By construction,
each G(m)(x), for m ≥ 1, satisfies a third order linear differential equation. For the first expo-
nential term, G(1)(x), this equation is both linear and homogeneous, and the solution is:
G(1)(x) = σ1x
−23/12F(1,0,0)(x). (5.15)
This corresponds to the first of the “seed” solutions (5.5) from the previous section, with the
exponential factor separated out as in (5.14). Up to this first exponential order there are no
logarithmic terms.
At second exponential order, and beyond, the equation for G(m)(x), with m ≥ 2, is linear but
inhomogeneous. We thus need a particular solution in addition to the homogeneous solution.
For m = 2 the inhomogeneity comes from a term involving
(
G(1)(x)
)2
. This means that the
inhomogeneity vanishes if G(1)(x) vanishes. This is the case if the first trans-series parameter σ1
is chosen to vanish. In this case G(2)(x) satisfies a linear homogeneous equation, and there
exists a solution, which is multiplied by a new constant parameter, the second trans-series
parameter σ2:
Ghomogeneous
(2) (x) = σ2x
1/6F(0,1,0)(x), with σ1 = 0. (5.16)
Noting that (0, 1, 0) · β⃗ = 1
6 , we recognize this as corresponding to the second “seed” solution
in (5.5), once again with the exponential factor separated out. However, if σ1 ̸= 0, the full solu-
tion to the inhomogeneous equation for G(2)(x) requires also a particular solution. To generate
this solution we substitute a Frobenius ansatz:
G(2)(x) ∼ xδ
[∑
n
∆nx
n +
(∑
n
µnx
n
)
log(x)
]
.
The power parameter δ, and the expansion coefficients ∆n and µn are determined recursively
by the linear inhomogeneous equation for G(2)(x). This leads to the solution
G(2)(x) ∼
(
1
x23/12
)2[
−2σ2
1
1
x
F(2,0,0)(x) + x4
(
σ2
1
21265
2304
log(x) + σ2
)
F(0,1,0)(x)
]
, (5.17)
where we find a new fluctuation series F(2,0,0)(x)
(
the labeling notation refers to the two powers
of σ1 multiplying this term: σ2
1 = σ2
1σ
0
2σ
0
3 := σ⃗(2,0,0)
)
:
F(2,0,0)(x) ∼ 1− 49
12
x− 13235
3456
x2 − 43049
3456
x3 − 2496477497
23887872
x4 − 0 · x5
− 3315185066507813
247669456896
x6 − · · · . (5.18)
Several comments are in order concerning the structure of the expression for G(2)(x) in (5.17)–
(5.18):
1. The overall rational-exponent prefactor in G(2)(x) is naturally expressed in terms of the
square of the corresponding rational-exponent prefactor for G(1)(x) in (5.15).
2. Noting that
(
1
x23/12
)2
x4 = x1/6, we see that when σ1 = 0 we recover the second “seed”
solution Ghomogeneous
(2) (x) in (5.16), with fluctuation series F(0,1,0)(x), and multiplied by its
new trans-series parameter σ2 ≡ (0, 1, 0) · σ⃗.
16 M. Borinsky, G.V. Dunne and M. Meynig
3. When σ1 ̸= 0 there appears a log(x) term, proportional to σ2
1, and multiplied by the same
“seed” fluctuation series F(0,1,0)(x) mentioned in the previous item, and with a specific
fixed coefficient: 21265
2304 x
4.
4. When σ1 ̸= 0 there is also a new series, once again proportional to σ2
1, denoted as F(2,0,0)(x),
and whose first terms are listed in (5.18).
5. The coefficient of x5 in F(2,0,0)(x) vanishes. Note that because the value of σ2 is not
fixed and behaves like an integration constant, the fact that this coefficient vanishes is not
a coincidence, but a convenient choice. In fact, we could have fixed this coefficient to any
value while appropriately changing higher order terms of F(2,0,0)(x).
At third exponential order in the graded trans-series (5.14), the function G(3)(x) satisfies
a linear and inhomogeneous equation, and the inhomogeneity involves both (G(1)(x))
3 and
G(1)(x)G(2)(x). Thus, setting σ1 = 0, we obtain a homogeneous linear equation for G(3)(x),
with solution:
Ghomogeneous
(3) (x) = σ3x
−11/4F(0,0,1)(x), with σ1 = 0. (5.19)
We recognize this as corresponding to the third “seed” solution in (5.5), with k⃗ = (0, 0, 1) and
with the third independent factor σ3 (and once again with the exponential factor separated
out). But when σ1 ̸= 0, resonant logarithmic terms appear again. For G(3)(x) we find an exp-
ression involving two new series, denoted F(3,0,0)(x) and F(1,1,0)(x), multiplied by σ3
1 and σ1σ2,
respectively:
G(3)(x) ∼
(
1
x23/12
)3[
σ3
1
(
− 6
x2
)
F(3,0,0)(x) + x3
(
−5σ3
1
21265
2304
log(x) + σ3
)
F(0,0,1)(x)
+ 12x4
(
σ3
1
21265
2304
log(x) + σ1σ2
)
F(1,1,0)(x)
]
. (5.20)
The two new series, F(3,0,0)(x) and F(1,1,0)(x), appearing in (5.20) have initial terms:
F(3,0,0)(x) ∼ 1− 103x
16
+
8821x2
4608
− 454379x3
221184
− 1344528799x4
14155776
+ 0 · x5
− 9242013290874467x6
587068342272
+ · · · , (5.21)
F(1,1,0)(x) ∼ 1− 131x
16
+
153997x2
4608
− 12555605x3
73728
+
484910403x4
524288
− 4580515441493x5
679477248
+
28651912194246539x6
587068342272
− 30305985730060738841x7
65751654334464
+ · · · . (5.22)
We comment on the structure of the expression for G(3)(x) in (5.20)–(5.22):
1. The overall rational-exponent prefactor in G(3)(x) is naturally expressed in terms of the
cube of the corresponding rational-exponent prefactor for G(1)(x) in (5.15).
2. Noting that
(
1
x23/12
)3
x3 = x−11/4, we see that when σ1 = 0 we recover the third “seed”
solution Ghomogeneous
(3) (x) in (5.19), with fluctuation series F(0,0,1)(x), and multiplied by its
new trans-series parameter σ3 ≡ (0, 0, 1) · σ⃗.
3. When σ1 ̸= 0 there appears a log(x) term, proportional to σ3
1. Remarkably, this logarithmic
term is multiplied by a rational-exponent factor x−11/4 = x(0,0,1)·λ⃗, and by a fluctuation
series that naturally splits into two pieces. One piece coincides with the fluctuation series
F(0,0,1)(x) appearing in the homogeneous solution Ghomogeneous
(3) (x) in (5.19), while the other
piece is x times the fluctuation factor F(1,1,0)(x) which multiplies the σ1σ2 ≡ σ⃗(1,1,0) factor
in the full solution (5.20).
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 17
4. When σ1 ̸= 0 there is also a new series, proportional to σ3
1, denoted as F(3,0,0)(x), and
whose first terms are listed in (5.21). Note that the coefficient of x5 in F(3,0,0)(x) vanishes,
just like for F(2,0,0)(x) in (5.18).
Proceeding to higher exponential orders of the graded trans-series in (5.14), one finds that
there are no new homogeneous solutions, even after setting σ1 = σ2 = σ3 = 0. This is because the
three independent homogeneous solutions were generated by the linearized equation discussed in
Section 5.1. Hence no new independent trans-series parameters are generated, which is consistent
with the interpretation of (σ1, σ2, σ3) as the three boundary condition parameters of the third
order Dyson–Schwinger equation (4.1). The inhomogeneity in the linear equation for the 4th
order graded term G(4)(x) involves various combinations of lower-order functions: (i) 4 factors
involving G(1)(x); (ii) 2 factors involving G(1)(x) and 1 factor involving G(2)(x); (iii) 1 factor
involving G(1)(x) and 1 factor involving G(3)(x); (iv) 2 factors involving G(2)(x). Since one power
of log(x) appears in G(2)(x), we find that the solution for G(4)(x) involves the first appearance
of a log2(x) term. This can be confirmed from the ODE by direct substitution. In general,
continuing to all orders in the exponential grading we see that eventually all powers of log(x)
are generated. However, at any given exponential order only a finite number of powers of log(x)
appear. This trans-series structure is a direct consequence of the resonant character of the
Dyson–Schwinger equation (4.1). Thus, the full trans-series solution involves all powers of the
three basic trans-monomial elements: x, e−1/x, and log(x),12 with log(x) terms appearing only
at the second exponential order and beyond. The physical significance of this fact is discussed
in the conclusions.
5.3 Logarithmic behavior in large-order growth
The appearance of log(x) terms in the trans-series starting at the second exponential order
of the graded trans-series (5.14) is reflected in the appearance of log(n) corrections appearing
in the subleading large-order growth of the coefficients of the fluctuation series beyond the
original perturbative series G(0)(x) ≡ Gpert(x).
13 To illustrate this phenomenon, consider the
coefficients a
(1,0,0)
n of the fluctuation series F(1,0,0)(x), which appears in the first exponential
term G(1)(x) in (5.15). The first few coefficients were already listed in (5.8) and their leading
factorial growth was shown in (5.11). To probe the subleading corrections to this leading factorial
growth, it is instructive to begin with a conventional resurgent ansatz involving power-law
subleading corrections:
Γ
(
n+
23
12
)[
1 +
∞∑
k=1
bk∏k
l=1
(
n+ 23
12 − l
)]. (5.23)
Here the bk are expected to be rational numbers related to coefficients of fluctuation expansions
higher in the trans-series. We will soon see that this ansatz (5.23) is in fact insufficient, but
remarkably it is extremely precise for the first 4 subleading power-law corrections.
Using 500 terms of the a
(1,0,0)
n coefficients, we use high-order Richardson extrapolation meth-
ods to identify the first few such rational coefficients:
a(1,0,0)n ∼ 4S1Γ
(
n+
23
12
)[
1−
49
12(
n+ 11
12
) − 13235
3456(
n− 1
12
)(
n+ 11
12
) − 43049
3456(
n− 13
12
)(
n− 1
12
)(
n+ 11
12
)
−
2496477497
23887872(
n− 25
12
)(
n− 13
12
)(
n− 1
12
)(
n+ 11
12
) − · · ·
]
. (5.24)
12The fact that only the three basic trans-monomial elements, x, e−1/x, and log(x), suffice to construct the
trans-series solution of the ODE follows from [31, 32, 33].
13Analogous logarithmic large-order growth is seen in the Painlevé I equation [4, 51].
18 M. Borinsky, G.V. Dunne and M. Meynig
Figure 7 illustrates the extra precision gained by including these subleading corrections; compare
with the analogous plot in Figure 3 for the perturbative series coefficients. The precision is
extremely good for the first four subleading corrections displayed in (5.24).
100 200 300 400
n
0.340
0.345
0.350
0.355
ratio
Figure 7. Plot of the ratio of the coefficients a
(1,0,0)
n to the leading growth Γ
(
n+ 23
12
)
in (5.11) (blue
curve), and then subsequent curves include the further subleading large n corrections shown in (5.24).
The large n values tend to 4S1 = 0.3503822 . . . , in terms of the Stokes constant of the large order growth
of the original perturbative coefficients in (3.1)–(3.2).
Notice that the first coefficients of the subleading correction terms for large-order growth of
the coefficients a
(1,0,0)
n , as shown in (5.24), coincide with the low order coefficients of the fluctua-
tion series F(2,0,0)(x) in (5.18). Thus, superficially this looks like a generic large-order/low-order
resurgence relation connecting the large orders of the series coefficients entering the e−1/xG(1)(x)
term in the graded trans-series (5.14) and the e−2/xG(2)(x) term in (5.14). However, this cor-
respondence breaks down at the next subleading order. This can be traced to the fact that
at this order in G(2)(x) we find a logarithmic term x5 log(x). Moreover, the coefficient of this
logarithmic term is fixed in (5.17). This suggest that we extend the large-order growth ansatz
in (5.23) to incorporate a log(n) growth factor:
a(1,0,0)n ∼ 4S1Γ
(
n+
23
12
)[
1−
49
12(
n+ 11
12
) − 13235
3456(
n− 1
12
) (
n+ 11
12
)
−
43049
3456(
n− 13
12
) (
n− 1
12
) (
n+ 11
12
) − 2496477497
23887872(
n− 25
12
) (
n− 13
12
) (
n− 1
12
) (
n+ 11
12
)
+
d− 21265
4608 log(n)(
n− 37
12
) (
n− 25
12
) (
n− 13
12
) (
n− 1
12
) (
n+ 11
12
) + · · ·
]
. (5.25)
The logarithmic term in front of log(n) can be found using a modified Richardson acceleration
method, as described in Appendix A. The coefficient is found to be rational and in correspon-
dence with the rational factor 21265
2304 multiplying the log(x) term in G(2)(x) in (5.17). The con-
stant coefficient d in (5.25) can similarly be determined to extremely high precision but does
not appear to be rational:
d = −846.3135357762392334586752585470377294931556414335975009793245 . . . . (5.26)
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 19
6 Conclusions
In this paper we have shown that the non-perturbative completion of the perturbative Hopf-
algebraic Dyson–Schwinger equation (4.1) for the anomalous dimension of the massless ϕ3 scalar
QFT in 6 dimensions leads to a trans-series of the following form:
G(x) ∼
∞∑
n=0
∞∑
k=0
Lk∑
l=0
cn,k,lx
n+1−k
(
e−1/x
x23/12
)k(
log(x)
)l
. (6.1)
We stress that this trans-series was derived directly from the Dyson–Schwinger equation (4.1),
which was itself derived from the manifestly perturbative Hopf-algebraic renormalization for-
malism. No semi-classical non-perturbative argument was invoked; just a resurgent asymp-
totic analysis of the Dyson–Schwinger differential equation. Nevertheless, we observe that
the resulting trans-series has the structure of a multi-instanton expansion, typical of semi-
classical computations in quantum mechanics and quantum field theory. Each multi-instanton
term, e−k/x, is multiplied by a linear combination of formal asymptotic perturbative series in
powers of x, and polynomial factors in powers of logarithms of x. The first logarithmic term
arises at two-instanton order, and at a given instanton order there is a maximal power Lk = [k/2]
of log(x) factors. Remarkably, this structure matches the trans-series structure found using
instanton-calculus methods in quantum mechanical models and also in certain quantum field
theories [45, 47, 51, 93, 94, 95]. We note that other infinitely-iterated approximations to the
Dyson–Schwinger equations, such as the rainbow or chain approximation, do not lead to a multi-
instanton trans-series structure.
In semi-classical instanton-calculus computations the logarithmic terms arise from quasi-zero
modes associated with bion solutions, which can be interpreted as molecules of instantons and
anti-instantons [47, 93]. By contrast, our starting point was purely perturbative, with the non-
perturbative features being recovered from a trans-series analysis of the Hopf-algebraic Dyson–
Schwinger equation. The sum over instanton-like exponential terms arises from the generic
integer-spaced repetition of Borel singularities in the solution of the nonlinear Dyson–Schwinger
differential equation for the anomalous dimension, while the logarithmic terms in (6.1) come from
the special resonant structure of the nonlinear differential equation. This nonlinear equation is
third order, so generically there would be three independent Borel singularities [31, 32, 33],
therefore associated with three independent “instantons”. However, the Dyson–Schwinger equa-
tion has extra symmetry that results in the three Borel singularities being collinear, and also in
the integer proportions 1 : 2 : 3. This resonant form can be traced to the particular iterative
structure of the Hopf-algebraic Dyson–Schwinger equations, and has interesting implications for
the resurgent large-order/low-order relations. Resonance produces log(n) factors in the large-
order growth of the coefficients of the fluctuations about the instanton factors, but absent in
the large order growth of the original formal perturbative series. Similar log(n) behavior is seen
in the large order growth of fluctuation coefficients at higher orders of a semiclassical instanton
calculus computation.
While there is a long history of studying logarithmic terms in semiclassical approximations in
quantum mechanical and quantum field theoretics models, and in resonant nonlinear differential
equations, it is much more rare to be able to identify such behavior in terms of the renormalized
coupling, and especially in an asymptotically free QFT. Renormalons, which are also associated
with iterative perturbative structures, have been studied recently using ideas from resurgence, in
a wide variety of theories: see for example [2, 43, 58, 70, 72, 73, 74], and references therein. There
are interesting analogies between the iterative Hopf Dyson–Schwinger formalism and renormalon
and large N computations in QFT, and these issues are currently under investigation. It would
also be valuable to understand in detail the relation to a quite different Hopf approximation
for the ϕ3
6 theory, which includes some aspects of vertex corrections [8]. Ultimately the goal is
20 M. Borinsky, G.V. Dunne and M. Meynig
to understand more deeply how the non-perturbative trans-series structure fits naturally within
the underlying perturbative Hopf algebra structure of QFT renormalization.
The Dyson–Schwinger ODE (4.1) could also be analysed using Écalle’s alien differential cal-
culus [48, 80]. For the 4 dimensional Yukawa theory analysed in [18], an alien calculus approach
led to a closed form expression for the all orders trans-series for the anomalous dimension. In this
Yukawa model the trans-series contained no logarithmic terms, so the alien derivative formalism
of [15] was well adapted to derive the closed form solution. For the 6 dimensional ϕ3 model, the
appearance of resonant logarithmic terms produces a structure that lies beyond the simplified
alien calculus framework of [15]. This motivates a generalization of [15] that uses more aspects
of Écalle’s full theory of resurgence, a project beyond the scope of this article, and left for future
work. Such a formalism would have many potential applications. It could enable a systematic
evaluation of the large order behaviour at all orders, as was done in the Yukawa model [18].
An alien calculus treatment should also prove to all orders the correspondence between the
trans-series fluctation coefficients and the large order behaviour of the expansion coefficients.
A rigorous treatment of the log term asymptotic behaviour would be especially interesting as
there are intriguing parallels to resonance phenomena in quantum mechanics, where the appear-
ance of the log terms can be associated with the inherent stability properties of the underlying
quantum mechanical system.
A Modified Richardson method for probing logarithmic
large-order growth
In this appendix we explain an effective general method to obtain high-precision numerical
results for the coefficients of high-order growth terms involving log(n) and powers of log(n).
For applications to log(n) growth see, for example, [51, 92]. We first summarize the conven-
tional Richardson extrapolation method [10] in a form that makes the generalization simple to
formulate, and also simple to implement.
As input data, we have a sequence of numbers fn, whose asymptotic behaviour is to be
determined experimentally. Even though it is not technically necessary, it increases the efficacy
of the method dramatically if the numbers fn are given as explicit rational numbers. If the
numbers are not represented as rational numbers, they have to be available up to very high
precision for the method to give reliable results. To apply the original version of Richardson
extrapolation, we need to assume that the numbers fn have the asymptotic behaviour,
fn ∼
K∑
k=0
akn
−k +O
(
n−K−1
)
as n → ∞, (A.1)
for some arbitrary K ≥ 0 with certain (not necessarily known) coefficients ak. This condition
is satisfied by the subleading correction factor in the conventional resurgent large-order growth
ansatz (5.23) truncated to order K, and matches, for example, the subleading large-order growth
in (3.6). In determining the coefficients of such subleading corrections, the technical task is to
extract effectively the coefficients an in (A.1), starting with a0 and then proceeding to higher
coefficients. The precision should be high enough to be able to recognize rational values of the
coefficients, whose rationality can then be tested by probing further corrections.
It follows immediately from (A.1) that fn ∼ a0 + O
(
n−1
)
. Therefore, if we naively use the
value of fn for some large n as an estimate for an, the error will be of the order 1
n . Due to this
slow rate of convergence, we would need a huge number of coefficients fn to get a sufficiently
accurate estimate. Richardson extrapolation provides a more efficient way to determine the
value of a0 at higher precision with fewer input terms.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 21
Let ∆n be the (forward) difference operator, i.e., for any sequence fn
∆nfn = fn+1 − fn. (A.2)
Clearly, the operator ∆n is linear and can be iterated. We treat it as a derivative operator that
acts on everything on its right. For instance,
∆2
nfn = ∆n(∆nfn) = ∆nfn+1 −∆nfn = fn+2 − 2fn+1 + fn.
With this operator the K-th order Richardson extrapolation of a sequence fn can be defined as,
RK [fn] :=
1
K!
∆K
n nKfn. (A.3)
This form of Richardson extrapolation is well adapted to straightforward implementation beca-
use the difference operator is a natural computer operation. The key observation concerning
extrapolation is the fact that if the sequence fn has the asymptotic form in (A.1), then
RK [fn] =
1
K!
∆K
n nKfn ∼ a0 +O
(
n−K−1
)
as n → ∞. (A.4)
Thus, the Richardson extrapolated sequence RK [fn] converges much more rapidly, with order
O
(
n−K−1
)
. If K is chosen sufficiently large, the Richardson extrapolation (A.3) can therefore
be used to estimate a0 to very high accuracy.
To verify (A.4), observe that by (A.1) the sequence nNfn has the asymptotic form,
nKfn ∼ p(n) +
∞∑
k=1
aK+kn
−k as n → ∞, (A.5)
where p(n) = a0n
K+O
(
nK−1
)
is a polynomial of orderK. In order to prove (A.4) from (A.5), we
need to use the definition (A.3) and also the following elementary properties of the ∆n-operator:
∆K
n nK = K!, ∆K
n nk = 0 for all 0 ≤ k < K,
∆K
n n−k ∼ O
(
n−K−k
)
for all k > 0 as n → ∞. (A.6)
Having formulated conventional Richardson extrapolation in terms of the forward difference
operator (A.2), it is now straightforward to construct generalizations that can be applied to
sequences with a more general asymptotic behaviour than that in (A.1). For example, suppose
a sequence gn has the following asymptotic behaviour with a subleading log n contribution:
gn ∼
K∑
k=0
akn
−k + log n
K∑
k=1
bkn
−k +O
(
n−K−1 log n
)
as n → ∞.
Naive application of the Richardson extrapolation operator does not lead to an accelerated
convergence, due to the extra log-terms.
To derive the variant of Richardson extrapolation that can also deal with this more general
asymptotic behaviour, we first evaluate some identities for the difference operator applied to
log-terms. We have,
∆K
n nk−1 log n = ∆K−1
n
((
(n+ 1)k−1 − nk−1
)
log n+ (n+ 1)k−1 log
(
1 +
1
n
))
∼
K∑
ℓ=K−k+1
c̃ℓn
−ℓ +O
(
n−K−1
)
for all 1 ≤ k ≤ K as n → ∞,
22 M. Borinsky, G.V. Dunne and M. Meynig
for some coefficients c̃ℓ whose specific values are not important for this discussion, and where
we used the expansion log
(
1 + 1
n
)
= −
∑∞
k=1
(−1)k
k n−k. Similarly, we obtain
∆K
n n−k log n ∼ O
(
n−k−K log n
)
for all k > 0 as n → ∞.
Using these observations together with the previous ones in (A.6), we find that the application
of the Richardson extrapolation operator ∆K
n nK on the sequence gn leads to a sequence with
the following asymptotic behaviour:
RK [gn] =
1
K!
∆K
n nKgn ∼ a0 +
K∑
k=1
ckn
−k +O
(
n−K−1 log n
)
as n → ∞,
with some coefficients ck. The log terms are suppressed now, so we can apply the normal
Richardson RK operator in (A.3) again, in order to get rid of the subleading non-log-terms with
equation (A.4), and obtain a rapidly converging sequence,
RK [RK [gn]] =
1
K!2
∆K
n nK∆K
n nKgn ∼ a0 +O
(
n−K−1 log n
)
as n → ∞.
This can be used for efficient extraction of the a0 term. Note that this double Richardson
extrapolation operator is equivalent to a difference operator of order 2K.
Analogously, we can derive related difference operators that produce rapidly converging sequ-
ences for other kinds of asymptotic behaviours. If, for instance, the sequence hn is expected to
behave asymptotically as follows with a leading log-term,
hn ∼ log n
K∑
k=0
akn
−k +
K∑
k=0
bkn
−k +O
(
n−K−1 log n
)
as n → ∞,
and we are again interested in the leading a0 coefficient, then the following 2K + 1-th order
difference operator applied to hn leads to the desired result:
1
K!2
∆K
n nK+1∆K+1
n nKhn ∼ a0 +O
(
n−K−1 log n
)
as n → ∞.
The proof works analogously to the previous derivations. This is the operator that we used
to verify the expected asymptotic behaviour in (5.25), obtaining sufficient precision to clearly
identify the rational coefficient 21265
4608 , which is associated with the coefficient of the log(x) term
in G(2)(x) in (5.17). Difference operators that can deal with sequences involving higher power
logℓ-terms can be easily developed in a similar fashion.
Acknowledgements
This material is based upon work supported by the U.S. Department of Energy, Office of Science,
Office of High Energy Physics under Award Number DE-SC0010339 (GD, MM) and by the NWO
Vidi grant 680-47-551 “Decoding Singularities of Feynman graphs” (MB). This work was begun
during visits by the first two authors to Humboldt University in 2018 and 2019, and at the Les
Houches Summer School in 2018, and we thank these institutions for hospitality. We are grateful
to Marc Bellon, David Broadhurst, Ovidiu Costin, John Gracey, Dirk Kreimer, Enrico Russo
and Karen Yeats for discussions. We also want to thank David Broadhurst for helping with the
estimation of the constant d in equation (5.26), and for pointing out some typos in a previous
version.
Semiclassical Trans-Series from the Perturbative Hopf-Algebraic DSEs 23
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1 Introduction
2 Perturbative Hopf-algebraic analysis of massless phi3 theory in 6 dimensions
3 Asymptotics of the perturbative solution of the Hopf-algebraic Dyson–Schwinger equation
4 Borel analysis of the perturbative expansion of the anomalous dimension
5 Trans-series analysis of the Hopf-algebraic Dyson–Schwinger equation
5.1 Identifying the "seed" exponential terms: the linearized equation
5.2 Beyond the linearized equation: resonant trans-series and logarithms
5.3 Logarithmic behavior in large-order growth
6 Conclusions
A Modified Richardson method for probing logarithmic large-order growth
References
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| id | nasplib_isofts_kiev_ua-123456789-211440 |
| institution | Digital Library of Periodicals of National Academy of Sciences of Ukraine |
| issn | 1815-0659 |
| language | English |
| last_indexed | 2026-03-20T15:48:17Z |
| publishDate | 2021 |
| publisher | Інститут математики НАН України |
| record_format | dspace |
| spelling | Borinsky, Michael Dunne, Gerald V. Meynig, Max 2026-01-02T08:34:15Z 2021 Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions. Michael Borinsky, Gerald V. Dunne and Max Meynig. SIGMA 17 (2021), 087, 26 pages 1815-0659 2020 Mathematics Subject Classification: 81T15; 81Q15; 34E10 arXiv:2104.00593 https://nasplib.isofts.kiev.ua/handle/123456789/211440 https://doi.org/10.3842/SIGMA.2021.087 We analyze the asymptotically free massless scalar ³ quantum field theory in 6 dimensions, using resurgent asymptotic analysis to find the trans-series solutions which yield the non-perturbative completion of the divergent perturbative solutions to the Kreimer-Connes Hopf-algebraic Dyson-Schwinger equations for the anomalous dimension. This scalar conformal field theory is asymptotically free and has a real Lipatov instanton. In the Hopf-algebraic approach, we find a trans-series having an intricate Borel singularity structure, with three distinct but resonant non-perturbative terms, each repeated in an infinite series. These expansions are in terms of the renormalized coupling. The resonant structure leads to powers of logarithmic terms at higher levels of the trans-series, analogous to logarithmic terms arising from interactions between instantons and anti-instantons, but arising from a purely perturbative formalism rather than from a semi-classical analysis. This material is based upon work supported by the U.S. Department of Energy, Office of Science, Officeof High Energy Physics under Award Number DE-SC0010339 (GD, MM) and by the NWO Vidi grant 680-47-551 “Decoding Singularities of Feynman graphs” (MB). This work was begun during visits by the first two authors to Humboldt University in 2018 and 2019, and at the Les Houches Summer School in 2018, and we thank these institutions for their hospitality. We are grateful to Marc Bellon, David Broadhurst, Ovidiu Costin, John Gracey, Dirk Kreimer, Enrico Russo, and Karen Yeats for discussions. We also want to thank David Broadhurst for helping with the estimation of the constant in equation (5.26) and for pointing out some typos in a previous version. en Інститут математики НАН України Symmetry, Integrability and Geometry: Methods and Applications Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions Article published earlier |
| spellingShingle | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions Borinsky, Michael Dunne, Gerald V. Meynig, Max |
| title | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions |
| title_full | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions |
| title_fullStr | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions |
| title_full_unstemmed | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions |
| title_short | Semiclassical Trans-Series from the Perturbative Hopf-Algebraic Dyson-Schwinger Equations: ³ QFT in 6 Dimensions |
| title_sort | semiclassical trans-series from the perturbative hopf-algebraic dyson-schwinger equations: ³ qft in 6 dimensions |
| url | https://nasplib.isofts.kiev.ua/handle/123456789/211440 |
| work_keys_str_mv | AT borinskymichael semiclassicaltransseriesfromtheperturbativehopfalgebraicdysonschwingerequations3qftin6dimensions AT dunnegeraldv semiclassicaltransseriesfromtheperturbativehopfalgebraicdysonschwingerequations3qftin6dimensions AT meynigmax semiclassicaltransseriesfromtheperturbativehopfalgebraicdysonschwingerequations3qftin6dimensions |