Weak turbulence of Kelvin waves in superfluid He
Physics of small-scale quantum turbulence in superfluids is essentially based on the knowledge of the energy spectrum of Kelvin waves, Ek₋. In our paper, we derive a new type of kinetic equation for Kelvin waves on quantized vortex filaments with random large-scale curvature which describes a step-b...
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nasplib_isofts_kiev_ua-123456789-1174452025-02-09T23:20:08Z Weak turbulence of Kelvin waves in superfluid He L’vov, V. S. Nazarenko, S. К 80-летию со дня рождения В.Г. Барьяхтара Physics of small-scale quantum turbulence in superfluids is essentially based on the knowledge of the energy spectrum of Kelvin waves, Ek₋. In our paper, we derive a new type of kinetic equation for Kelvin waves on quantized vortex filaments with random large-scale curvature which describes a step-by-step energy cascade over scales caused by five-wave interactions. This approach replaces the previously used six-wave theory, which was recently shown to be inconsistent due to nonlocality. Solving the four-wave kinetic equation, we found a new local spectrum with a universal (curvature-independent) exponent, Ek∝k⁻⁵/³, which must replace the nonlocal spectrum of the six-wave theory, Ek∝k⁻⁷/⁵ in future theory, e.g., in finding the quantum turbulence decay rate, found by Kosik and Svistunov under wrong assumption of the locality of energy transfer in the sixwave interactions. We thank J. Laurie and O. Rudenko for help in the evaluation of the effective interaction coefficient. We acknowledge support of the US-Israel Binational Scientific Foundation administrated by the Israeli Academy of Science, and of the EC — Research Infrastructures under the FP7 Capacities Specific Programme, MICROKELVIN project number 228464. 2010 Article Weak turbulence of Kelvin waves in superfluid He / V. S. L’vov, S. Nazarenko // Физика низких температур. — 2010. — Т. 36, № 8-9. — С. 986–993. — Бібліогр.: 23 назв. — англ. 0132-6414 PACS: 67.25.dk, 47.37.+q, 45.10.Hj, 47.10.Df https://nasplib.isofts.kiev.ua/handle/123456789/117445 en Физика низких температур application/pdf Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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К 80-летию со дня рождения В.Г. Барьяхтара К 80-летию со дня рождения В.Г. Барьяхтара |
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К 80-летию со дня рождения В.Г. Барьяхтара К 80-летию со дня рождения В.Г. Барьяхтара L’vov, V. S. Nazarenko, S. Weak turbulence of Kelvin waves in superfluid He Физика низких температур |
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Physics of small-scale quantum turbulence in superfluids is essentially based on the knowledge of the energy spectrum of Kelvin waves, Ek₋. In our paper, we derive a new type of kinetic equation for Kelvin waves on quantized vortex filaments with random large-scale curvature which describes a step-by-step energy cascade over scales caused by five-wave interactions. This approach replaces the previously used six-wave theory, which was recently shown to be inconsistent due to nonlocality. Solving the four-wave kinetic equation, we found a new local spectrum with a universal (curvature-independent) exponent, Ek∝k⁻⁵/³, which must replace the nonlocal spectrum of the six-wave theory, Ek∝k⁻⁷/⁵ in future theory, e.g., in finding the quantum turbulence decay rate, found by Kosik and Svistunov under wrong assumption of the locality of energy transfer in the sixwave interactions. |
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Article |
| author |
L’vov, V. S. Nazarenko, S. |
| author_facet |
L’vov, V. S. Nazarenko, S. |
| author_sort |
L’vov, V. S. |
| title |
Weak turbulence of Kelvin waves in superfluid He |
| title_short |
Weak turbulence of Kelvin waves in superfluid He |
| title_full |
Weak turbulence of Kelvin waves in superfluid He |
| title_fullStr |
Weak turbulence of Kelvin waves in superfluid He |
| title_full_unstemmed |
Weak turbulence of Kelvin waves in superfluid He |
| title_sort |
weak turbulence of kelvin waves in superfluid he |
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Фізико-технічний інститут низьких температур ім. Б.І. Вєркіна НАН України |
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2010 |
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К 80-летию со дня рождения В.Г. Барьяхтара |
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https://nasplib.isofts.kiev.ua/handle/123456789/117445 |
| citation_txt |
Weak turbulence of Kelvin waves in superfluid He / V. S. L’vov, S. Nazarenko // Физика низких температур. — 2010. — Т. 36, № 8-9. — С. 986–993. — Бібліогр.: 23 назв. — англ. |
| series |
Физика низких температур |
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AT lvovvs weakturbulenceofkelvinwavesinsuperfluidhe AT nazarenkos weakturbulenceofkelvinwavesinsuperfluidhe |
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2025-12-01T16:37:05Z |
| last_indexed |
2025-12-01T16:37:05Z |
| _version_ |
1850324583717011456 |
| fulltext |
© Victor S. L’vov and Sergey Nazarenko, 2010
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9, p. 986–993
Weak turbulence of Kelvin waves in superfluid He
Victor S. L’vov1,3 and Sergey Nazarenko2
1Department of Chemical Physics, The Weizmann Institute of Science, Rehovot 76100, Israel
2Mathematics Institute, Warwick University, Coventry, CV4 7AL, UK
3Theoretical Department, Institute for Magnetism, National Academy of Sciences of Ukraine, Kiev, Ukraine
E-mail: victor.lvov@weizmann.ac.il
Received January 21, 2010
Physics of small-scale quantum turbulence in superfluids is essentially based on the knowledge of the energy
spectrum of Kelvin waves, .kE In our paper, we derive a new type of kinetic equation for Kelvin waves on
quantized vortex filaments with random large-scale curvature which describes a step-by-step energy cascade
over scales caused by five-wave interactions. This approach replaces the previously used six-wave theory, which
was recently shown to be inconsistent due to nonlocality. Solving the four-wave kinetic equation, we found a
new local spectrum with a universal (curvature-independent) exponent, 5/3
kE k−∝ , which must replace the
nonlocal spectrum of the six-wave theory, 7/5
kE k−∝ in future theory, e.g., in finding the quantum turbulence
decay rate, found by Kosik and Svistunov under wrong assumption of the locality of energy transfer in the six-
wave interactions.
PACS: 67.25.dk Vortices and turbulence;
47.37.+q Hydrodynamic aspects of superfluidity; quantum fluids;
45.10.Hj Perturbation and fractional calculus methods;
47.10.Df Hamiltonian formulations.
Keywords: turbulence, superfluid, Kelvin wave.
1. Physical background
Turbulence in superfluids [1,2] is one of most fascina-
ting natural phenomena where transition from the laws of
classical physics to the quantum laws occurs gradually as
energy passes from large to small scales along the turbu-
lent cascade. Such a coexistence of the classical and quan-
tum physics in the same system and their interplay is a
fundamental consequence of absence of viscosity, the role
of with in classical turbulence is to quench the energy cas-
cades at scales which are still large enough to be classical.
In superfluids, on the other hand, when temperature is
close to the absolute zero, such quenching mechanism is
absent, and the energy flux unavoidably reaches the scales
where the quantization of the vortex circulation (disco-
vered by Feynman [3]) is essential. Recently, there have
been significant advances in experimental techniques al-
lowing studies of turbulence in various systems such as
3He [4,5], 4He [6,7] and Bose–Einstein condensates of
supercold atoms [8,9]. Often, experimental devices are not
small enough to probe the transitional and quantum scales
directly. For this reason, an impressive progress in numeri-
cal simulations [10,11] is very important because they give
access to characteristics of turbulence yet unavailable ex-
perimentally. In zero-temperature limit, one of the most
interesting questions is the nature of the energy dissipation,
namely the mechanisms of transfer the energy down to the
tiny (almost atomic) scales where vortices can radiate their
energy away by emitting phonons.
A commonly accepted model of superfluid turbulence
comprises a randomly moving tangle of quantized vortex
lines which can be characterized by the mean intervortex
distance and the vortex core radius .a The vortex
core radius has an atomic size and the conventional de-
scription used for fluid media fails within such a core.
There are two approaches to deal with the vortex core.
First one is a «microscopic» model in which the core is
resolved: it is based on the Gross–Pitaevski equation,
2 2| | = 0,
t
∂Ψ
+∇ Ψ −Ψ Ψ
∂
(1)
where Ψ is so-called condensate wave function. This
model is systematically derived for the Bose–Einstein con-
densates in super-cold atoms, but not for the liquid helium.
Nevertheless, it is frequently used for describing superfluid
flows in helium because it contains several essential fea-
tures of such superfluids, i.e., vortex quantization, acoustic
Weak turbulence of Kelvin waves in superfluid He
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9 987
waves (phonons) in presence of a condensate, and it de-
scribes a gradual (nonsingular) reconnection of vortex lines.
However, the Gross–Pitaevski equation can be costly to
study, and one often resorts to using so-called Biot–Savart
formulation in the Euler equations for the ideal classical
fluids, exploiting the fact that far away from the vortex
cores the Gross–Pitaevski dynamics is isomorphic to the
ideal classical flow via the Madelung transformation. In
the Biot–Savart model, the vortices are postulated via a
cutoff in the equations for the vortex line elements. Name-
ly, the equations used are
3
( )= ,
4 | |
dκ × −
π −∫
s r sr
r s
(2)
with a cutoff at the core radius a , i.e., integrating over the
range | |> .a−r s Here κ is the circulation quantum. In
what follows, we will base on the Biot–Savart model.
Naturally, at scales L the discreteness is unimpor-
tant and they can be described classically with the ener-
gy flux toward smaller scales by the celebrated Richard-
son–Kolmogorov cascade. Then the energy is transferred
through the crossover scale by some complicated me-
chanisms [17–19], thereby exciting smaller scales < < aλ
which propagate along the individual vortex filaments as
waves. These were predicted by Lord Kelvin more than
one century ago [12] and experimentally observed in su-
perfluid 4He about 50 years ago. It is believed that Kelvin
waves (KWs) play a crucial role in superfluid dynamics,
transferring energy from to a much smaller scale, where
it can dissipate via emission of bulk phonons. In a wide
range of scales KWs are weakly nonlinear and can be
treated within the theory of weak-wave turbulence [16].
Such an approach for KWs was initiated in [13] where a
six-wave kinetic equation (KE) was presented, and a KW
spectrum was obtained from this equation based on a di-
mensional analysis, 7/5( )KSE k k−∝ . Dimensional analysis
of the KE is based on the assumption that all integrals in
the collision term are converges. Physically it means that
the energy transfer over scales can be considered as step-
by-step cascade, in which energy to a given range of wave-
vectors k comes from the smaller k ′ of the same order
of magnitude and is transferred toward larger ,k ′′ again
of the order of .k This assumption, firstly suggested in
1941 by Kolmogorov for hydrodynamical turbulence is
often called «locality of the energy transfer». Spectrum
7/5( )KSE k k−∝ was subsequently used in theoretical con-
structions in superfluid turbulence, e.g., to describe the
classical-quantum crossover range of scales and to explain
the dissipation rate in the superfluid turbulence [17–20].
However, it was recently shown in [14] that this spectrum
is nonlocal and, therefore, nonrealizable. This crucial lo-
cality check was only possible after a highly nontrivial
calculation of the six-wave interaction coefficient done in
Ref. 14 which took into account previously omitted impor-
tant contributions and which yielded explicit relations for
this coefficient in relevant asymptotical limits.
In this paper, we exploit the consequences of the nonlo-
cality of the 6-wave theory, and replace the latter with a
new local 5-wave theory of KW turbulence. Our 5-wave
theory arises from the 6-wave theory (completed in [14])
in the strongly nonlocal case, when one of the waves in
the sextet is much longer than the other five and corres-
ponds to the outer scale — infra-red (IR) cutoff. We derive
a new spectrum of the KW turbulence which is local, and
which must be used in future for revising the parts of the
superfluid turbulence where the nonlocal spectrum of the
6-wave theory has previously been used.
2. On statistical description of weak-wave turbulence
Weak-wave turbulence refers to a class of strongly non-
equilibrium statistical systems consisting of a large number
of excited weakly nonlinear waves in nondissipative (Ha-
miltonian) dispersive media [16]. Such systems comprise a
unique example where strongly nonequilibrium statistics
can be addressed systematically, and states analogous to
Kolmogorov–Richardson cascades of classical turbulence
can be obtained analytically. Let us briefly overview the
theory of weak-wave turbulence with application to the
five- and six-wave systems (three- and four-wave
processes are absent for KWs) starting from a classical
Hamiltonian equation for the complex canonical amplitude
of waves ( , )a a t≡k k and a∗k (classical analogues of the
Bose-operators of particle creations and annihilation) with
a wavevector :k
= .
a
i
t a∗
∂ δ
∂ δ
k
k
H (3)
Here H is a Hamiltonian which for the wave systems is
free int free= ; = ,k a a d∗+ ω∫ k k kH H H H (4)
where kω is the wave frequency. For KWs
2= / 4k kω Λκ π where κ is the circulation quantum.
intH is an effective interaction Hamiltonian for KWs,
propagating along straight vortex line, that is equal to
2,3,4 2,3,4
1 3 1 4 1 2 3 41 1
1= [ c.c.]
6
d d V a a a a∗ ∗ ∗
↔ δ +∫ k k…H (5)
for four-wave systems or
4,5,6 4,5,6
3 3 1 6 1 2 3 4 5 61,2,3 1,2,3
1=
36
d d W a a a a a a∗ ∗ ∗
↔ δ∫ k k…H (6)
for six-wave systems. Here we use shorthand notations:
,j j
a a≡ k = | |,j jk k 3,4,5
1 2 3 4 51,2 ( )δ ≡ δ + − − −k k k k k
and 4,5,6
1 2 3 4 5 61,2,3 ( ).δ ≡ δ + + − − −k k k k k k
These equations effectively describe weakly nonlinear
waves of any nature [16], using only relevant dynamical
Victor S. L’vov and Sergey Nazarenko
988 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9
information, that presents in the system Hamiltonian .H
The main technical problem is to find H for a particular
complicated physical system. Fortunately, in case of KWs
this cumbersome job was done for us and for general read-
er in Ref. 14.
Statistical description of weakly interacting waves can
be reached [16] in terms of the KE
( , ) = St( , ),n t t
t
∂
∂
k k (7)
for the waveaction spectrum ( , )n tk , defined by
( , ) ( , ) = ( , ) ( ),a t a t n t∗ ′ ′δ −k k k k k
where … stands for the ensemble averaging. The colli-
sion integral St ( , )tk can be found in various ways [16],
including the Golden Rule widely used in quantum me-
chanics. For the five- and six-wave processes we have,
respectively,
{ 1,2,3 1,2,3 1,2,32
1 3 1 3St = | |
12
d d V↔
π
δ ×∫ k k kk k… N
1 2 3( )×δ ω −ω −ω −ω +k
},2,3 ,2,3 ,2,32
1 2 31 1 13| | ( ) ,V+ δ δ ω −ω −ω −ωk k k
kN (8)
2,3,4 1 1 1 1
1 2 3 4 1 2 3 41 ( );n n n n n n n n− − − −≡ − − −N
4,5,6 4,5,62
3 3 1 5 ,1,3 ,1,3St | |
12
d d W↔
π
= δ ×∫ k kk k…
1 2 3 4 5 1 2 3 4 5( )n n n n n n×δ ω +ω +ω −ω −ω −ω ×k k
1 1 1 1 1 1
1 2 3 4 5 6( ) .n n n n n n− − − − − −× + + − − − (9)
Scaling solutions of these KE's can be found under two
conditions satisfied for various wave systems, e.g., gravity
and capillary waves on the fluid surface, Langmuir and
ion-sound waves in plasma, etc. [16].
Scale-invariance of the wave system, when the fre-
quency of waves and the interaction coefficients are ho-
mogeneous functions of wave vectors:
2 1 2 3 4 5( ) = ( ), ( , ; , , )k k Vαω λ λ ω λ λ λ λ λ ≡k k k k k
5 1 2 3 4 5( , ; , , ),Vα≡ λ k k k k k
and a similar relationship for 4,5,6
1,2,3W with an index 6α .
Interaction locality, in a sense that the main contribu-
tion to the energy balance of a given k-wave (with wave-
vector )k originates from its interaction with k′-waves
with .k k′∼ Mathematically it means that all integrals
over 1,k 2 ,k etc. in the KE’s (7)–(9) converge, and there-
fore in the scale-invariant case the leading contribution to
the collision integral indeed originates from the regions
2 ,k k∼ 3 ,k k∼ etc. Note that nonlocal spectra are not
solutions of the KE’s (7)–(9) and, therefore, physically
irrelevant.
In the scale-invariant wave systems one seeks for the
scale-invariant solutions of the KE’s:
( ) = ,xn k Ak− (10)
where A is a dimensional number. To find the scaling
index x for turbulent spectra with a constant energy flux
over scales, we note that all KE’s (7)–(9) conserve the total
energy of the wave system,
= 0, , .dE E E d E n
dt
≡ ≡ ω∫ k k k kk
Therefore the k-space energy density, ,Ek satisfies a con-
tinuity equation:
= 0 .k kE
t k
∂ ∂ε
+
∂ ∂
Here kε is the energy flux over scales, expressed via an
integral over sphere of radius :k
<
= St( , ) .k k
k k
d k t′
′
′ ′ε ω∫ k
Under the assumption of the interaction locality, one es-
timates the d-dimensional integral d∫ k as dk , the interac-
tion coefficients
2,3,4 , , 4
1 ,k k k
kV V Vkα∼ ∼
4,5,6 , , 6
1,2,3 , , ,k k k
k k kW W Wkα∼ ∼ (11)
and =
xp
k pn A k
−
(for the p-wave interactions). There-
fore:
4 2 45 55( ) ( ) , 2 3 scattering; xd
k k V k A kα −ε ⇔∼
5 2 56 66( ) ( ) , 3 3 scattering .xd
k k W k A kα −ε ⇔∼ (12)
For the spectra of turbulence with a constant energy flux
= =kε ε const, i.e., 0.k kε ∝ For the p-wave process this
gives the scaling exponent of ( ),n k ,px and the energy
scaling exponent ,py ( )
y pE k k
−
∝ :
2
2
= , = .
1
p
p p px d y x
p
α
+ −α
−
(13)
In fact, these expressions are valid for any > 2p . For the
three- and the four-wave processes (with p = 3 and p = 4)
this gives the well-known results, see, e.g., Ref. 16. Note
however, that the 4-wave 1↔3 is considered here for the
first time, and it is different from the previously considered
standard 2↔2 processes.
Weak turbulence of Kelvin waves in superfluid He
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9 989
3. Kelvin-wave turbulence with six-wave interaction
To consider the KW system, one has to start with the
Biot–Savart equations (2), consider an equilibrium state
corresponding to an infinitely long straight vortex line and
perturb it with small angle disturbances. This will corres-
pond to a setup of weakly nonlinear KWs which are dis-
persive, and for description of which the weak-wave turbu-
lence theory can be used. For this, one has to parametrize
the transverse displacement vector of the perturbed like by
the distance along the unperturbed line, pass to Fourier
space and expand in small perturbation angles and small
parameter 1/ Λ , where = ln( / ) 1aΛ . Such expansion
in two small parameters is not easy. This is because in the
leading order in 1/Λ the model is integrable, i.e., noncas-
cading, and to describe the leading order of the energy
transfers one has to go to next order in 1/ Λ . Second diffi-
culty is that the lowest order process, the four-wave reson-
ances, are absent for such one dimensional systems with
concave up dispersion relation. Thus one has to go to the
next order in the small nonlinearity too. Combination of
these two facts makes finding of the effective interaction
Hamiltonian intH for KWs a hard task. For the six-wave
process, which assumes that the underlying vortex is per-
fectly straight, this task was accomplished only recently
[14]. Effective 3↔3-interaction coefficient W was shown
to have a form
4,5,6 4,5,6
1 2 3 4 5 61,2,3 1,2,3
3= ,
4
W k k k k k k F−
πκ
(14)
where F is a nonsingular dimensionless function of
1 6, ,k k… close to unity in the relevant region of its argu-
ments. In particular, 1F → when one or several k’s are
much less than the maximum wavenumber in the sextet.
Equations (3), (6) and (14) provide general reader with
all necessary information about KWs required for further
developments in this paper. Those interested in further
details about the derivations of these equations can find
them in [14].
Notice that the form of Eq. (14) could be expected be-
cause it demonstrates a very simple physical fact: long
KWs (with small k’s) can contribute to the energy of a vor-
tex line only when they produce curvature. The curvature,
in turn, is proportional to wave amplitude ka and, at fixed
amplitude, is inversely proportional to their wave-length,
i.e., .k∝ Therefore in the effective motion equation each
ja has to be accompanied by ,jk if .jk k Exactly this
statement is reflected by Eq. (14). One can say, that cum-
bersome calculations [14] support these reasoning, and
additionally provide with explicit numerical factor 3 / 4− π
and give an explicit expression for F which can be impor-
tant in further research, required for careful comparison
with future experiments or numerics.
Equation (14) estimates 4,5,6
1,2,3W as 6Wk . Thus, Eq. (12)
reproduces the Kozik–Svistunov (KS) scaling for the 3↔3
processes, which for further discussion is writhen with a
dimensionless constant KSC :
2/5 1/5 7/5 1/5
17/5 7/5= , = .KS KS
KS KS
C C
n E
k k
κ ε κ ε
Λ (15)
We repeat that KS spectrum (15) would be valid only if
it was local, i.e., if all integrals (9) converged and thus one
could estimate 3 3St ( )k↔ as in Eq. (12). However, detailed
analysis (given in Ref. 14 and shortly reproduced below)
shows the KS spectrum is nonlocal and therefore physical-
ly nonrealizable. In order to find the valid spectrum of tur-
bulent KW we will briefly reproduce this analysis, using
the Eq. (14).
4. Nonlocality of the energy transfer with the six-wave
interactions
Let us now check if the KS spectrum (15) is local
or not. For this, we consider the 3 3↔ collision term (9)
for KW with the interaction amplitude 4,5,6
1,2,3W as in (14)
and ( )n k as in Eq. (10). In this case jd∫ k are one-
dimensional integrals jdk
∞
−∞∫ . In the IR region 1 , jk k k ,
=j 2, 3, 4, 5, we have 1F ≈ and the integral over 1k
scales as
2 2
1 1 1 1 1
1/ 1/
2 2( ) = .xAk n k dk k dk−Ψ ≡
κ κ∫ ∫ (16)
Lower limit 0 in Eq. (16) is replaced by 1/ , where is
the mean inter-vortex separation , at which approxima-
tion of noninteracting vortex lines fails and one expects a
cutoff of the power like behavior (10). Prefactor 2 in Eq.
(16) reflects the fact that the ranges of positive and nega-
tive 1k give equal contributions, and factor 1/ κ is intro-
duced to make parameter Ψ dimensionless. Ψ has a
meaning of the mean-square angle of the deviation of the
vortex lines from straight. Therefore 1;Ψ for highly
polarized vortex lines 1.Ψ
Clearly, integral (16) IR-diverges if > 3x , which is the
case for the KS spectrum (15) with 6 = 17 / 5.x Note that all
the similar integrals over 2 ,k 3,k 4 ,k and 5k in Eq. (9)
also diverge exactly in the same manner as integral (16).
Moreover, when two of the wavenumbers belonging to the
same side in the sextet tend to zero simultaneously then
each of such wavenumbers will yield an integral as in
(16), and the net result will be the product of these inte-
grals, i.e., a stronger singularity than in the case of just one
small wavenumber. On the other hand, small wavenumbers
which are on the opposite sides of the resonant sextet
do not lead to a stronger divergence because of an extra
smallness arising in this case in Eq. (9) from
1 1 1 1 1 1
1 2 3 4 5 6 .n n n n n n− − − − − −+ + − − −
Victor S. L’vov and Sergey Nazarenko
990 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9
Divergence of the integrals in Eq. (9) means that KS
spectrum (15) is not a solution of the KE (9) and thus non-
realizable. One should find another, self-consistent solu-
tion of this KE.
5. Effective four-wave theory of KW turbulence
Nonlocality of the six-wave theory is a serious problem.
It indicates that dominant sextets contributing to the 3↔3-
scattering are those for which two of the wavenumbers
from the same side of the six-wave resonance conditions
1 2 3 4 5= ,kω +ω +ω ω +ω +ω
1 2 3 4 5= ,+ + + +k k k k k k
(17)
are very small, 1 /jk . Thus these equations effectively
become
1 2 3 1 2 3= , = ,+ + + +k k k k k k k k
2 1 3 3 2 1= , or = ,+ + + +k k k k k k k k (18)
and respective conditions for the frequencies, which im-
plies a 4-wave process of the 1↔3 type. In the other
words, one can interpret such nonlocal sextets on straight
vortex lines as quartets on curved vortices, with the slow-
est modes in the sextet responsible for the large-scale cur-
vature R of the underlying vortex line in the 4-wave ap-
proach.
To derive an effective 4-wave KE, let us start with the
6-wave collision integral (9) and find the leading contribu-
tions to it when the spectrum kn is steeper than 3k− in the
IR region. There are four of them. The first one originates
from the region where 1k and 2k are much smaller than
the rest of 'jk s. The three other contributions originate
from the other side of the sextet: regions where either 3k
and 4,k or 3k and 5k , or 4k and 5k are small. These
contributions are equal and we may find only one of them
and multiply the result by three. Notably, the sum of the
four contributions can be written exactly in the form of the
1↔3-collision term (8) with the effective 1↔3-interaction
amplitude
2,3,4
1 2 3 41 = 3 / (4 2),V − Ψ πk k k k (19)
because, as shown in Ref. 14,
1 2 3 4 5 6
01
lim ( , , | , ) = 1.
k
F
→
k k k k k k
Deriving Eq. (8) with 2,3,4
1 ,V Eq. (19), we took only lead-
ing contributions in the respective IR regions, factorized
the integrals over these wavevectors like in Eq. (16) and
took only the zeroth order terms with respect to the small
wavevectors (by putting these wavenumbers to zero) in the
rest of the expression (9).
Equation (8) with 2,3,4
1V as in Eq. (19) is an effective
4-wave KE, which we were aiming to obtain. This KE cor-
responds to interacting quartets of KWs propagating along
a vortex line having a random large-scale curvature R .
Equation (19) estimates 2,3,4
1V as 4kV with ΨV ∼ . Us-
ing this scaling in Eq. (12) , we arrive at a spectrum for the
1↔3 processes with scaling exponents 4 = 11/ 3x and
5 = 5 / 3y ,
1/3 1/3
2/3 11/3 2/3 5/3= = ,LN LN
LN LN
C C
n E
k k
ε Λκε
⇒
Ψ Ψ
(20)
Local (1↔3) L’vov–Nazarenko (LN) spectrum.
6. Local step-by-step energy transfer with four-wave
1↔3 interactions
Mathematically, locality of the energy transfer in the
1↔3-wave processes means convergence of the multi-
dimensional integral in the corresponding collision term
(8). Here we will show that proof of convergence in Eq. (8)
is a delicate issue and cannot be done only on the basis of
power counting because the latter would give a divergent
answer.
6.1. Proof of the infrared convergence
Let us show that in the IR region, when at least one of
the wave vectors, say 2k , is much smaller then ,k only a
quadrupole cancelation of the largest, next to the largest and
the two further sub-leading contributions appear to result in
the final, convergent result for the collision term (8).
Three integrations in Eq. (8) are restricted by two con-
servation laws, namely by
2 2 2 2
1 2 3 1 2 31 3 : = , =k k k k→ + + + +k k k k (21)
in the first term, and by
2 2 2 2
2 3 1 2 3 13 1: = , =k k k k→ + + + +k k k k (22)
in the second term. Therefore, only one integration, say
with respect to 2 ,k remains in each term.
In the IR region 2 1k k k , we find from Eqs. (21),
(22) for the 1 3→ and the 3 1→ terms:
2 2
2 2
1
1 2
1 3 : = ,
k k
→ − ≈ −
+
k k k
k k k
1 2
3 2
1 2
1 3 : = ,→ − ≈ −
+
k k
k k
k k
(23)
2 2
2 2
1
2
3 1: = ,
k k
→ + ≈ +
+
k k k
k k k
2
3 2
2
3 1: = .→ − ≈ −
+
kk
k k
k k
(24)
Weak turbulence of Kelvin waves in superfluid He
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9 991
These equations demonstrate three important facts:
1) in both cases in the leading order 3 2 ,k k i.e., when
2k k then 3k is small as well;
2) the difference between 1k and k is of the second
order in small 2k : 2
1 2| | / ;k k−k k
3) these leading contributions to 1 −k k have the same
modulus and different sign in the 1↔3 term and in the
3↔1 term.
Therefore in the leading order the expressions for N
in Eq. (8) can be written as
3
2(1 )1,2,3 2
2 2 3 2( 2)( / ) ,x
kk x
x Ax k k n n n k
k
−
+
− −N (25)
3
2(1 ),2,3 2
2 2 31 2( 2)( / ) ,xk
k x
x Ax k k n n n k
k
−
+
+ +N (26)
where we substituted jn from Eq. (10). Importantly, these
estimates (in the leading order) have the same magnitude
and different signs.
Next step is to compute integrals
1 3 1 3 1 2 3( )I d d→ ≡ δ − − − ×∫ k k k k k k
2 2 2 2 2
1 2 3 2 2
2 2
| | 1( ) = ;
22 | 2 |
k k k k
kk k
+
×δ − − − →
+ −
k k
kk
(27)
3 1 1 3 2 3 1( )I d d→ ≡ δ + + − ×∫ k k k k k k
2 2 2 2
2 3 1
1
1 1( ) = ,
2 | | 2
k k k k
k
×δ + + − →
+k k
(28)
i.e., in the leading order these results coincide and do not
contain the smallness.
Now we can find the contributions to St1 3↔ , given by
Eq. (8), from the region 2 .k k According to Eq. (19) we
can write 1,2,3 ,2,3
1 2 31= = .k
kV V Vkk k k Using our esti-
mates (25), (26) for N and Eqs. (27), (28) we have
2 3
2(3 )2
21 3 211 3 : St ;
24
k k x
x
x V A k d
k
−
→ −
π
→ ≈ − ∫ k (29)
2 3
2(3 )2
23 1 21
33 1: St .
24
k k x
x
x V A k d
k
−
→ −
π
→ ≈ + ∫ k (30)
One can see that, in spite of the deep cancelations in the
estimates for ,N the integrals (29), (30) diverge if
3.5x ≥ , which is satisfied for LN-scaling exponent
= 11/ 3.x
Nevertheless on has to take into account the following:
the 1↔3 contribution to the collision integral has three
identical divergent regions: 2 3 1k k k k≈∼ ,
1 3 2k k k k≈∼ and 2 1 3k k k k≈∼ , and Eq. (29)
estimates only the first one. Therefore the total contribu-
tion is
2 3
2(3 )2
1 3 21 3 21
3St = 3St ,
24
IR k k x
x
x V A k d
k
−
→ → −
π
≈ − ∫ k (31)
while the 3↔1 contribution has only one divergent region
1 .≈k k Therefore,
2 3
2(3 )2
1 3 21 3 21
3St = St ,
24
IR k k x
x
x V A k d
k
−
→ → −
π
≈ + ∫ k (32)
i.e., exactly the same result as in Eq. (29), but with the dif-
ferent sign. Therefore the divergent contributions (29), (30)
cancel each other and one has to take into account the next
order.
Notice that next order terms in the expansion over
2k k results in the already convergent integral
(6 2 )
1 3 2 22
0
St ,
IRk k
IR xk d−
↔ ∝ ∫ k k (33)
with the LN exponent = 11/ 3x . Moreover, typically exci-
tation of KWs is symmetrical in ↔−k k . In this case, this
integral has an odd integrand and, therefore, it is equal to
zero. Then the leading contribution to the 1↔3-collision
term in the IR region can be summarized as follows:
2 3
9 22(4 )
1 3 221
0
St .
IRk k
IR xx
IRx
V A k d k
k
−−
↔ +
∝∫ k∼ (34)
The IR convergence require: < 9 / 2 .x
With LN exponent = 9 / 3x this gives
1 3
5 / 3St .IR
IR
IR IRk k→
δ∝ ≡
Here we introduce an «IR convergence reserve»:
= 5 / 3.IRδ
6.2. Proof of the ultraviolet convergence
Convergence of the integral (8) in the UV region, when
one of the wavevectors, say 2k k , can be established in
a similar manner.
Notice first of all that in the 1 3→ term in Eq. (8),
there is no UV region, because by the 2nd of Eq. (21) we
have jk k≤ . In the 3 1→ term to satisfy Eq. (22) in the
leading order we can take 2 1 2; UVk k k≥k k (case
3 1 3; UVk k≥k k gives an identical result). Using para-
metrization 2
1 2 2 3 2 2= / ( ), = / ( )k+ + − +k k k k k kk k k
(cf. (26)) we get some cancelations in ,2,3
1
kN and the
leading order result is
2 2
,2,3 2 2
1 ( 1) .
x x
k k k
x x
k k
− − −
⎛ ⎞ ⎛ ⎞∝ + −⎜ ⎟ ⎜ ⎟
⎝ ⎠ ⎝ ⎠
N (35)
Victor S. L’vov and Sergey Nazarenko
992 Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9
Further, similarly to Eqs. (27), (28), one gets
3 1 21/ .I k→ As before, the interaction coefficient
2
2V k∝ or 2 4
2V k∝ . Counting the powers of 2k one gets:
1 3St , = max( 2 4, 2) .
UV
UV
yk y x x↔ ∝ − + − + (36)
The UV convergence require: < 0 > 2 .y x⇒
One concludes that in the case = 11/ 3,x
1 3
5 / 3St ,UV
UV
UV UVk k→
−δ−∝ ≡ where we introduce an «UV
convergence reserve» = 5 / 3 .UVδ
6.3. Counterbalanced interaction locality
Notably, = .IR UVδ δ This equality is not occasional.
Observed «counterbalanced» IR-UV locality is a conse-
quence of the scale-invariance of the problem. Indeed, for
a given values of IR UVk k k the IR-energy flux
IRk k⇒ (from the IR region IRk k≤ toward the region
k∼ ) should scale with ( / )IRk k exactly in the same
manner as the UV-energy flux UVk k⇒ (from the
-regionk toward the UV-region UVk k≤ ) scales with
/ UVk k . This is because the UV-flux UVk k⇒ from
-regionk can be considered as the IR flux toward
-region.UVk Remembering that the IR-energy flux
IRk k⇒ scales like ( / ) ,IR
IRk k δ while the UV-flux
UVk k⇒ is proportional to ( / ) ,UVUVk k δ one immediate-
ly concludes that IRδ should be equal to UVδ .
The overall conclusion is that the collision term St1 3↔
is convergent in both the IR and the UV regions for
= 11/ 3x and the energy transfer in the 1↔3 kinetic equa-
tion is local.
7. Discussion
— In this paper we have revised the theory of superflu-
id turbulence in the quantum range of scales where the
turbulent cascade is due to nonlinear interaction of weak
Kelvin waves on quantized vortex lines. In particular, we
have addressed the problem that the previously used KS
spectrum is nonlocal, i.e., an invalid mathematically and
irrelevant physically solution.
— We have presented a new effective theory of Kelvin
wave turbulence consisting of wave quintets interacting on
vortex lines with random large-scale curvature. This four-
wave theory replaces the nonlocal six-wave theory. We
derived an effective four-wave kinetic Eqs. (8), (19), and
solved it to obtain a new wave spectrum (20). We proved
that this new spectrum is local, and therefore it is a valid
solution of the kinetic equation, which should replace the
nonlocal (and therefore invalid) Kosik–Svistunov spectrum
(15) in the theory of quantum turbulence. In particular, it is
now necessary to revise the theory of the classical-
quantum crossover scales and its predictions for the turbu-
lence dissipation rate Refs. 17–20. Further, a similar revi-
sion is needed for the analysis of laboratory experiments
and numerical simulations of superfluid turbulence, which
have been done over the last five years with reliance on the
un-physical KS spectrum (15).
— The difference between the LN-exponent –5/3 (see
(20)) from the KS-exponent –7/5 (see (15)) is 4/15 which
is rather small. This may explain why the previous numeri-
cal experiments seem to agree with the KS spectrum, ob-
tained numerically in Ref. 15. However, by inspection one
can also see that these results also agree with the LN slope.
The different physics results in different expressions for
the dimensional pre-factors in the KS and LN spectra, in
particular the different dependence on the energy flux ,ε
as well as an extra dependence on the large-scale behavior
(through Ψ ) in (20). Careful examination of such pre-
factors is necessary in future numerical simulations in or-
der to test the predicted dependencies. Such numerical si-
mulations can be done efficiently with the local nonlinear
equation (LNE) suggested in Ref. 14 based on the detailed
analysis of the nonlinear KW interactions:
4
1 = 0.
4 4
w w wi
t z z z
⎧ ⎫⎡ ⎤∂ κ ∂ ∂ ∂⎪ ⎪⎢ ⎥+ Λ −⎨ ⎬⎢ ⎥∂ π ∂ ∂ ∂⎪ ⎪⎣ ⎦⎩ ⎭
(37)
The LNE model is similar but not identical to the Trun-
cated LIA model of [15] (these models become asymptoti-
cally identical for weak KWs).
— Both pre-factors in the KS spectrum (15) and in the
LN spectrum (20) contain very different numerical con-
stants C: an order one constant in LN ( LN 1C ∼ , yet to be
found) and a zero constant in KS ( KS 0C ≡ as a formal
consequence of its nonlocality). Also we should note a
mysterious very small numerical factor 510− in formula
(16) for the energy flux in Ref. 13, that has no physical
justification. Actually, nonlocality of the energy transfer
over scales means that this number should be very large,
rather than very small. This emphasizes the confusion, and
highlights the need for numerical re-evaluation of the spec-
trum’s prefactor.
To conclude comparison between KS and LN approach
notice that the drastic difference in the numerical pre-
factors constitutes an important difference between the KS
and the LN spectra for a practical analysis of experimental
date, while the difference between the underlying physics
of the local and nonlocal energy cascades, that results in
the difference between spectral indices, is important from
fundamental, theoretical viewpoint.
— In this work, the effective local five-wave kinetic
equation was derived from the six-wave kinetic equation
by exploiting nonlocality of the latter. Strictly speaking,
this derivation is valid only when the six-wave kinetic equ-
ation is valid, i.e., when all the scales are weakly nonlinear,
including the ones at the infra-red cutoff. However, the
resulting five-wave kinetic equation is likely to be applica-
ble more widely, when only the small scales, and not the
large scales, are weak. A similar picture was previously
Weak turbulence of Kelvin waves in superfluid He
Fizika Nizkikh Temperatur, 2010, v. 36, Nos. 8/9 993
observed for the nonlocal turbulence of Rossby/drift waves
in Ref. 22 and for nonlocal MHD turbulence in Ref. 23. In
future we plan to attempt derivation of the five-wave kinet-
ic equation directly from the dynamical equations for the
Kelvin waves, which would allow us to extend its applica-
bility to the case with strong large scales.
— Finally we note that the suggested here theory can
potentially be useful for other one-dimensional physical
systems, including optical fibers, where nonlinear interac-
tions of one-dimensional wave packages becomes impor-
tant with increase in network capacity.
Acknowledgments
We thank J. Laurie and O. Rudenko for help in the
evaluation of the effective interaction coefficient. We ac-
knowledge support of the US-Israel Binational Scientific
Foundation administrated by the Israeli Academy of
Science, and of the EC — Research Infrastructures under
the FP7 Capacities Specific Programme, MICROKELVIN
project number 228464.
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