Topological classification of the oriented cycles of linear mappings
We consider oriented cycles of linear mappings over the fields of real and complex numbers. the problem of their classification to within the homeomorphisms of spaces is reduced to the problem of classification of linear operators to within the homeomorphisms of spaces studied by N. Kuiper and J. Ro...
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| Cite this: | Topological classification of the oriented cycles of linear mappings / T.V. Rybalkina, V.V. Sergeichuk // Український математичний журнал. — 2014. — Т. 66, № 10. — С. 1414–1419. — Бібліогр.: 21 назв. — англ. |
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| citation_txt | Topological classification of the oriented cycles of linear mappings / T.V. Rybalkina, V.V. Sergeichuk // Український математичний журнал. — 2014. — Т. 66, № 10. — С. 1414–1419. — Бібліогр.: 21 назв. — англ. |
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| description | We consider oriented cycles of linear mappings over the fields of real and complex numbers. the problem of their classification to within the homeomorphisms of spaces is reduced to the problem of classification of linear operators to within the homeomorphisms of spaces studied by N. Kuiper and J. Robbin in 1973.
Розглядаються орiєнтованi цикли лінійних відображень над полями дійсних та комплексних чисел. Задача їхньої класифiкацiї з точністю до гомеоморфізмів просторів зводиться до задачі класифікації лінійних операторів з точністю до гомеоморфізмів просторів, яку вивчали Н. Койпер та Дж. Роббін у 1973 році.
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UDC 515.126, 515.127
T. V. Rybalkina, V. V. Sergeichuk* (Inst. Math. Nat. Acad. Sci. Ukraine, Kyiv)
TOPOLOGICAL CLASSIFICATION OF ORIENTED CYCLES
OF LINEAR MAPPINGS
ТОПОЛОГIЧНА КЛАСИФIКАЦIЯ ОРIЄНТОВАНИХ ЦИКЛIВ
ЛIНIЙНИХ ВIДОБРАЖЕНЬ
We consider oriented cycles of linear mappings over the fields of real and complex numbers. Тhe problem of their
classification to within the homeomorphisms of spaces is reduced to the problem of classification of linear operators to
within the homeomorphisms of spaces studied by N. Kuiper and J. Robbin in 1973.
Розглядаються орiєнтованi цикли лiнiйних вiдображень над полями дiйсних та комплексних чисел. Задача їхньої
класифiкацiї з точнiстю до гомеоморфiзмiв просторiв зводиться до задачi класифiкацiї лiнiйних операторiв з точнiс-
тю до гомеоморфiзмiв просторiв, яку вивчали Н. Койпер та Дж. Роббiн у 1973 роцi.
1. Introduction. We consider the problem of topological classification of oriented cycles of linear
mappings.
Let
A : V1 hh
At
A1 // V2
A2 // . . . Vt´1//
At´2 At´1 // Vt (1)
and
B : W1 hh
Bt
B1 // W2
B2 // . . . Wt´1
//
Bt´2 Bt´1 // Wt (2)
be two oriented cycles of linear mappings of the same length t over a field F. We say that a system
ϕ “ tϕi : Vi ÑWiu
t
i“1 of bijections transforms A to B if all squares in the diagram
V1
ϕ1
��
jj
At
A1 // V2
ϕ2
��
A2 // . . . Vt´1
ϕt´1
��
//
At´2 At´1 // Vt
ϕt
��
W1 jj
Bt
B1 // W2
B2 // . . . Wt´1
//
Bt´2 Bt´1 // Wt
(3)
are commutative; that is,
ϕ2A1 “ B1ϕ1, . . . , ϕtAt´1 “ Bt´1ϕt´1, ϕ1At “ Btϕt. (4)
* V. V. Sergeichuk was supported in part by the Foundation for Research Support of the State of São Paulo (FAPESP),
grant 2012/18139-2.
c© T. V. RYBALKINA, V. V. SERGEICHUK, 2014
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10 1407
1408 T. V. RYBALKINA, V. V. SERGEICHUK
Definition 1. Let A and B be cycles of linear mappings of the form (1) and (2) over a field F.
(i) A and B are isomorphic if there exists a system of linear bijections that transforms A to B.
(ii) A and B are topologically equivalent if F “ C or R,
Vi “ Fmi , Wi “ Fni for all i “ 1, . . . , t,
and there exists a system of homeomorphisms1 that transforms A to B.
The direct sum of cycles (1) and (2) is the cycle
A‘ B : V1 ‘W1 jj
At‘Bt
A1‘B1 // V2 ‘W2
A2‘B2 // . . .
At´1‘Bt´1// Vt ‘Wt .
The vector dimA :“ pdimV1, . . . ,dimVtq is the dimension of A. A cycle A is indecomposable
if its dimension is nonzero and A cannot be decomposed into a direct sum of cycles of smaller
dimensions.
A cycle A is regular if all A1, . . . , At are bijections, and singular otherwise. Each cycle A
possesses a regularizing decomposition
A “ Areg ‘A1 ‘ . . .‘Ar, (5)
in which Areg is regular and all A1, . . . ,Ar are indecomposable singular. An algorithm that constructs
a regularizing decomposition of a nonoriented cycle of linear mappings over C and uses only unitary
transformations was given in [3].
The following theorem reduces the problem of topological classification of oriented cycles of
linear mappings to the problem of topological classification of linear operators.
Theorem 1. (a) Let F “ C or R, and let
A : Fm1
ii
At
A1 // Fm2
A2 // . . . Fmt´1//
At´2 At´1 // Fmt
(6)
and
B : Fn1
hh
Bt
B1 // Fn2
B2 // . . . Fnt´1//
Bt´2 Bt´1 // Fnt
(7)
be topologically equivalent. Let
A “ Areg ‘A1 ‘ . . .‘Ar, B “ Breg ‘ B1 ‘ . . .‘ Bs (8)
be their regularizing decompositions. Then their regular parts Areg and Breg are topologically
equivalent, r “ s, and after a suitable renumbering their indecomposable singular summands Ai and
Bi are isomorphic for all i “ 1, . . . , r.
1By [1] (Corollary 19.10) or [2] (Section 11) m1 “ n1, . . . ,mt “ nt.
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10
TOPOLOGICAL CLASSIFICATION OF ORIENTED CYCLES OF LINEAR MAPPINGS 1409
(b) Each regular cycle A of the form (6) is isomorphic to the cycle
A1 : Fm1
ii
At...A2A1
1 // Fm2
1 // . . . Fmt´1//1 1 // Fmt
. (9)
If cycles (6) and (7) are regular, then they are topologically equivalent if and only if the linear
operatorsAt . . . A2A1 andBt . . . B2B1 are topologically equivalent pas the cycles Fm1 ý At . . . A2A1
and Fn1 ý Bt . . . B2B1 of length 1q.
Kuiper and Robbin [4, 5] gave a criterion for topological equivalence of linear operators over R
without eigenvalues that are roots of 1. Budnitska [6] (Theorem 2.2) found a canonical form with
respect to topological equivalence of linear operators over R and C without eigenvalues that are
roots of 1. The problem of topological classification of linear operators with an eigenvalue that is a
root of 1 was studied by Kuiper and Robbin [4, 5], Cappell and Shaneson [7 – 11], and Hsiang and
Pardon [12]. The problem of topological classification of affine operators was studied in [6, 13 – 16].
The topological classifications of pairs of counter mappings V1ÝÑÐÝV2 (i.e., oriented cycles of length
2) and of chains of linear mappings were given in [17] and [18].
2. Oriented cycles of linear mappings up to isomorphism. This section is not topological;
we construct a regularizing decomposition of an oriented cycle of linear mappings over an arbitrary
field F.
A classification of cycles of length 1 (i.e., linear operators V ý) over any field is given by the
Frobenius canonical form of a square matrix under similarity. The oriented cycles of length 2 (i.e.,
pairs of counter mappings V1ÝÑÐÝV2) are classified in [19, 20]. The classification of cycles of arbitrary
length and with arbitrary orientation of its arrows is well known in the theory of representations of
quivers; see [21] (Section 11.1).
For each c P Z, we denote by rcs the natural number such that
1 ď rcs ď t, rcs ” c pmod tq.
By the Jordan theorem, for each indecomposable singular cycle V ý A there exists a basis
e1, . . . , en of V in which the matrix of A is a singular Jordan block. This means that the basis vectors
form a Jordan chain
e1
A
ÝÑ e2
A
ÝÑ e3
A
ÝÑ . . .
A
ÝÑ en
A
ÝÑ 0.
In the same manner, each indecomposable singular cycle A of an arbitrary length t also can be
given by a chain
ep
Ap
ÝÝÑ ep`1
Arp`1s
ÝÝÝÝÑ ep`2
Arp`2s
ÝÝÝÝÑ . . .
Arq´1s
ÝÝÝÝÑ eq
Arqs
ÝÝÑ 0
in which 1 ď p ď q ď t and for each l “ 1, 2, . . . , t the set tei|i ” l pmod tqu is a basis of Vl; see
[21] (Section 11.1). We say that this chain ends in Vrqs since eq P Vrqs. The number q ´ p is called
the length of the chain.
For example, the chain
e4 // e5
rre6 // e7 // e8 // e9 // e10
rre11 // e12 // 0
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10
1410 T. V. RYBALKINA, V. V. SERGEICHUK
of length 8 gives an indecomposable singular cycle on the spaces V1 “ Fe6‘Fe11, V2 “ Fe7‘Fe12,
V3 “ Fe8, V4 “ Fe4 ‘ Fe9, V5 “ Fe5 ‘ Fe10.
Lemma 1. Let
A : V1 hh
At
A1 // V2
A2 // . . . Vt´1//
At´2 At´1 // Vt
be an oriented cycle of linear mappings, and let (5) be its regularizing decomposition.
(a) Write
Âi :“ Ari`t´1s . . . Ari`1sAi : Vi Ñ Vi (10)
and fix a natural number z such that
Ṽi :“ Âz
iVi “ Âz`1
i Vi for all i “ 1, . . . , t.
Let
à : Ṽ1 hh
Ãt
Ã1 // Ṽ2
Ã2 // . . . Ṽt´1//
Ãt´2 Ãt´1 // Ṽt
be the cycle formed by the restrictions Ãi : Ṽi Ñ Ṽri`1s of Ai : Vi Ñ Vri`1s. Then Areg “ Ã pand so
the regular part is uniquely determined by Aq.
(b) The numbers
kij :“ dimKerpAri`js . . . Ari`1sAiq, i “ 1, . . . , t and j ě 0,
determine the singular summands A1, . . . ,Ar of regularizing decomposition (5) up to isomorphism
since the number nlj pl “ 1, . . . , t and j ě 0q of singular summands given by chains of length j that
end in Vl can be calculated by the formula
nlj “ krl´js,j ´ krl´js,j´1 ´ krl´j´1s,j`1 ` krl´j´1s,j (11)
in which ki,´1 :“ 0.
Proof. (a) Let (5) be a regularizing decomposition of A. Let
Vi “ Vi,reg ‘ Vi1 ‘ . . .‘ Vir, i “ 1, . . . , t,
be the corresponding decompositions of its vector spaces. Then Âz
iVi,reg “ Vi,reg (since all linear
mappings in Areg are bijections) and Âz
iVi1 “ . . . “ Âz
iVir “ 0. Hence Vi,reg “ Ṽi, and so Areg “ Ã.
(b) Denote by
σij :“ nij ` ni,j`1 ` ni,j`2 ` . . .
the number of chains of length ě j that end in Vi. Clearly, ki0 “ σi0, ki1 “ σi0 ` σri`1s,1, . . . , and
kij “ σi0 ` σri`1s,1 ` . . .` σri`js,j
for each 1 ď i ď t and j ě 0. Therefore,
σlj “ kij ´ ki,j´1, l :“ ri` js
(recall that ki,´1 “ 0). This means that l ” i` j pmod tq, i ” l ´ j pmod tq, i “ rl ´ js, and so
σlj “ krl´js,j ´ krl´js,j´1.
We get
nlj “ σlj ´ σl,j`1 “ krl´js,j ´ krl´js,j´1 ´ krl´j´1s,j`1 ` krl´j´1s,j .
Lemma 1 is proved.
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10
TOPOLOGICAL CLASSIFICATION OF ORIENTED CYCLES OF LINEAR MAPPINGS 1411
3. Proof of Theorem 1. In this section, F “ C or R.
(a) Let A and B be cycles (6) and (7). Let them be topologically equivalent; that is, A is
transformed to B by a system tϕi : Fmi Ñ Fniuti“1 of homeomorphisms. Let (8) be regularizing
decompositions of A and B.
First we prove that their regular parts Areg and Breg are topologically equivalent. In notation (10),
Âi “ Ari`t´1s . . . Ari`1sAi, B̂i “ Bri`t´1s . . . Bri`1sBi.
Let z be a natural number that satisfies both Âz
iFmi “ Âz`1
i Fmi and B̂z
i Fni “ B̂z`1
i Fni for all
i “ 1, . . . , t. By (3), the diagram
Fmi
Âz
//
ϕi
��
Fmi
ϕi
��
Fni
B̂z
// Fni
is commutative. Then ϕi Im Âz
i “ Im B̂z
i for all i. Therefore, the restriction ϕ̂i : Im Âz
i Ñ Im B̂z
i
is a homeomorphism. The system of homeomorphisms ϕ̂1, . . . , ϕ̂t transforms à to B̃, which are the
regular parts of A and B by Lemma 1(a).
Let us prove that r “ s, and, after a suitable renumbering, Ai and Bi are isomorphic for all
i “ 1, . . . , r. Since all summands Ai and Bi with i ě 1 can be given by chains of basic vectors,
it suffices to prove that nij “ n1ij for all i and j, where n1ij is the number of singular summands
B1, . . . ,Bs in (8) given by chains of length j that end in the i th space Fni .
Due to (11), it suffices to prove that the numbers kij are invariant with respect to topological
equivalence.
In the same manner as kij is constructed by A, we construct k1ij by B. Let us fix i and j and
prove that kij “ k1ij . Write
A :“ Ari`js . . . Ari`1sAi, B :“ Bri`js . . . Bri`1sBi, q :“ ri` j ` 1s
and consider the commutative diagram
Fmi
A //
ϕi
��
Fmq
ϕq
��
Fni
B // Fnq
(12)
which is a fragment of (3). We have
kij “ dimKerA “ mi ´ dim ImA, k1ij “ ni ´ dim ImB.
Because ϕi : Fmi Ñ Fni is a homeomorphism, mi “ ni (see [1], Corollary 19.10, or [2], Section 11).
Since the diagram (12) is commutative, ϕqpImAq “ ImB. Hence, the vector spaces ImA and ImB
are homeomorphic, and so dim ImA “ dim ImB, which proves kij “ k1ij .
(b) Each regular cycle A of the form (6) is isomorphic to the cycle A1 of the form (9) since the
diagram
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10
1412 T. V. RYBALKINA, V. V. SERGEICHUK
Fm1
1
��
jj
At...A2A1
1 // Fm2
A1
��
1 // Fm3
A2A1
��
Fm4
A3A2A1
��
//1 1 // . . .
1 // Fmt
At´1...A2A1
��
Fm1 jj
At
A1 // Fm2
A2 // Fm3 Fm4//A3 A4 // . . .
At´1 // Fmt
(13)
is commutative.
Let A and B be regular cycles of the form (6) and (7). Let them be topologically equivalent; that
is, A is transformed to B by a system ϕ “ pϕ1, . . . , ϕtq of homeomorphisms; see (3). By (4),
ϕ1AtAt´1 . . . A1 “ BtϕtAt´1 . . . A1 “ BtBt´1ϕt´1At´2 . . . A1 “ . . . “ BtBt´1 . . . B1ϕ1,
and so the cycles Fm1 ýAt . . . A2A1 and Fm1 ýBt . . . B2B1 are topologically equivalent via ϕ1.
Conversely, let Fm1 ýAt . . . A2A1 and Fm1 ýBt . . . B2B1 be topologically equivalent via some
homeomorphism ϕ1, and let A1 and B1 be constructed by A and B as in (9). Then A1 and B1 are
topologically equivalent via the system of homeomorphisms ϕ “ pϕ1, ϕ1, . . . , ϕ1q. Let ε and δ
be systems of linear bijections that transform A1 to A and B1 to B; see (13). Then A and B are
topologically equivalent via the system of homeomorphisms δϕε´1.
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TOPOLOGICAL CLASSIFICATION OF ORIENTED CYCLES OF LINEAR MAPPINGS 1413
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Received 16.07.13
ISSN 1027-3190. Укр. мат. журн., 2014, т. 66, № 10
|
| id | nasplib_isofts_kiev_ua-123456789-166310 |
| institution | Digital Library of Periodicals of National Academy of Sciences of Ukraine |
| issn | 1027-3190 |
| language | English |
| last_indexed | 2025-12-01T20:07:41Z |
| publishDate | 2014 |
| publisher | Інститут математики НАН України |
| record_format | dspace |
| spelling | Rybalkina, T.V. Sergeichuk, V.V. 2020-02-18T17:43:44Z 2020-02-18T17:43:44Z 2014 Topological classification of the oriented cycles of linear mappings / T.V. Rybalkina, V.V. Sergeichuk // Український математичний журнал. — 2014. — Т. 66, № 10. — С. 1414–1419. — Бібліогр.: 21 назв. — англ. 1027-3190 https://nasplib.isofts.kiev.ua/handle/123456789/166310 515.126 515.127 We consider oriented cycles of linear mappings over the fields of real and complex numbers. the problem of their classification to within the homeomorphisms of spaces is reduced to the problem of classification of linear operators to within the homeomorphisms of spaces studied by N. Kuiper and J. Robbin in 1973. Розглядаються орiєнтованi цикли лінійних відображень над полями дійсних та комплексних чисел. Задача їхньої класифiкацiї з точністю до гомеоморфізмів просторів зводиться до задачі класифікації лінійних операторів з точністю до гомеоморфізмів просторів, яку вивчали Н. Койпер та Дж. Роббін у 1973 році. V. V. Sergeichuk was supported in part by the Foundation for Research Support of the State of Sao Paulo (FAPESP), grant 2012/18139-2. en Інститут математики НАН України Український математичний журнал Статті Topological classification of the oriented cycles of linear mappings Топологічна класифікація орієнтованих циклів лінійних відображень Article published earlier |
| spellingShingle | Topological classification of the oriented cycles of linear mappings Rybalkina, T.V. Sergeichuk, V.V. Статті |
| title | Topological classification of the oriented cycles of linear mappings |
| title_alt | Топологічна класифікація орієнтованих циклів лінійних відображень |
| title_full | Topological classification of the oriented cycles of linear mappings |
| title_fullStr | Topological classification of the oriented cycles of linear mappings |
| title_full_unstemmed | Topological classification of the oriented cycles of linear mappings |
| title_short | Topological classification of the oriented cycles of linear mappings |
| title_sort | topological classification of the oriented cycles of linear mappings |
| topic | Статті |
| topic_facet | Статті |
| url | https://nasplib.isofts.kiev.ua/handle/123456789/166310 |
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