Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model
A shape invariant nonseparable and nondiagonalizable three-dimensional model with quadratic complex interaction was introduced by Bardavelidze, Cannata, Ioffe, and Nishnianidze. However, the complete hidden symmetry algebra and the description of the associated states that form Jordan blocks remain...
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| Cite this: | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model. Ian Marquette and Christiane Quesne. SIGMA 18 (2022), 005, 24 pages |
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| description | A shape invariant nonseparable and nondiagonalizable three-dimensional model with quadratic complex interaction was introduced by Bardavelidze, Cannata, Ioffe, and Nishnianidze. However, the complete hidden symmetry algebra and the description of the associated states that form Jordan blocks remain to be studied. We present a set of six operators { ⁺⁻, ⁺⁻, ⁺⁻} that can be combined to build a (3) hidden algebra. The latter can be embedded in an (6) algebra, as well as in an (1/6) superalgebra. The states associated with the eigenstates and making Jordan blocks are induced in different ways by combinations of operators acting on the ground state. We present the action of these operators and study the construction of an extended biorthogonal basis. These rely on establishing various nontrivial polynomial and commutator identities. We also make a connection between the hidden symmetry and the underlying superintegrability property of the model. Interestingly, the integrals generate a cubic algebra. This work demonstrates how various concepts that have been applied widely to Hermitian Hamiltonians, such as hidden symmetries, superintegrability, and ladder operators, extend to the pseudo-Hermitian case with many differences.
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| first_indexed | 2026-03-17T09:27:48Z |
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Symmetry, Integrability and Geometry: Methods and Applications SIGMA 18 (2022), 005, 24 pages
Ladder Operators and Hidden Algebras
for Shape Invariant Nonseparable
and Nondiagonalizable Models with Quadratic
Complex Interaction. II. Three-Dimensional Model
Ian MARQUETTE a and Christiane QUESNE b
a) School of Mathematics and Physics, The University of Queensland,
Brisbane, QLD 4072, Australia
E-mail: i.marquette@uq.edu.au
b) Physique Nucléaire Théorique et Physique Mathématique, Université Libre de Bruxelles,
Campus de la Plaine CP229, Boulevard du Triomphe, B-1050 Brussels, Belgium
E-mail: christiane.quesne@ulb.be
Received September 01, 2021, in final form January 03, 2022; Published online January 14, 2022
https://doi.org/10.3842/SIGMA.2022.005
Abstract. A shape invariant nonseparable and nondiagonalizable three-dimensional model
with quadratic complex interaction was introduced by Bardavelidze, Cannata, Ioffe, and
Nishnianidze. However, the complete hidden symmetry algebra and the description of the
associated states that form Jordan blocks remained to be studied. We present a set of
six operators {A±, B±, C±} that can be combined to build a gl(3) hidden algebra. The
latter can be embedded in an sp(6) algebra, as well as in an osp(1/6) superalgebra. The
states associated with the eigenstates and making Jordan blocks are induced in different
ways by combinations of operators acting on the ground state. We present the action of
these operators and study the construction of an extended biorthogonal basis. These rely
on establishing various nontrivial polynomial and commutator identities. We also make
a connection between the hidden symmetry and the underlying superintegrability property
of the model. Interestingly, the integrals generate a cubic algebra. This work demonstrates
how various concepts that have been applied widely to Hermitian Hamiltonians, such as
hidden symmetries, superintegrability, and ladder operators, extend to the pseudo-Hermitian
case with many differences.
Key words: quantum mechanics; complex potentials; pseudo-Hermiticity; Lie algebras; Lie
superalgebras
2020 Mathematics Subject Classification: 81Q05; 81Q60; 81R12; 81R15
1 Introduction
Over the years, a large body of literature has been devoted to non-Hermitian Hamiltonians
with a real spectrum, in particular PT-symmetric systems [3, 4, 5] or, more generally, pseudo-
Hermitian ones, for which ηHη−1 = H† with η a Hermitian invertible operator [18, 20]. The
concept of pseudo-Hermiticity was introduced a long time ago by Pauli as generalized Hermitic-
ity [22] and later on by Scholtz, Geyer, and Hahne as quasi-Hermiticity [23].
However, mainly the one-dimensional case has been explored and only a few two- and three-
dimensional systems have been obtained (see, e.g., [2, 6, 8, 13, 21]) and their study may still be
incomplete.
In the previous paper of this series [15], we re-examined a non-Hermitian two-dimensional
system [8] which is exactly solvable due to its shape invariance [1, 7, 10, 12, 14], although
mailto:i.marquette@uq.edu.au
mailto:christiane.quesne@ulb.be
https://doi.org/10.3842/SIGMA.2022.005
2 I. Marquette and C. Quesne
it is neither separable nor diagonalizable. It was demonstrated that this model has a gl(2)
hidden symmetry algebra and that an underlying sp(4) algebra [16] can be constructed, as well
as an osp(1/4) superalgebra [11]. In contrast with the two-dimensional Hermitian harmonic
oscillator, however, the algebraic structure is related to integrability, but not superintegrability.
The main purpose of the present paper is to consider another non-Hermitian system with
a quadratic complex interaction, which is exactly solvable, although not separable nor diagonal-
izable [2]. This system being in three dimensions has a more complicated structure of the Jordan
blocks that are needed to form a complete basis. This is the reason it deserves a separate study.
Another purpose of this paper is to highlight properties of non-Hermitian systems in higher
dimensions, such as exact solvability without separation of variables and hidden symmetry that
does not lead to superintegrability in the usual way. We would also like to emphasize that the
ladder operators constructed from partial differential operators may have distinct properties,
such as the possibility of infinitely zero modes.
The paper is organized as follows. In Section 2, we review the Hamiltonian of the three-
dimensional nonseparable oscillator of [2], as well as its spectrum and wavefunctions Ψk,n,0(x),
and we present the set of known ladder operators A±, Q±, which do not close in a finite-
dimensional Lie algebra. In Section 3, we construct two additional sets of ladder operators,
B± and C±, motivated by their action on the wavefunctions with k = 0. In Section 4, we
use them to build a set of nine bilinear operators satisfying a nine-dimensional Lie algebra,
which can be transformed into gl(3) and proved to provide the Hamiltonian hidden symmetry
algebra. A set of bosonic operators in a nonstandard realization is constructed and used to
embed gl(3) in an sp(6) algebra and an osp(1/6) superalgebra. The integrals of motion of [2]
are also interpreted in this context to relate the superintegrability of the model to the hidden
symmetry algebra. In Section 5, we demonstrate how we can induce the Ψk,n,m(x) associated
functions in different algebraic ways. We also present the action of the ladder operators and of
the gl(3) linear Casimir operator on all the states belonging to Jordan blocks. The construction
of an extended biorthogonal basis [17, 19] is then discussed in Section 6. Finally, Section 7
contains the conclusion.
2 Shape invariant model with quadratic complex interaction
Let us consider the three-dimensional model with complex oscillator Hamiltonian [2]
H = −∂21 − ∂22 − ∂23 + λ2
(
x21 + x22 + x23
)
+ g2
(
x21 − 2ix1x2 − x22
)
− 4λg(x1 − ix2)x3 − 3λ,
where g and λ are two real parameters such that λ > |g|. This Hamiltonian can be rewritten as
H = −4∂z∂z̄ − ∂23 + λ2
(
zz̄ + x23
)
+ g2z̄2 − 4λgz̄x3 − 3λ, (2.1)
where z = x1 + ix2 and z̄ = x1 − ix2. It satisfies pseudo-Hermiticity with η chosen as P2, which
is the operator changing x2 into −x2.
With the operators
A± = 2∂z ∓ λz̄. (2.2)
the Hamiltonian (2.1) satisfies the intertwining properties
HA+ = A+(H + 2λ), A−H = (H + 2λ)A−,
showing its self-isospectral shape invariance. These equations can also be expressed in the form
of ladder-type relations
[H,A±] = ±2λA±. (2.3)
Ladder Operators and Hidden Algebras for Shape Invariant. II 3
However, unlike ladder operators for the Hermitian harmonic oscillator, the operators (2.2)
satisfy the relation
[A−, A+] = 0. (2.4)
This algebra can be seen as a Euclidean e(2), which differs from the Heisenberg algebra encoun-
tered in the Hermitian case.
Another set of ladder operators can be introduced [2],
Q± = 4∂z∂z̄ − ∂23 ∓ 2λ(z∂z + z̄∂z̄ − x3∂3)± 4gx3∂z ∓ 2gz̄∂3
+ λ2
(
zz̄ − x23
)
− g2z̄2 ∓ λ. (2.5)
They satisfy the following commutation relations with H,
[H,Q±] = ±4λQ±, (2.6)
which can also be interpreted as intertwining relations, characteristic of shape invariance. Ad-
ditional commutation relations read
[A±, Q∓] = ±4λA±, (2.7)
[A±, Q±] = 0, (2.8)
[Q−, Q+] = −2R̃1 = 8
(
λH − 2gR1 + 3λ2
)
, (2.9)
where
R1 = 2∂z∂3 + λz̄(gz̄ − λx3).
The Schrödinger equation
HΨ(x) = EΨ(x)
can be solved in terms of the operators A± and Q± [2]. The (unnormalized) ground-state
wavefunction Ψ0, such that
A−Ψ0 = Q−Ψ0 = 0,
is given by
Ψ0(z, z̄, x3) = e−
λ
2
(zz̄+x2
3)+gz̄x3 (2.10)
with corresponding energy
E0 = 0.
The operators A+ and Q+ allow to obtain from it the excited-state wavefunctions
Ψk,n,0(z, z̄, x3) = ck,n(Q
+)k(A+)nΨ0(z, z̄, x3), (2.11)
corresponding to
Ek,n = 2λ(2k + n).
Here, k and n run over 0, 1, 2, . . . , and ck,n is some normalization coefficient. The determination
of the latter, which is far more complicated than in the two-dimensional case, will be studied in
detail in Section 6.
4 I. Marquette and C. Quesne
The action of A± and Q± on the wavefunctions can be easily calculated and is given by
A+Ψk,n,0 =
ck,n
ck,n+1
Ψk,n+1,0, (2.12)
A−Ψk,n,0 = −
4λkck,n
ck−1,n+1
Ψk−1,n+1,0, (2.13)
Q+Ψk,n,0 =
ck,n
ck+1,n
Ψk+1,n,0,
Q−Ψk,n,0 =
8λ2k(2n+ 2k + 1)ck,n
ck−1,n
Ψk−1,n,0 −
16g2k(k − 1)ck,n
ck−2,n+2
Ψk−2,n+2,0.
The algebra generated by H, A±, and Q±, and whose commutation relations are given in
equations (2.3), (2.4), (2.6), (2.7), (2.8), and (2.9), is not a finite-dimensional Lie algebra. If the
operators A± and Q± are useful for building the Hamiltonian wavefunctions, they do not lead
to the hidden symmetry algebra. Furthermore, the wavefunctions Ψk,n,0(z, z̄, x3) with n ̸= 0 are
self-orthogonal, which signals that H is nondiagonalizable, so that some associated functions
must be introduced to complete the basis and to get a resolution of identity. To try to solve
these problems, it will prove convenient to introduce some additional ladder operators. This will
be the purpose of Section 3.
3 Construction of additional sets of ladder operators
If we consider the subset {Ψ0,n,0 |n = 0, 1, 2, . . . } of wavefunctions, it is clear from equa-
tions (2.12) and (2.13) that we have a raising operator A+, but no lowering one since A−
annihilates Ψ0,n,0. This is actually another difference with the Hermitian case. The fact that
the ladder operators are given by differential operators depending on more than one variable
allows the existence of infinitely many zero modes.
Such a lowering operator is provided by
B− = ∂z̄ +
λ
2
z − gx3,
for which
B−Ψ0,n,0 ∝ z̄n−1e−
λ
2
(zz̄+x2
3)+gz̄x3 ∝ Ψ0,n−1,0.
This allows to consider another operators B+, defined by
B+ = ∂z̄ −
λ
2
z + gx3.
With H, the pair of operators B± satisfy the commutation relations
[H,B±] = ±2λB± ∓ 2gC±, (3.1)
where there appear two new operators
C± = ∂3 ± gz̄ ∓ λx3.
The other commutation relations are given by
[H,C±] = ∓2gA± ± 2λC±, (3.2)
[A−, B+] = [B−, A+] = [C−, C+] = −2λ, (3.3)
[B−, C+] = [C−, B+] = 2g. (3.4)
Ladder Operators and Hidden Algebras for Shape Invariant. II 5
From the three sets of operators A±, B±, and C±, we can generate the operators Q±, defined
in (2.5), since
Q± = 2A±B± − (C±)2. (3.5)
From equation (3.5) and the commutation relations (2.4), (3.3), and (3.4), it follows that
[B±, Q±] = [C±, Q±] = 0,
[B±, Q∓] = ±4λB∓ ± 4gC∓,
[C±, Q∓] = ∓4gA∓ ∓ 4λC∓,
together with the set of relations (2.7), (2.8) and (2.9).
In contrast with the algebra generated by H, A±, and Q±, the one generated by H, A±,
B±, C±, and whose commutation relations are given by equations (2.3), (2.4), (3.1), (3.2), (3.3),
and (3.4), is a finite-dimensional Lie algebra. It has, however, a rather complicated structure,
so that some additional transformations have to be carried out, as shown in Section 4.
4 Construction of the hidden symmetry algebra
In order to get more insight into the structure of the hidden symmetry algebra of this non-
Hermitian Hamiltonian, let us introduce a set of nine bilinear operators
R = A+A−, S = B+B−, T = C+C−,
U = A+B− +B+A−, V = A+C− + C+A−, W = B+C− + C+B−, (4.1)
X = A+B− −B+A−, Y = A+C− − C+A−, Z = B+C− − C+B−,
which have the following differential operator realizations
R = 4∂2z − λ2z̄2, S = ∂2z̄ −
λ2
4
z2 + λgzx3 − g2x23,
T = ∂23 − g2z̄2 + 2λgz̄x3 − λ2x23 + λ,
U = 4∂z∂z̄ − λ2zz̄ + 2λgz̄x3 + 2λ, V = 4∂z∂3 + 2λgz̄2 − 2λ2z̄x3,
W = 2∂z̄∂3 + λgzz̄ − λ2zx3 − 2g2z̄x3 + 2λgx23 − 2g, X = 2(λz − 2gx3)∂z − 2λz̄∂z̄,
Y = −4(gz̄ − λx3)∂z − 2λz̄∂3, Z = −2(gz̄ − λx3)∂z̄ − (λz − 2gx3)∂z.
They satisfy the commutation relations
[R,S] = −2λX, [R, T ] = 0, [R,U ] = 0, [R, V ] = 0,
[R,W ] = −2λY, [R,X] = 4λR, [R, Y ] = 0, [R,Z] = −2λV,
[S, T ] = 2gZ, [S,U ] = 0, [S, V ] = −2λZ − 2gX, [S,W ] = 0,
[S,X] = −4λS, [S, Y ] = −2λW − 2gU, [S,Z] = −4gS,
[T,U ] = −2gY, [T, V ] = 2λY, [T,W ] = 2λZ, [T,X] = −2gV,
[T, Y ] = 2λV, [T,Z] = 2λW + 4gT, [U, V ] = −2λY, (4.2)
[U,W ] = −2λZ + 2gX, [U,X] = 0, [U, Y ] = −2λV − 4gR,
[U,Z] = −2λW − 2gU, [V,W ] = −2λX + 2gY, [V,X] = 2λV − 4gR,
[V, Y ] = 4λR, [V,Z] = 2λ(U − 2T ) + 2gV, [W,X] = −2λW − 2gU,
[W,Y ] = 2λ(U − 2T )− 2gV, [W,Z] = 4λS, [X,Y ] = −2λY,
[X,Z] = 2λZ − 2gX, [Y,Z] = 2λX + 2gY,
and therefore generate a nine-dimensional Lie algebra.
6 I. Marquette and C. Quesne
These bilinear operators can be related to the Hamiltonian H through the equation
H = −U − T.
This relation, which connects the Hamiltonian with the generators of the nine-dimensional Lie
algebra, proves that the latter is a hidden symmetry algebra. Note, however, a distinction with
respect to the Hermitian three-dimensional oscillator, for which H is expressed in terms of three
commuting components in involution, while here the components U and T have a nonvanishing
commutator.
We may also point out the commutators of H with the nine operators (4.1),
[H,R] = 0, [H,S] = 2gZ, [H,T ] = −2gY,
[H,U ] = 2gY, [H,V ] = 0, [H,W ] = −2gX, (4.3)
[H,X] = 2gV, [H,Y ] = 4gR, [H,Z] = 2g(U − 2T ),
which will be useful in further calculations.
4.1 Connection with gl(3) and bosonic operators
We can re-express the nine operators (4.1) in terms of gl(3) generators Eij , i, j = 1, 2, 3, satisfying
the commutation relations
[Eij , Ekl] = δj,kEil − δi,lEkj .
We indeed get the following relations
E11 = − 1
2λ
T +
1
2
, E22 =
λ
2g2
S +
1
2λ
T +
1
2g
W +
1
2
,
E33 = − g2
2λ3
R− λ
2g2
S − 1
2λ
T − 1
2λ
U − g
2λ2
V − 1
2g
W +
1
2
,
E12 = i
(
1
2λ
T +
1
4g
W − 1
4g
Z
)
, E21 = i
(
1
2λ
T +
1
4g
W +
1
4g
Z
)
,
E13 = − 1
2λ
T − g
4λ2
V − 1
4g
W +
g
4λ2
Y +
1
4g
Z,
E31 = − 1
2λ
T − g
4λ2
V − 1
4g
W − g
4λ2
Y − 1
4g
Z,
E23 = i
(
λ
2g2
S +
1
2λ
T +
1
4λ
U +
g
4λ2
V +
1
2g
W − 1
4λ
X − g
4λ2
Y
)
,
E32 = i
(
λ
2g2
S +
1
2λ
T +
1
4λ
U +
g
4λ2
V +
1
2g
W +
1
4λ
X +
g
4λ2
Y
)
.
The gl(3) linear Casimir operator corresponds to
E11 + E22 + E33 = − 1
2λ
(
T + U +
g2
λ2
R+
g
λ
V − 3λ
)
=
1
2λ
(
H − g2
λ2
R− g
λ
V + 3λ
)
, (4.4)
so that it is a linear combination of the three commuting operators H, R, and V , up to some
additive constant.
Ladder Operators and Hidden Algebras for Shape Invariant. II 7
Rewriting the generators Eij in terms of A±, B±, and C±, as done in Appendix A, allows
to reveal some underlying structure in terms of bosonic operators a±i , i = 1, 2, 3, satisfying the
well-known commutation relations
[a−i , a
+
j ] = δi,j , [a±i , a
±
j ] = 0.
On using the transformation
a±1 =
i√
2λ
C±, a±2 =
1√
2λ
(
C± +
λ
g
B±
)
,
a±3 =
i√
2λ
(
C± +
λ
g
B± +
g
λ
A±
)
,
(4.5)
it is indeed possible to rewrite Eij as
Eij =
1
2
{a+i , a
−
j } = a+i a
−
j +
1
2
δij .
From the inverse transformation of (4.5),
A± = −λ
g
√
2λ(a±2 + ia±3 ), B± =
g
λ
√
2λ(a±2 + ia±1 ), C± = −i
√
2λa±1 ,
we can also express Q± and H in terms of the bosonic operators,
Q± = 2λ
[
(a±1 )
2 − 2(a±2 )
2 − 2ia±1 a
±
2 + 2a±1 a
±
3 − 2ia±2 a
±
3
]
,
H = 2λ
[
a+1 a
−
1 + 2a+2 a
−
2 + i(a+1 a
−
2 + a+2 a
−
1 )− (a+1 a
−
3 + a+3 a
−
1 ) + i(a+2 a
−
3 + a+3 a
−
2 )
]
.
The gl(3) hidden symmetry algebra can be embedded into an sp(6) algebra by considering
the additional generators [16]
D+
ij =
1
2
{a+i , a
+
j }, D−
ij =
1
2
{a−i , a
−
j }.
Together with the bosonic operators, the operators Eij , D
+
ij , and D−
ij then make rise to an
osp(1/6) superalgebra [11] (see [15] for more details).
Finally, we may also point out the nonstandard differential operator realization of the bosonic
operators,
a±1 =
i√
2λ
(∂3 ± gz̄ ∓ λx3), a±2 =
1√
2λ
(
λ
g
∂z̄ + ∂3 ∓
λ2
2g
z ± gz̄
)
,
a±3 =
i√
2λ
(
2
g
λ
∂z +
λ
g
∂z̄ + ∂3 ∓
λ2
2g
z
)
.
This completes the description of the hidden symmetry algebra. As compared with the Her-
mitian case, the analysis carried out here has shown that the Hamiltonian connects in a different
way with the algebra Casimir operator and that a nonstandard realization of bosonic operators
makes its appearance. Further progress on these ideas might provide a way to classify some
classes of nonseparable and nondiagonalizable models.
8 I. Marquette and C. Quesne
4.2 Superintegrability and cubic algebra
In [2], four independent operators R0, R1, R2, and R3 commuting with H were identified, the
first two being mutually commuting. Here we plan to relate such a superintegrability property
with the hidden symmetry algebra.
On expressing the operators of [2] in terms of the bilinear operators (4.1), we get
R0 = A+A− = R,
R1 =
1
8g
{
1
2
[Q+, Q−] + 4λH + 12λ2
}
=
1
2
V,
R2 =
1
8λ
[A+A−, Q+Q−] = −R(X − 2λ) +
1
4
{V, Y },
R3 = Q+(A−)2 = R(U −X + 4λ)− 1
4
(
V 2 + Y 2 − {V, Y }
)
.
From the commutation relations (4.3), it follows that
[H,R0] = [H,R1] = [H,R2] = [H,R3] = 0, (4.6)
while equation (4.2) leads to
[R0, R1] = 0, [R0, R2] = −4λR2
0, [R1, R2] = 2gR2
0, (4.7)
and
[R0, R3]− 4λR2
0, [R1, R3] = 2gR2
0,
[R2, R3] = 8gR1R
2
0 + 4λ(R3 −R2)R0 + 8λR2
1R0.
(4.8)
Equations (4.6) and(4.7) agree with some results derived in [2], while equation (4.8) is new and
shows that the integrals of motion generate a cubic algebra.
Note that the superintegrability property of the present model contrasts with what was
obtained in [15] for the two-dimensional pseudo-Hermitian oscillator, which was proved to be
only integrable. This points out that in the context of non-Hermitian Hamiltonians, the number
of integrals of motion may be affected by the structure of the problem.
5 Nondiagonalizability and construction of associated functions
As pointed out above, the Hamiltonian H being nondiagonalizable, the excited wavefunc-
tions Ψk,n,0 with n ̸= 0 have to be accompanied with some associated functions Ψk,n,m, m =
1, 2, . . . , pn − 1, completing the Jordan blocks. By definition, these functions obey the relation
(H − Ek,n)Ψk,n,m = Ψk,n,m−1, m = 1, 2, . . . , pn − 1. (5.1)
It is the purpose of the present section to determine them and to establish that the dimension
of the Jordan blocks is pn = 2n + 1. We plan to rely on the new sets of ladder operators of
Section 3 to provide an algebraic construction of these associated functions. Furthermore, we
will also build a subset of them in terms of multivariate polynomials. Finally, we will determine
the action of the ladder operators and of the gl(3) Casimir operator on the associated functions.
Ladder Operators and Hidden Algebras for Shape Invariant. II 9
5.1 Algebraic construction of associated functions
Let us start by noting some equivalences among polynomials of the operators acting on the
ground state,
(H − 2λ)B+Ψ0 = −2gC+Ψ0, (H − 2λ)2B+Ψ0 = 4g2A+Ψ0 ∝ Ψ0,1,0.
Hence (H − 2λ)B+Ψ0 ∝ Ψ0,1,1 and B+Ψ0 ∝ Ψ0,1,2. We would like to extend these results by
showing that
(H − 2λn)2n(B+)nΨ0 ∝ (A+)nΨ0 ∝ Ψ0,n,0,
and more generally that
(H − 2λn)2p(B+)nΨ0
= (B+)n−2p
p∑
q=0
a(n,p)q (A+B+)q(C+)2p−2qΨ0, p = 0, 1, . . . , n, (5.2)
(H − 2λn)2p+1(B+)nΨ0
= (B+)n−2p−1
p∑
q=0
b(n,p)q (A+B+)q(C+)2p+1−2qΨ0, p = 0, 1, . . . , n− 1, (5.3)
for some coefficients a
(n,p)
q and b
(n,p)
q to be determined.
Let us first point out some auxiliary results,
(H − 2λn)(A+)p = (A+)p[H − 2λ(n− p)],
(H − 2λn)(B+)p = (B+)p[H − 2λ(n− p)]− 2pq(B+)p−1C+,
(H − 2λn)(C+)p = (C+)p[H − 2λ(n− p)]− 2pgA+(C+)p−1,
which directly follow from the commutation relations established in Sections 2 and 3.
By acting on (5.2) with (H − 2λn) and identifying the result with equation (5.3), we get the
coefficients b
(n,p)
q in terms of a
(n,p)
r ,
b
(n,p)
0 = −2g(n− 2p)a
(n,p)
0 ,
b(n,p)q = −2g
[
(2p− 2q + 2)a
(n,p)
q−1 + (n− 2p+ q)a(n,p)q
]
, q = 1, 2, . . . , p.
Alternatively, by acting on (5.3) with (H − 2λn) and identifying the result with equation (5.2),
where p is replaced by p+ 1, we find the coefficients a
(n,p+1)
q in terms of b
(n,p)
r ,
a
(n,p+1)
0 = −2g(n− 2p− 1)b
(n,p)
0 ,
a(n,p+1)
q = −2g
[
(2p+ 3− 2q)b
(n,p)
q−1 + (n− 2p+ q − 1)b(n,p)q
]
, q = 1, 2, . . . , p,
a
(n,p+1)
p+1 = −2gb(n,p)p .
On eliminating b
(n,p)
q or a
(n,p)
q between the two sets of relations, we obtain recursion relations
for a
(n,p)
q or b
(n,p)
q ,
a
(n,p+1)
0 = 4g2(n− 2p− 1)(n− 2p)a
(n,p)
0 ,
a
(n,p+1)
1 = 4g2(n− 2p)
[
(4p+ 1)a
(n,p)
0 + (n− 2p+ 1)a
(n,p)
1
]
,
a(n,p+1)
q = 4g2
[
(2p− 2q + 3)(2p− 2q + 4)a
(n,p)
q−2 + (n− 2p+ q − 1)(4p− 4q + 5)a
(n,p)
q−1
+ (n− 2p+ q − 1)(n− 2p+ q)a(n,p)q
]
, q = 2, 3, . . . , p,
a
(n,p+1)
p+1 = 4g2
[
2a
(n,p)
p−1 + (n− p)a(n,p)p
]
,
10 I. Marquette and C. Quesne
and
b
(n,p+1)
0 = 4g2(n− 2p− 2)(n− 2p− 1)b
(n,p)
0 ,
b
(n,p+1)
1 = 4g2(n− 2p− 1)
[
(4p+ 3)b
(n,p)
0 + (n− 2p)b
(n,p)
1
]
,
b(n,p+1)
q = 4g2
[
(2p− 2q + 4)(2p− 2q + 5)b
(n,p)
q−2 + (n− 2p+ q − 2)(4p− 4q + 7)b
(n,p)
q−1
+ (n− 2p+ q − 2)(n− 2p+ q − 1)b(n,p)q
]
, q = 2, 3, . . . , p,
b
(n,p+1)
p+1 = 12g2
[
2b
(n,p)
p−1 + (n− p− 1)b(n,p)p
]
,
respectively.
The solutions of the recursion relations are given by
a(n,p)q = (2g)2p
n!
(n− 2p+ q)!
p!
q!(p− q)!
(2p− 1)!!
(2p− 2q − 1)!!
(5.4)
and
b(n,p)q = (−2g)2p+1 n!
(n− 2p+ q − 1)!
p!
q!(p− q)!
(2p+ 1)!!
(2p− 2q + 1)!!
. (5.5)
At this stage, it is worth noting that in equations (5.2) and (5.3), the summations over q do not
really go from 0 to p because the exponents of the operators have to be nonnegative, hence q
may not be smaller than 2p− n and 2p+ 1− n, respectively. In fact, the summations run from
max(0, 2p−n) to p or max(0, 2p+1−n) to p. This property is accounted for by the presence of
(n− 2p+ q)! or (n− 2p+ q− 1)! in the denominator for a
(n,p)
q or b
(n,p)
q . We may indeed interpret
these factorials as Γ(n− 2p+ q + 1) or Γ(n− 2p+ q), which become infinite for q ≤ 2p− n− 1
or q ≤ 2p− n and produce the vanishing of the corresponding a
(n,p)
q or b
(n,p)
q .
More generally, on applying (Q+)k to both sides of equations (5.2) and (5.3) and taking into
account that [H,Q+] = 4λQ+ and [Q+, A+] = [Q+, B+] = [Q+, C+] = 0, we obtain
[H − 2λ(n+ 2k)]2p(B+)n(Q+)kΨ0
= (B+)n−2p
p∑
q=0
a(n,p)q (A+B+)q(C+)2p−2q(Q+)kΨ0, p = 0, 1, . . . , n,
and
[H − 2λ(n+ 2k)]2p+1(B+)n(Q+)kΨ0
= (B+)n−2p−1
p∑
q=0
b(n,p)q (A+B+)q(C+)2p+1−2q(Q+)kΨ0, p = 0, 1, . . . , n− 1,
so that in particular
[H − 2λ(n+ 2k)]2n(B+)nQ+)kΨ0 = a(n,n)n (A+)n(Q+)kΨ0 ∝ Ψk,n,0. (5.6)
with
a(n,n)n = (2g)2nn!(2n− 1)!!.
This establishes that the dimension of the Jordan blocks is pn = 2n+1 and that the associated
functions can be obtained from the ground state in the form
Ψk,n,m = dk,n[H − 2λ(n+ 2k))]2n−m(B+)n(Q+)kΨ0, m = 1, 2, . . . , 2n. (5.7)
Ladder Operators and Hidden Algebras for Shape Invariant. II 11
Their detailed expressions in terms of the ladder operators are given by
Ψk,n,m =
dk,n(B
+)2µ−n
n−µ∑
q=max(0,n−2µ)
a(n,n−µ)
q (A+B+)q
× (C+)2n−2µ−2q(Q+)kΨ0 if m = 2µ,
dk,n(B
+)2µ+1−n
n−µ−1∑
q=max(0,n−2µ−1)
b(n,n−µ−1)
q (A+B+)q
× (C+)2n−2µ−2q−1(Q+)kΨ0 if m = 2µ+ 1,
(5.8)
where the coefficients are expressed in (5.4) and (5.5), and p has been replaced by n − µ or
n−µ−1, respectively. The additional factor dk,n is a normalization coefficient, whose calculation
will be discussed in Section 6. The construction of the associated functions Ψk,n,m is displayed
in Figure 1.
At this stage, it is worth observing that, in accordance with equations (5.1) and (5.6), the
wavefunctions (2.11) can be alternatively expressed in the form (5.7) or (5.8), with m set equal
to zero. It follows that the normalization coefficients ck,n and dk,n of equations (2.11) and (5.7),
respectively, are connected by the relation
ck,n = dk,na
(n,n)
n = dk,n(2g)
2nn!(2n− 1)!!. (5.9)
5.2 Some associated functions in terms of multivariate polynomials
After presenting an algebraic description of the associated functions, we will now use an alterna-
tive approach wherein some of them will be written in terms of polynomials in the variables z, z̄,
and x3.
To start with, it is useful to introduce a new set of variables,
u = z̄, v = −λz + 2gx3, w = gz̄ − λx3,
which are directly related to the action of the raising operators A+, B+, and C+ on Ψ0,
A+Ψ0 = −2λuΨ0, B+Ψ0 = vΨ0, C+Ψ0 = 2wΨ0.
The Jacobian of the transformation is
∂(u, v, w)
∂(z, z̄, x3)
=
∣∣∣∣∣∣
0 1 0
−λ 0 2g
0 g −λ
∣∣∣∣∣∣ = −λ2
and the inverse transformation writes
z =
1
λ2
(2g2u− λv − 2gw), z̄ = u, x3 =
1
λ
(gu− w).
Furthermore, we may introduce a new operator Dp, defined by
(H − 2λp)Ψ0 = Ψ0Dp,
and whose explicit expression in terms of the new variables is
Dp = 4λ∂2uv − 4g2∂2v + 8λg∂2vw − λ2∂2w + 2λ(u∂u + v∂v + w∂w − p)− 4gw∂v + 2λgu∂w.
12 I. Marquette and C. Quesne
Ψ000 Ψ010
Ψ011
Ψ012
Ψ020
Ψ021
Ψ022
Ψ023
Ψ024
Ψ100 Ψ110
Ψ111
Ψ112
Ψ120
Ψ121
Ψ122
Ψ123
Ψ124
. . .
. . .
. . .
A+
B+
(H − 2λ)
(H − 2λ)
A+
B+
(H − 4λ)
(H − 4λ)
(H − 4λ)
(H − 4λ)
Q+
A+
B+
(H − 2λ)
(H − 2λ)
A+
B+
(H − 4λ)
(H − 4λ)
(H − 4λ)
(H − 4λ)
Q+
A+
A+
Figure 1. Construction of associated states by using ladder operators.
Its action on the monomials ui, vi, and wi is given by
Dpu
i = uiDp + 2λiui−1(2∂v + u),
Dpv
i = viDp + ivi−1
(
4λ∂u − 8g2∂v + 8λg∂w + 2λv − 4gw
)
− 4i(i− 1)g2vi−2,
Dpw
i = wiDp + 2λiwi−1(4g∂v − λ∂w + gu+ w)− i(i− 1)λ2wi−2.
Let us consider the set of functions belonging to a Jordan block with k = 0 and any n (or, in
other words, those belonging to the lower lattice in Figure 1),
Ψ0,n,2n−p = d0,n(H − E0n)
pvnΨ0, p = 0, 1, . . . , 2n,
and introduce the notation
v
(n)
i =
Γ(n+ 1)
Γ(n− i+ 1)
vn−i, i = 0, 1, . . . , n,
Ladder Operators and Hidden Algebras for Shape Invariant. II 13
so that v
(n)
0 = vn, v
(n)
i = n(n− 1) · · · (n− i+ 1)vn−i, with i = 1, 2, . . . , n, and
Dnv
(n)
i = −2λiv
(n)
i − 4gv
(n)
i+1w − 4g2v
(n)
i+2.
Then we obtain
Ψ0,n,2n−p = d0,nΨ0
2p∑
q=[ p+1
2
]
v(n)q f (n,p)q (u,w),
where
f (n,p)q (u,w) =
∑
r,s
α(n,p,q)
r,s urws
is a polynomial of total degree 2p − q and total parity (−1)q in the cubic variable u and the
linear one w. This means that 3r + s ≤ 2p − q and (−1)3r+s = (−1)q. The coefficients α
(n,p,q)
r,s
satisfy the recursion relation
α(n,p+1,q)
r,s = λ
[
2(r + s− q)α(n,p,q)
r,s + 2q(s+ 1)α
(n,p,q)
r−1,s+1 − λ(s+ 1)(s+ 2)α
(n,p,q)
r,s+2
]
+ 4
[
−gα(n,p,q−1)
r,s−1 + 2λg(s+ 1)α
(n,p,q−1)
r,s+1 + λ(r + 1)α
(n,p,q−1)
r+1,s
]
− 4g2α(n,p,q−2)
r,s ,
which can be solved for low values of p and q. Some examples of polynomials f
(n,p)
q (u,w) are
presented in Appendix B.
5.3 Action of the ladder operators and of the gl(3) Casimir operator
on Ψk,n,m
The structure of the functions Ψk,n,m is complicated, but using our algebraic description in terms
of the ladder operators A±, B±, and C± allows us to establish explicit formulas for the action
of these operators.
For A+, we get
A+ψk,n,m = α
(k,n,m)
0 ψk,n+1,m + α
(k,n,m)
1 ψk+1,n−1,m−2,
where the coefficients α
(k,n,m)
0 and α
(k,n,m)
1 are given by
α
(k,n,m)
0 =
dk,n
dk,n+1
1
4g2(n+ 1)(2n+ 1)
, (5.10)
α
(k,n,m)
1 =
{
dk,n
dk+1,n−1
n
2n+1 if m ≥ 2,
0 if m = 0 or 1,
(5.11)
in terms of the normalization coefficients, whose calculation will be discussed in Section 6.
This result can be demonstrated by direct calculations. Let us provide some details on the
proof.
14 I. Marquette and C. Quesne
Case 1: m = 2µ. Assuming n ≥ 2µ, we get
A+Ψk,n,2µ = dk,n(B
+)2µ−n−1
n−µ∑
q=n−2µ
a(n,n−µ)
q (A+B+)q+1(C+)2n−2µ−2q(Q+)kΨ0
= α
(k,n,2µ)
0 dk,n+1(B
+)2µ−n−1
n−µ+1∑
q=n−2µ+1
a(n+1,n−µ+1)
q (A+B+)q(C+)2n−2µ−2q+2(Q+)kΨ0
+ α
(k,n,2µ)
1 dk+1,n−1(B
+)2µ−n−1
[
2
n−µ+1∑
q=n−2µ+2
a
(n−1,n−µ)
q−1 (A+B+)q(C+)2n−2µ−2q+2
−
n−µ∑
q=n−2µ+1
a(n−1,n−µ)
q (A+B+)q(C+)2n−2µ−2q+2
]
(Q+)kΨ0.
By equating both expressions, we obtain the following constraints to be satisfied:
dk,na
(n,n−µ)
n−2µ = α
(k,n,2µ)
0 dk,n+1a
(n+1,n−µ+1)
n−2µ+1 − α
(k,n,2µ)
1 dk+1,n−1a
(n−1,n−µ)
n−2µ+1
if q = n− 2µ+ 1,
dk,na
(n,n−µ)
q−1 = α
(k,n,2µ)
0 dk,n+1a
(n+1,n−µ+1)
q + α
(k,n,2µ)
1 dk+1,n−1
(
2a
(n−1,n−µ)
q−1 − a(n−1,n−µ)
q
)
if n− 2µ+ 2 ≤ q ≤ n− µ,
dk,na
(n,n−µ)
n−µ = α
(k,n)
0 dk,n+1a
(n+1,n−µ+1)
n−µ+1 + 2α
(k,n,2µ)
1 dk+1,n−1a
(n−1,n−µ)
n−µ
if q = n− µ+ 1.
These are fulfilled due to the definitions of α
(k,n,m)
0 , α
(k,n,m)
1 , and a
(n,n−µ)
q . Whenever n < 2µ,
a similar procedure leads to the proof of equations (5.10) and (5.11).
Case 2: m = 2µ+ 1. Assuming n ≥ 2µ+ 1, we get
A+Ψk,n,2µ+1 = dk,n(B
+)2µ−n
n−µ∑
q=n−2µ
b
(n,n−µ−1)
q−1 (A+B+)q(C+)2n−2µ−2q+1(Q+)kΨ0
= α
(k,n,2µ+1
0 dk,n+1(B
+)2µ−n
n−µ∑
q=n−2µ
b(n+1,n−µ)
q (A+B+)q(C+)2n−2µ−2q+1(Q+)kΨ0
+ α
(k,n,2µ+1)
1 dk+1,n−1(B
+)2µ−n
[
2
n−µ∑
q=n−2µ+1
b
(n−1,n−µ−1)
q−1 (A+B+)q(C+)2n−2µ−2q+1
−
n−µ−1∑
q=n−2µ
b(n−1,n−µ−1)
q (A+B+)q(C+)2n−2µ−2q+1
]
(Q+)kΨ0,
thus leading to the following set of constraints by equating similar terms:
dk,nb
(n,n−µ−1)
n−2µ−1 = α
(k,n,2µ+1)
0 dk,n+1b
(n+1,n−µ)
n−2µ − α
(k,n,2µ+1)
1 dk+1,n−1b
(n−1,n−µ−1)
n−2µ
if q = n− 2µ,
dk,nb
(n,n−µ−1)
q−1 = α
(k,n,2µ+1)
0 dk,n+1b
(n+1,n−µ)
q
+ α
(k,n,2µ+1)
1 dk+1,n−1
(
2b
(n−1,n−µ−1)
q−1 − b(n−1,n−µ−1)
q
)
if n− 2µ+ 1 ≤ q ≤ n− µ− 1,
dk,nb
(n,n−µ−1)
n−µ−1 = α
(k,n,2µ+1)
0 dk,n+1b
(n+1,n−µ)
n−µ + 2α
(k,,n,2µ+1)
1 dk+1,n−1b
(n−1,n−µ−1)
n−µ−1
if q = n− µ.
Ladder Operators and Hidden Algebras for Shape Invariant. II 15
These can be shown to be satisfied by using the explicit formulas for α
(k,n,m)
0 , α
(k,n,m)
1 , and
b
(n,n−µ)
q . After considering the case where n < 2µ + 1 in a similar way, the proof of the action
of A+ on the states Ψk,n,m forming Jordan blocks is complete.
The action of B+ and C+ can be obtained in the same way by considering appropriate
subcases for the index and deriving a set of constraints. We will only present the final results:
B+Ψk,n,m = β
(k,n,m)
0 Ψk,n+1,m+2 + β
(k,n,m)
1 Ψk+1,n−1,m,
where
β
(k,n,m)
0 =
dk,n
dk,n+1
(m+ 1)(m+ 2)
2(n+ 1)(2n+ 1)
,
β
(k,nm)
1 =
dk,n
dk+1,n−1
2g2n(2n−m− 1)(2n−m)
2n+ 1
,
and
C+Ψk,n,m = γ
(k,n,m)
0 Ψk,n+1,m+1 + γ
(k,n,m)
1 Ψk+1,n−1,m−1,
where
γ
(k,n,m)
0 = −
dk,n
dk,n+1
m+ 1
2g(n+ 1)(2n+ 1)
,
γ
(k,nm)
1 =
dk,n
dk+1,n−1
2gn(2n−m)
2n+ 1
if m ≥ 1,
0 if m = 0.
The action of the operators A−, B−, and C− is more complicated, because we have to use
their commutation relations with A+, B+, C+, and Q+, given in Sections 2 and 3, but it can
be straightforwardly established. The results are given by
A−Ψk,n,m = ᾱ
(k,n,m)
0 Ψk−1,n+1,m + ᾱ
(k,n,m)
1 Ψk,n−1,m−2,
where
ᾱ
(k,n,m)
0 = −
dk,n
dk−1,n+1
λk
g2(n+ 1)(2n+ 1)
,
ᾱ
(k,n,m)
1 =
−
dk,n
dk,n−1
2λn(2k + 2n+ 1)
2n+ 1
if m ≥ 2,
0 if m = 0 or 1,
B−Ψk,n,m = β̄
(k,n,m)
0 Ψk−1,n+1,m+1 + β̄
(k,n,m)
1 Ψk−1,n+1,m+2
+ β̄
(k,n,m)
2 Ψk,n−1,m−1 + β̄
(k,n,m)
3 Ψk,n−1,m,
where
β̄
(k,n,m)
0 =
dk,n
dk−1,n+1
2k(m+ 1)
(n+ 1)(2n+ 1)
,
β̄
(k,n,m)
1 = −
dk,n
dk−1,n+1
2λk(m+ 1)(m+ 2)
(n+ 1)(2n+ 1)
,
β̄
(k,n,m)
2 =
−
dk,n
dk,n−1
4g2n(2n−m)(2k + 2n+ 1)
2n+ 1
if m ≥ 1,
0 if m = 0,
β̄
(k,n,m)
3 = −
dk,n
dk,n−1
4λg2n(2n−m)(2n−m− 1)(2k + 2n+ 1)
2n+ 1
,
16 I. Marquette and C. Quesne
and
C−Ψk,n,m = γ̄
(k,n,m)
0 Ψk−1,n+1,m + γ̄
(k,n,m)
1 Ψk−1,n+1,m+1
+ γ̄
(k,n,m)
2 Ψk,n−1,m−2 + γ̄
(k,n,m)
3 Ψk,n−1,m−1,
where
γ̄
(k,n,m)
0 =
dk,n
dk−1,n+1
k
g(n+ 1)(2n+ 1)
,
γ̄
(k,n,m)
1 = −
dk,n
dk−1,n+1
2λk(m+ 1)
g(n+ 1)(2n+ 1)
,
γ̄
(k,n,m)
2 =
dk,n
dk,n−1
2gn(2k + 2n+ 1)
2n+ 1
if m ≥ 2,
0 if m = 0 or 1,
γ̄
(k,n,m)
3 =
dk,n
dk,n−1
4λg(2k + 2n+ 1)n(2n−m)
2n+ 1
if m ≥ 1,
0 if m = 0.
Finally, let us consider the action of the gl(3) linear Casimir operator, which, from (4.4),
can be expressed in terms of the operators H, R = A+A−, and V = A+C− + C+A−. From
equation (5.1), it follows that
HΨk,n,m = 2λ(2k + n)Ψk,n,m +Ψk,n,m−1,
while the results obtained above can be combined to yield
RΨk,n,m = −
dk,n
dk−1,n+2
λk
4g4(n+ 1)(n+ 2)(2n+ 1)(2n+ 3)
Ψk−1,n+2,m
− λ(4k + 2n+ 3)
2g2(2n− 1)(2n+ 3)
Ψk,n,m−2
−
dk,n
dk+1,n−2
2λn(n− 1)(2k + 2n+ 1)
(2n− 1)(2n+ 1)
Ψk+1,n−2,m−4
and
VΨk,n,m =
dk,n
dk−1,n+2
k
4g3(n+ 1)(n+ 2)(2n+ 1)(2n+ 3)
Ψk−1,n+2,m
+
4k + 2n+ 3
2g(2n− 1)(2n+ 3)
ψk,n,m−2 +
λ
g
Ψk,n,m−1
+
dk,n
dk+1,n−2
2gn(n− 1)(2k + 2n+ 1)
(2n− 1)(2n+ 1)
Ψk+1,n−2,m−4.
These equations lead to the following action for the linear Casimir operator
(E11 + E22 + E33)Ψk,n,m =
(
2k + n+
3
2
)
Ψk,n,m.
We conclude that, in spite of the presence of Jordan blocks, the Casimir operator has the same
action on their member states as on the eigenstates of the Hermitian harmonic oscillator.
Ladder Operators and Hidden Algebras for Shape Invariant. II 17
6 Construction of an extended biorthogonal basis
The Hamiltonian being pseudo-Hermitian with η = P2, one has to use a new scalar product
[3, 4, 18, 20]
⟨Ψ|η|Φ⟩ = ⟨⟨Ψ|Φ⟩⟩ =
∫
ΨΦd3x.
For the ground state (2.10), for instance, ⟨⟨Ψ0|Ψ0⟩⟩ =
√(
π
λ
)3
. On the other hand, the nondiag-
onalizability of H makes it necessary to add some associated functions to the wavefunctions in
order to complete the Jordan blocks, thereby resulting in a set of functions Ψk,n,m, k, n = 0, 1, . . . ,
m = 0, 1, . . . , 2n. With the corresponding functions Ψ̃k,n,m for H†, they make up an extended
biorthogonal basis, whose scalar product is given by [17, 19]
⟨⟨Ψk,n,m|Ψk′,n′,m′⟩⟩ = ⟨Ψ̃k,n,m|Ψk′,n′,m′⟩ =
∫
Ψk,n,mΨk′,n′,m′ d3x = δk,k′δn,n′δm,2n−m′ .
The purpose of this section is twofold: first, to determine the normalization coefficient dk,n
of the functions Ψk,n,m from the relation
⟨⟨Ψk,n,m|Ψk,n,2n−m⟩⟩ = 1 (6.1)
and second, to check the orthogonality of the functions Ψk,n,m and Ψk,n,m′ with m′ ̸= 2n −m.
In the calculations, we will rely on the commutation relations between A±, B±, C±, Q± and
use the following results:
⟨⟨OΨ0|O′Ψ0⟩⟩ = ⟨Ψ0|O†ηO′|Ψ0⟩,
(A+)†η = −ηA−, (B+)†η = −ηB−, (C+)†η = −ηC−, (Q+)†η = ηQ−,
A−Ψ0 = B−Ψ0 = C−Ψ0 = Q−Ψ0 = 0.
6.1 Calculation of the normalization coefficient
We will first discuss the two special cases where k = 0 or n = 0, then consider the general case.
6.1.1 Case k = 0 and any n
The simplest calculation of d0,n corresponds to m = 0 in (6.1). In such a case, we know from
equations (5.7) and (5.9) that
Ψ0,n,0 = d0,n(2g)
2nn!(2n− 1)!!(A+)nΨ0,
Ψ0,n,2n = d0,n(B
+)nΨ0.
On inserting these expressions in (6.1), it is easy to get the result
⟨⟨Ψ0,n,0|Ψ0,n,2n⟩⟩ = d20,n
(
8g2λ
)n
(n!)2(2n− 1)!!⟨⟨Ψ0|Ψ0⟩⟩,
from which it follows that
d0,n =
[
23n(n!)2(2n− 1)!!λng2n
(π
λ
)3/2
]−1/2
. (6.2)
As a check, we have proved that the conditions
⟨⟨ψ0,n,2µ|ψ0,n,2n−2µ⟩⟩ = ⟨⟨ψ0,n,2µ+1|ψ0,n,2n−2µ−1⟩⟩ = 1 (6.3)
for any allowed µ value, lead to the same value for d0,n as given in (6.2).
18 I. Marquette and C. Quesne
Let us consider, for instance, ⟨⟨ψ0,n,2µ|ψ0,n,2n−2µ⟩⟩ = 1 for n ≥ 2µ (or n ≤ 2n − 2µ) and
provide some key steps in the proof. From
Ψ0,n,2µ = d0,n(B
+)2µ−n
n−µ∑
q=n−2µ
a(n,n−µ)
q (A+B+)q(C+)2n−2µ−2qΨ0
and
Ψ0,n,2n−2µ = d0,n(B
+)n−2µ
µ∑
r=0
a(n,µ)r (A+B+)r(C+)2µ−2rΨ0,
we get
⟨⟨Ψ0,n,2µ|Ψ0,n,2n−2µ⟩⟩ = d20,n(−1)n
n−µ∑
q=n−2µ
µ∑
r=0
a(n,n−µ)
q a(n,µ)r
× ⟨Ψ0|η(C−)2n−2µ−2q(B−)2µ−n+q(A−)q(A+)r(B+)n−2µ+r(C+)2µ−2r|Ψ0⟩,
where
⟨Ψ0|η(C−)2n−2µ−2q(B−)2µ−n+q(A+)r(C+)2µ−2r
[
(A−)q, (B+)n−2µ+r
]
|Ψ0⟩
=
0 if q > n− 2µ+ r,
(−2λ)q
(n− 2µ+ r)!
(n− 2µ+ r − q)!
⟨Ψ0|η(C−)2n−2µ−2q(B−)2µ−n+q
×(A+)r(C+)2µ−2r(B+)n−2µ+r−q|Ψ0⟩ if q ≤ n− 2µ+ r.
This yields
⟨⟨Ψ0,n,2µ|Ψ0,n,2n−2µ⟩⟩ = d20,n(−1)n
n−µ∑
q=n−2µ
µ∑
r=q−n+2µ
a(n,n−µ)
q a(n,µ)r (−2λ)q
(n− 2µ+ r)!
(n− 2µ+ r − q)!
× ⟨Ψ0|η(C−)2n−2µ−2q(B+)n−2µ+r−q(B−)2µ−n+q(A+)r(C+)2µ−2r|Ψ0⟩.
On using
(B−)2µ−n+q(A+)r(C+)2µ−2r|Ψ0⟩
= δr,2µ−n+q
2µ−n+q∑
s=0
22µ−n+q
(
2µ− n+ q
s
)
(2µ− n+ q)!
s!
(2n− 2µ− 2q)!
(2n− 2µ− 2q − s)!
× (−λ)2µ−n+q−sgs(A+)s(C+)2n−2µ−2q−s|Ψ0⟩
and
⟨Ψ0|η(C−)2n−2µ−2q(A+)s(C+)2n−2µ−2q−s|Ψ0⟩
= δs,0(−2λ)2n−2µ−2q(2n− 2µ− 2q)!⟨⟨Ψ0|Ψ0⟩⟩,
we get
⟨⟨Ψ0,n,2µ|Ψ0,n,2n−2µ⟩⟩ = d20,n
n−µ∑
q=n−2µ
a(n,n−µ)
q a
(n,µ)
2µ−n+q(2λ)
n
× q!(2µ− n+ q)!(2n− 2µ− 2q)!⟨⟨Ψ0|Ψ0⟩⟩
Ladder Operators and Hidden Algebras for Shape Invariant. II 19
and, with the explicit values of a
(n,n−µ)
q and a
(n,µ)
2µ−n+q,
⟨⟨Ψ0,n,2µ|Ψ0,n,2n−2µ⟩⟩ = d20,n(2λ)
n(2g)2n(n!)2µ!(n− µ)!(2n− 2µ− 1)!!(2µ− 1)!!
×
n−µ∑
q=n−2µ
Γ(12)
q!(2µ− n+ q)!(n− µ− q)!Γ(n− µ− q + 1
2)
⟨⟨Ψ0|Ψ0⟩⟩.
It only remains to use some standard binomial identity to transform the right-hand side of the
latter equation into that of equation (6.3), which completes the proof for that case. The other
cases can be dealt with in a similar way.
6.1.2 Case n = 0 and any k
In this case, equation (6.1) becomes ⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = 1, where
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0⟨Ψ0|η(Q−)k(Q+)k|Ψ0⟩ = d2k,0⟨Ψ0|η(Q−)k−1
[
Q−, (Q+)k
]
|Ψ0⟩.
From the identity
[Q−, (Q+)k] = 8k(Q+)k−1
[
λH − gV + (2k + 1)λ2
]
− 16k(k − 1)g2(Q+)k−2(A+)2, (6.4)
which can be proved by induction over k, and the identities H|Ψ0⟩ = V |Ψ0⟩ = 0, it follows that
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0⟨Ψ0|η(Q−)k−1
{
a
(k)
1,0(Q
+)k−1 + a
(k)
1,1(Q
+)k−2(A+)2
}
|Ψ0⟩,
with a
(k)
1,0 = 8k(2k+1)λ2 and a
(k)
1,1 = −16k(k−1)g2. Since [Q−, (A+)2]|Ψ0⟩ = −8λA+A−|Ψ0⟩ = 0,
the latter equation can be rewritten as
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0⟨Ψ0|η(Q−)k−2
{
a
(k)
1,0[Q
−, (Q+)k−1] + a
(k)
1,1[Q
−, (Q+)k−2](A+)2
}
|Ψ0⟩.
On using the identity (6.4) again, we get
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0⟨Ψ0|η(Q−)k−2
×
{
a
(k)
2,0(Q
+)k−2 + a
(k)
2,1(Q
+)k−3(A+)2 + a
(k)
2,2(Q
+)k−4(A+)4
}
|Ψ0⟩
for some coefficients a
(k)
2,0, a
(k)
2,1, and a
(k)
2,2.
On pursuing in the same way, we arrive at the relation
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0⟨Ψ0|η(Q−)k−l
min(l,k−l)∑
m=0
a
(k)
l,m(Q+)k−l−m(A+)2m|Ψ0⟩,
where l = 2, 3, . . . , k and a
(k)
l,m are some coefficients. For l = k we are left with
⟨⟨Ψk,0,0|Ψk,0,0⟩⟩ = d2k,0a
(k)
k,0⟨⟨Ψ0|Ψ0⟩⟩,
where a
(k)
k,0 = a
(k)
1,0a
(k−1)
1,0 · · · a(1)1,0 = 8kk!(2k + 1)!!λ2k. We have therefore proved that for any k
dk,0 =
[
8kk!(2k + 1)!!λ2k
(π
λ
)3/2
]−1/2
. (6.5)
20 I. Marquette and C. Quesne
6.1.3 Case any k and any n
Let us now turn ourselves to the general case and consider m = 0 in equation (6.1). We plan to
prove that provided the three following results
T1 ≡ ⟨Ψ0|η(Q−)k−1(A−)n(A+)2(B+)n(Q+)k−2|Ψ0⟩ = 0,
T2 ≡ ⟨Ψ0|η(Q−)k−1(A−)nA+(B+)n−1(Q+)k−1|Ψ0⟩ = 0,
T3 ≡ ⟨Ψ0|η(Q−)k−1(A−)n(B+)n−2(Q+)k|Ψ0⟩ = 0
are true, then
⟨⟨Ψk,n,0|Ψk,n,2n⟩⟩ = d2k,n8
k+n2k(n!)2(2n− 1)!!(1)k
(
2n+ 3
2
)
k
g2nλ2k+n⟨⟨Ψ0|Ψ0⟩⟩, (6.6)
thus leading to the general expression
dk,n =
[
8k+nk!(n!)2(2n+ 1)−1(2n+ 2k + 1)!!g2nλ2k+n
(π
λ
)3/2
]−1/2
. (6.7)
for the normalization coefficient.
We note that equation (6.7) agrees with equation (6.2) obtained for k = 0 (as well as with
equation (6.5) derived for n = 0). Let us show that if equation (6.7) is valid for k−1 and any n,
and T1 = T2 = T3 = 0, then it will be valid for k and n.
On starting from
Ψk,n,0 = dk,n(2g)
2nn!(2n− 1)!!(A+)n(Q+)kΨ0
and
Ψk,n,2n = dk,n(B
+)n(Q+)kΨ0,
we get
⟨⟨Ψk,n,0|Ψk,n,2n⟩⟩ = d2k,n(2g)
2nn!(2n− 1)!!⟨Ψ0|
[
(A+)n(Q+)k−1
]†
ηQ−(B+)n(Q+)k|Ψ0⟩.
The identity
[Q−, (B+)n] = −4nλ(B+)n−1B− − 4ng(B+)n−1C− − 4n(n− 1)g2(B+)n−2,
which is easily proved by induction over n, leads to
Q−(B+)n(Q+)k|Ψ0⟩ =
[
(B+)nQ− − 4nλ(B+)n−1B− − 4ng(B+)n−1C−
− 4n(n− 1)g2(B+)n−2
]
(Q+)k|Ψ0⟩
or
Q−(B+)n(Q+)k|Ψ0⟩
=
[
8λ2k(2n+ 2k + 1)(B+)n(Q+)k−1 − 16g2k(k − 1)(A+)2(B+)n(Q+)k−2
− 16g2knA+(B+)n−1(Q+)k−1 − 4g2n(n− 1)(B+)n−2(Q+)k
]
|Ψ0⟩,
where, in the last step, we used
Q−(Q+)k|Ψ0⟩ =
[
8λ2k(2k + 1)(Q+)k−1 − 16g2k(k − 1)(A+)2(Q+)k−2
]
|Ψ0⟩,
B−(Q+)k|Ψ0⟩ =
[
−4λkB+(Q+)k−1 − 4gkC+(Q+)k−1
]
|Ψ0⟩,
C−(Q+)k|Ψ0⟩ =
[
4gkA+(Q+)k−1 + 4λkC+(Q+)k−1
]
|Ψ0⟩,
Ladder Operators and Hidden Algebras for Shape Invariant. II 21
also demonstrated by induction over k. This yields
⟨⟨Ψk,n,0|Ψk,n,2n⟩⟩
= d2k,n(2g)
2nn!(2n− 1)!!
{
8λ2k(2n+ 2k + 1)⟨Ψ0|η(Q−)k−1(A−)n(B+)n(Q+)k−1|ψ0⟩
− 16g2k(k − 1)T1 − 16g2knT2 − 4g2n(n− 1)T3
}
= d2k,n(2g)
2nn!(2n− 1)!!8λ2k(2n+ 2k + 1)
⟨⟨Ψk−1,n,0|Ψk−1,n,2n⟩⟩
d2k−1,n(2g)
2nn!(2n− 1)!!
,
which amounts to equation (6.6) under the assumptions made.
6.2 Orthogonality of the basis
Let us start with the simplest case with k = 0 and n = 1. The corresponding Jordan block is
spanned by the three states
Ψ0,1,0 = d0,14g
2A+Ψ0, Ψ0,1,1 = d0,1(−2g)C+Ψ0, Ψ0,1,2 = d0,1B
+Ψ0,
where use has been made of equations (5.4), (5.5), (5.8), and
d0,1 =
[
8λg2
(π
λ
)3/2
]−1/2
in accordance with equation (6.2). Direct calculations, as explained at the beginning of this
section, lead to the following results
⟨⟨Ψ0,1,0|Ψ0,1,0⟩⟩ = ⟨⟨Ψ0,1,0|Ψ0,1,1⟩⟩ = ⟨⟨Ψ0,1,2|Ψ0,1,2⟩⟩ = 0,
⟨⟨Ψ0,1,1|Ψ0,1,2⟩⟩ =
1
2λ
,
which show that the three states do not form an orthogonal basis, as it was expected. It is
therefore necessary to orthogonalize it, which amounts to going from Ψ0,1,m to Φ0,1,m, defined by
Φ0,1,0 = Ψ0,1,0,
Φ0,1,1 = Ψ0,1,1 −
1
2λ
Ψ0,1,0,
Φ0,1,2 = Ψ0,1,2,
and such that ⟨⟨Φ0,1,m|Φ0,1,m′⟩⟩ = δm,2−m′ for m,m′ = 0, 1, 2.
We have studied in the same way some other Jordan blocks and constructed, from the Ψk,n,m
functions, new functions Φk,n,m satisfying the condition
⟨⟨Φk,n,m|Φk′,n′,m′⟩⟩ = δk,k′δn,n′δm,2n−m′ .
For k = 0 and n = 2, for instance,
Φ0,2,0 = Ψ0,2,0,
Φ0,2,1 = Ψ0,2,1 −
1
2λ
Ψ0,2,0,
Φ0,2,2 = Ψ0,2,2 +
1
6λ2
Ψ0,2,0 −
1
2λ
Ψ0,2,1,
Φ0,2,3 = Ψ0,2,3 +
1
48λ3
Ψ0,2,0 −
1
24λ2
Ψ0,2,1,
Φ0,2,4 = Ψ0,2,4,
22 I. Marquette and C. Quesne
while, for k = 0 and n = 3,
Φ0,3,0 = Ψ0,3,0,
Φ0,3,1 = Ψ0,3,1 −
1
2λ
Ψ0,3,0,
Φ0,3,2 = Ψ0,3,2 +
3
20λ2
Ψ0,3,0 −
1
2λ
Ψ0,3,1,
Φ0,3,3 = Ψ0,3,3 −
1
30λ3
Ψ0,3,0 +
3
20λ2
Ψ0,3,1 −
1
2λ
Ψ0,3,2,
Φ0,3,4 = Ψ0,3,4 −
1
300λ4
Ψ0,3,0 +
1
60λ3
Ψ0,3,1 −
1
20λ2
Ψ0,3,2,
Φ0,3,5 = Ψ0,3,5,
Φ0,3,6 = Ψ0,3,6.
In this section, we have pointed out that the associated functions of the Jordan blocks for
nondiagonalizable non-Hermitian Hamiltonians require much more involved calculations when
going from two to three dimensions. The use of new ladder operators has, nevertheless, allowed
us to conjecture the form of their general normalization coefficient and to enhance the need for
an orthogonalization of the basis.
7 Conclusion
In the present paper, we have demonstrated that three sets of canonical ladder operators exist
for the three-dimensional nonseparable and nondiagonalizable pseudo-Hermitian oscillator of [2].
They can be introduced from their action on the wavefunctions belonging to the lower lattice in
Figure 1.
These ladder operators have allowed us to show the existence of a nine-dimensional hidden
symmetry algebra, which can be written in terms of gl(3) generators. The latter can be expressed
in terms of bosonic operators in a nonstandard realization, which serve to embed gl(3) into
an sp(6) algebra, as well as into an osp(1/6) superalgebra. Furthermore, we have connected the
hidden symmetry algebra with the integrals responsible for the superintegrability of the model
and established that the latter generate a cubic algebra.
The ladder operators have served to construct the associated functions completing the Jordan
blocks, whose dimension has been established. We have also presented the action of these ladder
operators on the associated functions, proved that the latter are eigenfunctions of the gl(3) linear
Casimir operator, and written a subset of associated functions as multivariate polynomials.
Finally, we have studied in detail the construction of an extended biorthogonal basis and
shown that its structure is more complicated than that considered in [15] for the corresponding
two-dimensional model. Nevertheless, we have been able to conjecture the form of the associated
function normalization coefficient and to establish the need for an orthogonalization of the basis.
The results obtained here point out some similarities between the present pseudo-Hermitian
oscillator and the usual three-dimensional oscillator, but also indicate their very different nature.
The method established in this paper may allow a broader understanding of these pseudo-
Hermitian models. So far, only particular examples have been considered and no classification
has been provided. Our understanding of the underlying hidden symmetry algebra may allow
to provide other ideas to obtain and classify such models. Studies of supersymmetric quantum
mechanics, superintegrability, separation of variables and hidden algebra have been restricted
mostly to models whose states are eigenstates of the Hamiltonian. The present paper points out
that models with Jordan blocks have features that make them interesting from a mathematical
physics perspective. Among open problems, there is the application of those methods to pseudo-
Hermitian anharmonic oscillator models [9].
Ladder Operators and Hidden Algebras for Shape Invariant. II 23
A gl(3) generators in terms of ladder operators
The purpose of this appendix is to list the expressions of the gl(3) generators Eij in terms of
the ladder operators A±, B±, and C±:
E11 = − 1
2λ
C+C− +
1
2
,
E22 =
λ
2g2
B+B− +
1
2λ
C+C− +
1
2g
(B+C− + C+B−) +
1
2
,
E33 = − g2
2λ3
A+A− − λ
2g2
B+B− − 1
2λ
C+C− − 1
2λ
(A+B− +B+A−)
− g
2λ2
(A+C− + C+A−)− 1
2g
(B+C− + C+B−) +
1
2
,
E12 = i
(
1
2λ
C+C− +
1
2g
C+B−
)
,
E21 = i
(
1
2λ
C+C− +
1
2g
B+C−
)
,
E13 = − 1
2λ
C+C− − 1
2g
C+B− − g
2λ2
C+A−,
E31 = − 1
2λ
C+C− − 1
2g
B+C− − g
2λ2
A+C−,
E23 = i
(
λ
2g2
B+B− +
1
2λ
C+C− +
1
2λ
B+A− +
1
2g
B+C− +
g
2λ2
C+A− +
1
2g
C+B−
)
,
E32 = i
(
λ
2g2
B+B− +
1
2λ
C+C− +
1
2λ
A+B− +
1
2g
C+B− +
g
2λ2
A+C− +
1
2g
B+C−
)
.
B Polynomials fn,p
q (u,w) for some low values of p and q
The purpose of this appendix is to list some examples of polynomials fn,pq (u,w), introduced in
Section 5.2.
For p = 1:
q = 1, f
(n,1)
1 = −4gw,
q = 2, f
(n,1)
2 = −4g2.
For p = 2:
q = 1, f
(n,2)
1 = −8g2λu,
q = 2, f
(n,2)
2 = 16g2(w2 − λ),
q = 3, f
(n,2)
3 = 32g3w,
q = 4, f
(n,2)
4 = 16g4.
For p = 3:
q = 2, f
(n,3)
2 = 96g3λuw,
q = 3, f
(n,3)
3 = −32g3
(
−3λgu+ 2w3 − 6λw
)
,
q = 4, f
(n,3)
4 = −192g4
(
w2 − λ
)
,
q = 5, f
(n,3)
5 = −192g5w,
q = 6, f
(n,3)
6 = −64g6.
24 I. Marquette and C. Quesne
Acknowledgments
I. Marquette was supported by Australian Research Council Future Fellowhip FT180100099.
C. Quesne was supported by the Fonds de la Recherche Scientifique - FNRS under Grant Number
4.45.10.08.
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1 Introduction
2 Shape invariant model with quadratic complex interaction
3 Construction of additional sets of ladder operators
4 Construction of the hidden symmetry algebra
4.1 Connection with gl(3) and bosonic operators
4.2 Superintegrability and cubic algebra
5 Nondiagonalizability and construction of associated functions
5.1 Algebraic construction of associated functions
5.2 Some associated functions in terms of multivariate polynomials
5.3 Action of the ladder operators and of the gl(3) Casimir operator on Psi_{k,n,m}
6 Construction of an extended biorthogonal basis
6.1 Calculation of the normalization coefficient
6.1.1 Case k=0 and any n
6.1.2 Case n=0 and any k
6.1.3 Case any k and any n
6.2 Orthogonality of the basis
7 Conclusion
A gl(3) generators in terms of ladder operators
B Polynomials f_q^{n,p}(u,w) for some low values of p and q
References
|
| id | nasplib_isofts_kiev_ua-123456789-211540 |
| institution | Digital Library of Periodicals of National Academy of Sciences of Ukraine |
| issn | 1815-0659 |
| language | English |
| last_indexed | 2026-03-17T09:27:48Z |
| publishDate | 2022 |
| publisher | Інститут математики НАН України |
| record_format | dspace |
| spelling | Marquette, Ian Quesne, Christiane 2026-01-05T12:30:23Z 2022 Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model. Ian Marquette and Christiane Quesne. SIGMA 18 (2022), 005, 24 pages 1815-0659 2020 Mathematics Subject Classification: 81Q05; 81Q60; 81R12; 81R15 arXiv:2010.15276 https://nasplib.isofts.kiev.ua/handle/123456789/211540 https://doi.org/10.3842/SIGMA.2022.005 A shape invariant nonseparable and nondiagonalizable three-dimensional model with quadratic complex interaction was introduced by Bardavelidze, Cannata, Ioffe, and Nishnianidze. However, the complete hidden symmetry algebra and the description of the associated states that form Jordan blocks remain to be studied. We present a set of six operators { ⁺⁻, ⁺⁻, ⁺⁻} that can be combined to build a (3) hidden algebra. The latter can be embedded in an (6) algebra, as well as in an (1/6) superalgebra. The states associated with the eigenstates and making Jordan blocks are induced in different ways by combinations of operators acting on the ground state. We present the action of these operators and study the construction of an extended biorthogonal basis. These rely on establishing various nontrivial polynomial and commutator identities. We also make a connection between the hidden symmetry and the underlying superintegrability property of the model. Interestingly, the integrals generate a cubic algebra. This work demonstrates how various concepts that have been applied widely to Hermitian Hamiltonians, such as hidden symmetries, superintegrability, and ladder operators, extend to the pseudo-Hermitian case with many differences. I. Marquette was supported by the Australian Research Council Future Fellowship FT180100099. C. Quesne was supported by the Fonds de la Recherche Scientifique- FNRS under Grant Number 4.45.10.08. en Інститут математики НАН України Symmetry, Integrability and Geometry: Methods and Applications Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model Article published earlier |
| spellingShingle | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model Marquette, Ian Quesne, Christiane |
| title | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model |
| title_full | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model |
| title_fullStr | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model |
| title_full_unstemmed | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model |
| title_short | Ladder Operators and Hidden Algebras for Shape Invariant Nonseparable and Nondiagonalizable Modelswith Quadratic Complex Interaction. II. Three-Dimensional Model |
| title_sort | ladder operators and hidden algebras for shape invariant nonseparable and nondiagonalizable modelswith quadratic complex interaction. ii. three-dimensional model |
| url | https://nasplib.isofts.kiev.ua/handle/123456789/211540 |
| work_keys_str_mv | AT marquetteian ladderoperatorsandhiddenalgebrasforshapeinvariantnonseparableandnondiagonalizablemodelswithquadraticcomplexinteractioniithreedimensionalmodel AT quesnechristiane ladderoperatorsandhiddenalgebrasforshapeinvariantnonseparableandnondiagonalizablemodelswithquadraticcomplexinteractioniithreedimensionalmodel |