Предварительные замечания к реинтерпретации понятия “символический универсум”
Статья посвящена прояснению теоретических и методологических основ концепции символического универсума Питера Бергера и Томаса Лукмана. Автор анализирует, какие концепции и понятия из других социологических теорий были интегрированы этими учеными в собственную концепцию, каким изменениям они под...
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Iнститут соціології НАН України
2013
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nasplib_isofts_kiev_ua-123456789-905242025-02-23T17:50:49Z Предварительные замечания к реинтерпретации понятия “символический универсум” Preliminary comments on the reinterpretation of “symbolic universe” concept Шульга, А. Статья посвящена прояснению теоретических и методологических основ концепции символического универсума Питера Бергера и Томаса Лукмана. Автор анализирует, какие концепции и понятия из других социологических теорий были интегрированы этими учеными в собственную концепцию, каким изменениям они подверглись в ее рамках. После этого подробно рассматривается непосредственно концепция символического универсума и делаются выводы относительно ее познавательных функций в системе Питера Бергера и Томаса Лукмана. Эти шаги являются непременным условием в последующей реинтерпретации понятия “символический универсум” с целью расширения его эвристического потенциала. The paper is devoted to revealing theoretical and methodological foundations of the conception of symbolic universum by Peter Berger and Thomas Luckmann. The author analyzes which conceptions and ideas of other sociological theories were integrated by these scientists into their own conception, what changes were they subjected to within its framework. Then the conception of symbolic universum itself is considered in detail, and conclusions are made as to its cognitive functions in the system of Peter Berger and Thomas Luckmann. The above steps are a necessary condition for further reinterpretation of the notion symbolic universum with the purpose to extend its heuristic potential. 2013 Article Предварительные замечания к реинтерпретации понятия “символический универсум” / А. Шульга // Социология: теория, методы, маркетинг. — 2013. — № 4. — С. 122–134. — Бібліогр.: 15 назв. — рос. 1563-4426 https://nasplib.isofts.kiev.ua/handle/123456789/90524 316. 277 ru Социология: теория, методы, маркетинг application/pdf application/pdf Iнститут соціології НАН України |
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Статья посвящена прояснению теоретических и методологических основ концепции символического универсума Питера Бергера и Томаса Лукмана. Автор
анализирует, какие концепции и понятия из других социологических теорий
были интегрированы этими учеными в собственную концепцию, каким изменениям они подверглись в ее рамках. После этого подробно рассматривается непосредственно концепция символического универсума и делаются выводы относительно ее познавательных функций в системе Питера Бергера и Томаса
Лукмана. Эти шаги являются непременным условием в последующей реинтерпретации понятия “символический универсум” с целью расширения его эвристического потенциала. |
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Article |
| author |
Шульга, А. |
| spellingShingle |
Шульга, А. Предварительные замечания к реинтерпретации понятия “символический универсум” Социология: теория, методы, маркетинг |
| author_facet |
Шульга, А. |
| author_sort |
Шульга, А. |
| title |
Предварительные замечания к реинтерпретации понятия “символический универсум” |
| title_short |
Предварительные замечания к реинтерпретации понятия “символический универсум” |
| title_full |
Предварительные замечания к реинтерпретации понятия “символический универсум” |
| title_fullStr |
Предварительные замечания к реинтерпретации понятия “символический универсум” |
| title_full_unstemmed |
Предварительные замечания к реинтерпретации понятия “символический универсум” |
| title_sort |
предварительные замечания к реинтерпретации понятия “символический универсум” |
| publisher |
Iнститут соціології НАН України |
| publishDate |
2013 |
| url |
https://nasplib.isofts.kiev.ua/handle/123456789/90524 |
| citation_txt |
Предварительные замечания к реинтерпретации понятия “символический универсум” / А. Шульга // Социология: теория, методы, маркетинг. — 2013. — № 4. — С. 122–134. — Бібліогр.: 15 назв. — рос. |
| series |
Социология: теория, методы, маркетинг |
| work_keys_str_mv |
AT šulʹgaa predvaritelʹnyezamečaniâkreinterpretaciiponâtiâsimvoličeskijuniversum AT šulʹgaa preliminarycommentsonthereinterpretationofsymbolicuniverseconcept |
| first_indexed |
2025-11-24T05:58:04Z |
| last_indexed |
2025-11-24T05:58:04Z |
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1849650194356895744 |
| fulltext |
Al ex an der Shul'ga
Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
AL EX AN DER SHUL'GA,UDC 316. 277
Can di date of Sci ences in So ci ol ogy, Re search
Fel low, De part ment of The ory and His tory of So -
ci ol ogy, In sti tute of So ci ol ogy, NAS of Ukraine
Preliminary comments on the reinterpretation of
“symbolic universe” concept
Ab stract
The pa per is de voted to re veal ing the o ret i cal and meth od olog i cal foun da tions of the
con cep tion of sym bolic universum by Pe ter Berger and Thomas Luckmann. The au thor
an a lyzes which con cep tions and ideas of other so cio log i cal the o ries were in te grated by
these sci en tists into their own con cep tion, what changes were they sub jected to within
its frame work. Then the con cep tion of sym bolic univer sum it self is con sid ered in de tail,
and con clu sions are made as to its cog ni tive func tions in the sys tem of Pe ter Berger and
Thomas Luckmann. The above steps are a nec es sary con di tion for fur ther re in ter pre -
ta tion of the no tion sym bolic universum with the pur pose to ex tend its heu ris tic po ten -
tial.
Keywords: sym bolic universum, le git i ma tion, fi nite ranges of the value, re li gion
1
The idea of “sym bolic uni verse”, which was de vel oped into a con cept by the
stu dents of Al fred Schütz, Thomas Luckmann and Pe ter Berger, in my opin ion,
has not re ceived ad e quate at ten tion in the phenomenological par a digm in so ci o l -
ogy. How ever, it is this con cept — along with the no tion of “le git i ma tion” — has
ex tremely high heu ris tic po ten tial and is able to give new push to the de vel op -
ment of the the o ret i cal core of this ap proach in so cial sci ences. More over, the no -
tion of “sym bolic uni verse” can be not only used for clar i fi ca tion and jus ti fi ca tion
of cat e gor i cally con cep tual con nec tions within the frame work of phenomeno -
logical par a digm. The de vel op ment of the con cept of the sym bolic uni verse will
al low tran si tion from mi cro level to macro level and, thus, claim the uni ver sal ity
122 Соціологія: теорія, методи, маркетинг, 2013, 4
and the o ret i cal com plete ness of the phenomenological par a digm in so ci ol ogy.
Very of ten its fo cus on so cial ac tor and his/her daily in ter ac tions is noted as one
of the main com plaints about the cog ni tive po ten tial of a phenomenological ap -
proach, whereas the con cept of sym bolic uni verses, sup ple mented by the con cept
of le git i ma tion, could be come an an other step for phenomenological anal y sis to
en ter new ar eas of so cial re al ity.
The po ten tial of the con cept of sym bolic uni verse can and should be ap plied
to ad dress not only gnoseological and epistemological is sues, but on to log i cal
prob lems as well. It’s about the con cept of sym bolic uni verses, their ex is tence and
change, their struc ture, the in ter nal hi er ar chy of the el e ments, etc. Such the o ret i -
cal su per struc ture will al low de scrib ing and ex plain ing of pro cesses oc cur ring in
post-so viet so ci et ies, one of which is Ukrai nian. This con cept will al low a fresh
look at what has been hap pen ing in Ukrai nian so ci ety in the last few de cades: the
change of the pat tern per cep tion of the same his tor i cal events, lan guage pref er -
ences, po lit i cal and geopolitical ori en ta tions of the pop u la tion, level of re li gi os i -
ty, change in sys tems of val ues, etc.
Al though, it is nec es sary to con duct the o ret i cal groundworks. For a sim i lar
anal y sis, de cons truc tion of “sym bolic uni verse” con cept should be car ried out
first, its at trib ute func tions, as well as a fresh look at its place in the sys tem of cat e -
gor i cally con cep tual ap pa ra tus of the phenomenological par a digm in so ci ol ogy.
As a re sult, we will be able not only to re ceive a mod i fied def i ni tion of the term,
but also to re in ter pret and get a re newed con cept of ex is tence and ex change of
sym bolic uni verses. Thus, Ukrai nian re al ity will be the ob ject of anal y sis, which
will al low us to tran sit from ab stract the o riz ing to study ing so cial re al ity.
In turn, in or der to pro ceed with the re-in ter pre ta tion of the sym bolic uni -
verse con cept, it is nec es sary to con sider it in the way it was cre ated by its au -
thors. It is ex actly the main pur pose of this ar ti cle: to set the o ret i cal grounds of
the sym bolic uni verse con cept, find out what sci en tists have pre vi ously used this
term, and whose ap proaches P. Berger and T. Luckmann used as ba sis, when they
de vel oped it. More over, it is nec es sary to in ves ti gate what func tions these sci en -
tists at tached to the con cept of “sym bolic uni verse”, what cog ni tive tasks it had
to per form in their the o ret i cal sys tem.
2
Ac cord ing to the de scribed above pur poses of this ar ti cle, the anal y sis should
be started with ex am in ing who, on the whole, used the term “sym bolic uni verse”
and what def i ni tion one did use.
In this re gard, Ernst Cassirer should be men tioned, as the one who pro posed
to iden tify hu man not as “an an i mal ra tio nale”, but as “an i mal symbolicum”.
He wrote, “man lives in a sym bolic uni verse. Lan guage, myth, art and re li gion
are parts of that uni verse. They are var i ous threads con nect ing the sym bolic net -
work, the tan gled ball of hu man ex pe ri ence. All hu man prog ress in the field of
thought and ex pe ri ence im proves and strength ens that net work. Man can no lon -
ger di rectly face re al ity; he can not see it, the same way as be fore, face to face.
Phys i cal re al ity be comes smaller in pro por tion to in creas ing sym bolic ac tiv ity.
In stead of deal ing with the things that mat ter, man, in fact, is con stantly en gaged
Соціологія: теорія, ме то ди, мар ке тинг, 2013, 4 123
Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
in di a logue with him self. He crammed him self into lin guis tic forms, im ages of art,
myth i cal sym bols or re li gious rites that he can not see or know any thing ex cept
the in ter sec tion of these ar ti fi cial in ter me di ar ies” [Cassirer, 1962: p. 25].
Here we must make an im por tant ter mi no log i cal clar i fi ca tion. Ernst Cassi -
rer, just as Pe ter Berger and Thomas Luckmann, in deed, used the term “sym bolic
uni verse”1.
How ever, in my opin ion, this con cept’s rus sian trans la tion should be ver sa -
tile, in re la tion to each of these au thors and those se man tic ho ri zons, which stood
be hind the use of this term in their con cepts.
In fa vor of this trans la tion, ver sa til ity speaks the fact that E. Cassirer also used
the term “sym bolic space” as a met a phor [Cassirer, 1962]. Thus, he was rather talk -
ing about the “sym bolic uni verse”. Whereas Berger and Luckmann used the term
“sym bolic uni verse” to out line the no tional com plex — uni verse of mean ings.
Cassirer’s con cept of sym bolic uni verse was or gan i cally linked with his main
con cept of sym bolic forms. It is worth not ing of Ernst Cassirer at other times also
re fers sci ence and his tory to sym bolic forms to gether with the above men tioned
lan guage, myth, art and re li gion [Cassirer, 1962: p. 222]. The sym bolic uni verse is
based on these sym bolic forms.
“In lan guage, in re li gion, in art, in sci ence, — Cassirer writes, — man can not
do any thing else but build ing his own uni verse — a sym bolic uni verse, which al -
lows un der stand ing and in ter pret ing, ar tic u lat ing and or ga niz ing, syn the siz ing
and uni ver sal iz ing one’s hu man ex pe ri ence” [Cassirer, 1962: p. 221].
As we will see fur ther on, these func tions of sym bolic uni verse — un der stand -
ing, in ter pre ta tion, or ga ni za tion, uni ver sal iza tion, etc. — are also fully rep re -
sented in the con cept of the sym bolic uni verse of Pe ter Berger and Thomas
Luckmann. More over, it is also pos si ble here to trace a cer tain par al lel with the
“fi nite do main of val ues” — a con cept de vel oped by Al fred Schütz2.
How ever, this will be dis cussed be low. As for Cassirer, in his con cept of sym -
bolic forms, out of which the sym bolic uni verse is built, are quite tightly in ter con -
nected. So, re gard ing lan guage and myth, the phi los o pher notes that in the early
stages of hu man his tory these two sym bolic forms were al most in sep a ra ble
[Cassirer, 1962: p. 109].
The pres ence of these sym bolic forms, ac cord ing to Cassirer, al lows a per son
to break free, to rise above na ture. They de fine a qual i ta tively new state of hu man
so ci ety, which fun da men tally dis tin guishes us from ant or bee so ci et ies.
So, the main thing is that, even though, Cassirer used the term “sym bolic uni -
verse”, he at the same gave a some what dif fer ent un der stand ing of it than P. Ber -
124 Соціологія: теорія, методи, маркетинг, 2013, 4
Al ex an der Shul'ga
1 It is about the Eng lish ver sion of the given term, since the work “Es say on man” was writ ten
in the U.S. where E.Kassirer fled from the Na zis, like many other think ers of Jew ish de scent.
2 It is note wor thy that, like Schütz, Ernst Cassirer also paid a lot of at ten tion to the dis tinc -
tion be tween sym bols and signs, de lin ea tion of their na ture and func tions: “the Sym bols ... can -
not be re duced to sim ple sig nals. Sig nals and sym bols be long to dif fer ent uni verses of dis course:
the sig nal is a part of the phys i cal world of be ing; a sym bol is a part of man’s world of sense. The
sig nals are “op er a tors”; the sym bols are “point ers”. Sig nals, even when un der stood and used as
such, how ever, have some thing sim i lar to a phys i cal or sub stan tial ex is tence; the sym bols have
an ex cep tional func tional value” [Cassirer, 1962: p. 32].
ger and T. Luckmann. Ob vi ously, that is why the lat ter also do not men tion
Cassirer as a pre cur sor to their own con cept of sym bolic uni verses. “Our con cept
of “sym bolic uni verse” — P. Berger and T. Luckmann write, — is very close
Durkheimian [con cept of] “re li gion”. Schütz’s anal y sis of “fi nite do main of val -
ues” and their re la tion ship to each other, as well as Sartre’s no tion of “totaliza -
tion” were very rel e vant for our rea son ing from this point of view” [Berger,
Luckmann, 1966: p. 201–202].
First, let’s ex am ine Schütz’s con cept of fi nite do main of val ues. It should be
noted, from the very be gin ning, that Schütz’s con cept is quite closely linked to
Wil liam James’s con cept of sub-uni verses1.
How ever, Al fred Schütz does not agree with Wil liam James at all times. In
par tic u lar, this is ap plied to the term “sub-uni verses” it self.
“In or der to re move this im por tant con jec ture from its psy cho log i cal back -
ground — Schütz writes, — in stead of many sub-uni verses of re al ity we pre fer to
speak about fi nite do mains of val ues, to each of which we can add the ac cent of re -
al ity. We’re talk ing about the do mains of val ues, and not sub-uni verses be cause it
is the val ues of our ex pe ri ences and not the on to log i cal struc ture of the ob jects
that con sti tutes re al ity” [Schutz, 1962: p. 229–230].
Let’s con sider the con cept of fi nite do mains val ues in more de tail, be cause it,
as you can see from our fur ther anal y sis, will be di rectly linked to the con cept of
the sym bolic uni verse. Us ing the “fi nite” pred i cate in re la tion to dif fer ent do -
mains of val ues, Al fred Schütz wanted to em pha size that they are closed spheres.
More over, to switch from one to an other, the con scious ness of an in di vid ual must
make a “leap”. This is be cause each area of the fi nal value cor re sponds to not only
the ac cent of re al ity, but also their own cog ni tive style. Al fred Schütz dis tin -
guishes such do mains of val ues, as the world of ev ery day life, a world of phan -
tasms and dreams, etc.
“The world of dreams, im ages and phan tasms, — Schütz writes, — es pe cially
the world of art, the world of re li gious ex pe ri ences, the world of sci en tific the o riz -
ing, the game world of the child and the world of mad ness are the fi nite do mains of
val ues. This means that (a) they all have a spe cific cog ni tive style; (b) all ex pe ri -
ences within these worlds are con sis tent within themsleves in re la tion to this
cog ni tive style and com pat i ble with each other; (c) each of these fi nite do main
val ues can get a spe cific re al ity ac cent” [Schutz, 1962: p. 232].
While the world of ev ery day life is not su preme in its na ture, or, as iden ti fied
by Al fred Schütz, it is the “ar che type” of our re al ity ex pe ri ences, while the rest of
the fi nite do main val ues are its mod i fi ca tions2.
Among the main qual i ties that de fine cog ni tive style of the ev ery day life
world as the fi nite do main of val ues, Al fred Schütz out lines a spe cific ten sion of
con scious ness. It is ex actly the spe cific ten sion of con scious ness that matches
Соціологія: теорія, ме то ди, мар ке тинг, 2013, 4 125
Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
1 For more de tail on the in flu ence of Wil liam James on Schütz’s sys tem, see: [Schütz, 1971].
The role of the leg acy of Wil liam James in the de vel op ment of the phenomenological par a digm
in so ci ol ogy, see: [Shul’ga, 2011].
2 Here you can see the close re la tion ship of the con cepts of fi nite do mains of val ues with a
num ber of other con cepts that are de vel oped by Al fred Schütz: “su preme re al ity”, “at ten tion a
la via”, etc.
each in di vid ual’s cog ni tive style and ne ces si tates a “jump” of some thing akin to
the shock ex pe ri enced by the con scious ness dur ing the tran si tion from one fi nite
do main of val ues to an other, for ex am ple, from the world of sci en tific thought,
the o ri za tion in the world of re li gious ex pe ri ences. How ever, un like other cog ni -
tive styles fi nite do mains of val ues in the ev ery day life world this ten sion is
higher. This con di tion of clear est wake ful ness and full at ten tion to life. Such a
state is con di tioned by, among other things, do ing work that in volves the for mu -
la tion of pro jects to achieve the de sired state of af fairs and phys i cal move ment
needed to achieve it. In the work ing pro cess, the in di vid ual is also aware of him -
self as a self. Un like other fi nite do mains of val ues, the world of ev ery day life im -
plies intersubjectivity, com mu ni ca tion and in ter ac tion with other in di vid u als.
All this takes place in a par tic u lar tem po ral per spec tive, which is pre sented as a
con stel la tion of in ner time and cos mic (nat u ral) time. This state of con scious -
ness, which de ter mines this fi nite do main of val ues, is based on the nat u ral set ting
that makes this world self-ev i dent for the in di vid ual1.
Thus, Al fred Schütz pro posed the con cept of fi nite do mains of val ues, de -
scrib ing mul ti ple re al i ties, which in cluded each in di vid ual by ne ces sity. The
main fea tures of these do mains are their iso la tion, spe cial re al ity ac cent and cog -
ni tive style, which is de ter mined by, among other things, the de gree of ten sion of
the con scious ness of the ac tor. In the fu ture, we will re turn to this con cept to
com pare which of its el e ments Pe ter Berger and Thomas Luckmann used in their
own con cept of the sym bolic uni verse.
Af ter we re viewed the con cept of A.Schütz’s “fi nite do mains of val ues”, you
can briefly re fer to E.Durkheim’s con cept of re li gion, as well as Jean-Paul Sartre’s
con cept of “totalization”. Af ter track ing down the leg acy of E. Durkheim and
other sci en tists with the con cept of sym bolic uni verses we can go di rectly to the
place of this con cept in the works of P. Berger and T. Lukman and to ex am ine it in
de tail.
In the be gin ning I will high light Jean-Paul Sartre’s con cept of totalization,
who asked one of the gnoseological foun da tions of the con cept of Pe ter Berger
and Thomas Luckmann — the di a lec ti cal ap proach to ex am i na tion of the re la -
tion ship of in di vid ual and so ci ety. Ac cord ing to the con cept of the French sci en -
tist, the in di vid ual is both cre ator and prod uct of his tory. Acts of to tal ity are a re -
sult of the con tin u ous totalization, which ap pear as crystallizations in the so cial
prac tice of traces of these re la tions be tween the in di vid ual and his tory [Sartre,
2004].
Such ap proach can be con sid ered a proto-con cept of the triad, to which Pe ter
Berger and Thomas Luckmann have con sid ered to be of great im por tance: “ex ter -
nal iza tion-objectification-in ter nal iza tion”.
With the def i ni tion of re li gion, ac cord ing to Durkheim, is closely re lated to
P. Berger’s and T. Luckmann’s con cept of the sym bolic uni verse, to what they
them selves point to. “Re li gion, — writes E. Durkheim, is a uni fied sys tem of be -
126 Соціологія: теорія, методи, маркетинг, 2013, 4
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1 Here, once more, an or ganic con nec tion is traced to many other con cepts of Al fred Schütz’s
sys tem: “nat u ral set ting”, “durée”, and oth ers. We can not, con sid er ing the cur rent pur poses of
this ar ti cle, ex am ine these con cepts in de tail. Read more about cat e gor i cally-con cep tual re la -
tion ships of Schütz’s sys tem see: [Shul'ga, 2008].
liefs and ac tions re lated to the sa cred, that is to sep a rate, for bid den things; be liefs
and ac tions, unit ing into a sin gle moral com mu nity, which is called Church, of all
those who are de voted to them” [D’urkgeim, 1998: p. 230–231].
From the given def i ni tion sev eral, out lined by the sci en tist, re li gious char ac -
ter is tics are in ter est ing for us. The ques tion is, first of all, that re li gion, ac cord ing
to Durkheim, is a sin gle sym bolic sys tem. As the so ci ol o gist him self wrote, de -
spite the fact that re li gion con sists of var i ous rit u als, cer e mo nies, dog mas, etc.,
they all will even tu ally form an in di vis i ble unity. This vi sion of re li gion as an in di -
vis i ble sym bolic sys tem, that pos sesses an or ganic unity be tween its com po nents,
has a di rect con nec tion with the con cept of P. Berger and T. Luckmann about the
sym bolic uni verses. In ad di tion, it em pha sizes that un like Cassirer, who uses the
term “sym bolic uni verse” in the sense of “sym bolic uni verse” by P. Berger and
T. Luckmann pre sented their con cept and this term as a sin gle se man tic com plex,
a uni verse of mean ings. Ev ery re li gion has its own in ter nal unity and, there fore,
can not be re duced to form ing her be liefs and rites. The lat ter, in their en tirety,
con sti tute a sym bolic sys tem with new (emer gent) prop er ties. It is worth not ing
that the prob lem of re li gion had been oc cu py ing Thomas Luckmann long be fore
writ ing, to gether with Pe ter Berger, the “So cial con struc tion of re al ity”. A few
years be fore that, he pub lished the “The prob lem of re li gion in mod ern so ci ety”
mono graph [Luckmann, 1963a]1. In it Thomas Luckmann, along with Max
Weber in di cates the high rel e vance of Emile Durkheim’s works for the un der -
stand ing of re li gion, its role and func tions.
“No mat ter how dif fer ent so cio log i cal sys tems of Durkheim and Weber are, it
is note wor thy that both were look ing for the key to un der stand ing the so cial po -
si tion of man in re li gion. For Durkheim re li gion is the core of the “col lec tive con -
scious ness”. “Socio-sym bolic” re al ity of the “col lec tive con scious ness” is a pre -
req ui site for so cial or der and in te gra tion” [Luckmann, 1963a: s. 12].
As an im por tant point in the above-men tioned piece, the role of re li gion in es -
tab lish ing of the so cial or der should be noted. In his work, Thomas Luckmann
con stantly em pha sizes that re li gion re flects the se man tic struc ture of the ex ist ing
so cial or der2..
3
Af ter pre lim i nary ob ser va tions, which are im por tant for un der stand ing the
meth od olog i cal in flu ence, un der which were Pe ter Berger and Thomas Luck -
mann, the di rect ex am i na tion of their jus ti fi ca tion of the con cept of the sym bolic
uni verse is pos si ble. Most fully and in de tail, it is pre sented in their work “the So -
cial con struc tion of re al ity”.
The first thing you should high light, is the close con nec tion to the con cept of
a sym bolic uni verse with the con cept of “le git i ma tion”, which is de fined by them
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Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
1 The prob lem of re li gion re mained as one of the key ones for T. Lukman even af ter writ ing
“the So cial con struc tion of re al ity”. He paid much at ten tion to its in ter nal mech a nisms and so -
ci etal pur pose. См.: Luckmann, 1991.
2 This es sen tial char ac ter is tic of re li gion was in te grated, as we will see later, into the con cept
of sym bolic uni verses of Thomas Luckmann and Pe ter Berger.
as “ex pla na tion” and, at the same time, “jus ti fi ca tion” of the ex ist ing in sti tu tional
or der in so ci ety. Firstly, the le git i ma tion is car ried out to main tain the con ti nu ity
of gen er a tions. Be fore each new gen er a tion, the cre ated ear lier mean ings ap pear
as al ready ex ist ing. They are objectified and should be in ter nal ized by the rep re -
sen ta tives of the new gen er a tion.
Sci en tists di vide this pro cess into sev eral lev els. The first of these they call
“pre-the o ret i cal” state ments that ex plain the es tab lished or der and more pri vate
as pects of the tra di tion, the fact that this sit u a tion ex isted long be fore the ap pear -
ance of an in di vid ual and will ex ist af ter him. The sec ond level in cludes ex pla na -
tions and ex cuses of the or der, which claim to be very com plex and can be re -
garded as ru di men tary the o ret i cal con structs. To such con structs P. Berger and
T. Luckmann as cribe prov erbs, moral max ims, fairy tales, leg ends, etc.1
The third level of le git i macy, un like the pre vi ous two, “con tains ex plicit the -
o ries, by means of which in sti tu tional sec tor gets le git i mated in terms of a dif fer -
en ti ated sys tem of knowl edge. Such legitimations en vis age well-un der stood ref -
er ence sys tems for the re spec tive sec tors of in sti tu tion al ized be hav ior. Be cause of
their com plex ity and spe cial iza tion they are of ten per formed by spe cial ist per -
son nel, who trans mit them via for mal pro ce dures of ini ti a tion” [Berger, Luck -
mann, 1966: p. 94–95].
In com par i son with the first two lev els of le git i ma tion, this level is more in de -
pend ent and can break away from daily prac tice, chang ing into a more ab stract
form.
Thus, sci en tists build a hi er ar chy of lev els of le git i ma tion, and it is purely log -
i cal that the fourth, which is the last of them, is the most dif fi cult one. This level of
le git i ma tion is a sym bolic uni verse as well. Speak ing of the sym bolic uni verse, Pe -
ter Berger and Thomas Luckmann ex plain that they used the “sym bolic” pred i -
cate to in di cate the pro cess of des ig na tion. More over, these sym bolic com plexes
tran scend daily life and thus ex hibit the high est de gree of The o ret i cal na ture in
com par i son to the other three lev els of le git i ma tion.
“Sym bolic Uni verse — the sci en tists write, — is un der stood as the ma trix of
all so cially objectified and sub jec tively real mean ings; the en tire his tor i cal so ci -
ety and whole in di vid ual bi og ra phy are treated as phe nom ena that take place
within this uni verse. And most im por tantly, marginalized in di vid ual life sit u a -
tions (mar ginal in the sense that they are not in cluded in the re al ity of ev ery day
ex is tence in so ci ety) are also cov ered by the sym bolic uni verse” [Berger, Luck -
mann, 1966: p. 96].
From this def i ni tion, we can draw two con clu sions. The first re fers to the fact
that the sym bolic uni verse gives the in di vid ual a co or di nate sys tem and char ac -
ter ized by the high est de gree of in te gra tion of mean ings into a sin gle com plex.
The sec ond con clu sion re fers to the above-men tioned con cept of the fi nite do -
mains of value Al fred Schьtz. As it was al ready men tioned, Al fred Schütz pres -
128 Соціологія: теорія, методи, маркетинг, 2013, 4
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1 It is worth not ing the im por tant role that sci en tists di vert to the lan guage. By their as ser -
tion, ex pla na tions and jus ti fi ca tions of the ex ist ing or der have al ready rooted ex actly in the
lan guage. T. Luckmann has de voted to this is sue more than one work. See, eg.: [Luckmann,
1963b]. For our sub se quent anal y sis, a spe cific role of lan guage in the pro cess of le git i ma tion
will also gain a great rel e vance.
ents them as closed do mains, each of which has its own cog ni tive style and a par -
tic u lar ac cent of re al ity. In this ev ery day world ranks at the top of the hi er ar chy
of these do mains of val ues, be cause it in volves the high est ten sion of the in di vid -
ual’s con scious ness, due to the prac ti cal ac tiv ity. In turn, Thomas Luckmann and
Pe ter Berger put em pha sis on the uni ver sal ity of the se man tic ma trix, which of -
fers a sym bolic uni verse that gives it a uni ver sal in te gra tive and a uni fy ing abil ity.
Thanks to the sym bolic uni verse of dif fer ent do mains of val ues — and the fan tasy
world and the world of dreams or in san ity, etc. — are ar ranged within the frame -
work of the world of ev ery day life. In ad di tion, it is ex actly sym bolic uni verse that
is re spon si ble, in the works of T. Luckmann and P. Berger, for the weak en ing of
the shock from the tran si tion of the con scious ness of the in di vid ual from one do -
main of val ues to an other and dis place ment as a re sult of this re al ity ac cent and
ten sion of con scious ness, A. Schütz called it a “leap”1.. Hence, they use the con -
cept of fi nite do mains of val ues of A. Schütz, which was men tioned not far above,
and in cor po rate it into their own con cept of the sym bolic uni verse. The lat ter is
the ba sis for in te grat ing all do mains of val ues and de ter mines their hi er ar chy,
where the su preme po si tion saves the world of ev ery day life.
Apart from the fact that sym bolic uni verses are used to or ga nize past, pres ent
and fu ture, they are the re sult of past theorizations, united in one se man tic com -
plex. They are socio-his tor i cal prod ucts. If you need to un der stand their im por -
tance, one must un der stand the his tory of their cre ation. It is es pe cially im por -
tant that these prod ucts of hu man con scious ness, by their very na ture, rep re sent
quite de vel oped and in ev i ta ble to tal i ties” [Berger, Luckmann, 1966: p. 97]2.
Each sym bolic uni verse needs funds to sus tain it. As shown by Pe ter Berger
and Thomas Luckmann, such means are dif fer ent lev els of le git i ma tion that were
men tioned ear lier: be gin ning with pretheoretical level up to the most ab stract
forms of the o riz ing con cern ing claims for the di vin ity of the ex ist ing or der of so -
cial re la tions. How ever, they pre fer not to talk about the evo lu tion of these mech -
a nisms through out his tory from rel a tively sim ple my thol ogy to a com plex and
for mal ized sci ence, al though they ac knowl edge the fact of their var i ous dif fer en -
ti a tion, the rea son ing and con sis tency. These con cep tual mech a nisms are rather
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Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
1 As an ex am ple of such leap and ar range ment of dif fer ent re al i ties, sci en tists use the re al ity of
death as the most ex treme ex pe ri ence. How ever, thanks to the sym bolic uni verse in di vi d ual’s
knowl edge of his/her own fi nite ness does not cre ate per ma nent shock for the in di vid ual, be cause
his death is pre sented by the sym bolic uni verse as a nat u ral and in ev i ta ble re sult. “It is ex actly in
the le git i ma tion of death, — P. Berger and T. Lukman write, — the abil ity of sym bolic uni verses
to tran scend is most dis tinctly man i fested and re vealed the fun da men tal na ture of ex treme
legitimations of the su preme re al ity of ev ery day life that soft ens the hor ror. The pri macy of so cial
ob jec tiv ity of ev ery day life can re tain its sub jec tive im por tance only in the case when ev ery day
life is con stantly pro tected from the hor ror. At the level of sense, the in sti tu tional or der is a pro -
tec tion against ter ror” [Berger, Luckmann, 1966: p. 101–102]. Here we also see the con nec tion
be tween con cepts of the sym bolic uni verse of P. Berger and T. Luckmann with A. Schütz’s no -
tion of “fun da men tal anx i ety”, which in his sys tem was de signed to de scribe the knowl edge of the
in di vid ual about his im mi nent fi nite ness, and served as in con test able back ground of his or ga ni -
za tion of the world of work and out lin ing his pro jects of ac tiv ity.
2 Here we see the sci en tists us ing the al ready men tioned Jean-Paul Sartre’s term of “to tal i -
ty” and the ref er ence to its socio-his tor i cal na ture.
ideal types that, if nec es sary, do not func tion in di vid u ally, though they do func -
tion when com bined to gether.
How ever to re sort to us ing dif fer ent lev els of le git i ma tion, that is, ex plain
and jus tify this pro ce dure, it is nec es sary only un der cer tain con di tions. “The
need for spe cial pro ce dures of main te nance of uni verse, — P. Berger and T.
Luckmann write, — ap pears when the sym bolic uni verse be comes a prob lem. Un -
til it does n’t be come so, the sym bolic uni verse is self-sus tain ing, i.e. self-le git i miz -
ing thanks to trans par ent factuality of its ob jec tive ex is tence in a given so ci ety. If
you rep re sent a so ci ety in which this would be pos si ble, it would be a har mo ni ous,
closed, com pli cated func tion ing sys tem. In fact, such a so ci ety does not hap pen.
Due to the ten sions that are in ev i ta ble in the pro cess of institutionalization, and
due to the fact that all so cial phe nom ena — cunstructs cre ated by man in the
course of his tory, none of ex ist ing so ci et ies and, a for ti ori, none of the ex ist ing
sym bolic uni verses is self-ev i dent" [Berger, Luckmann, 1966: p. 106].
As one of those sit u a tions when the sym bolic uni verse and its self-ev i dent
char ac ter be come prob lem atic and non-ob vi ous, Pe ter Berger and Thomas Luck -
mann de fine gen er a tional change. As a re sult its new gen er a tion stands be fore the
cur rent se man tic com plex, which, how ever, in the pro cess of so cial iza tion is n’t
nec es sar ily be ing fully in ter nal ized. The sec ond prob lem atic sit u a tion re quir ing
the in clu sion of mech a nisms of le git i ma tion of the sym bolic uni verse, sci en tists
call — the ex is tence of al ter na tive, “he ret i cal” in ter pre ta tions of re al ity. Thus, the
sym bolic uni verse is forced to trans form and be come more com plex to meet the
chal lenges of these al ter na tive se man tic com plexes1.
Pe ter Berger and Thomas Luckmann high light two prac ti cal mech a nisms,
which are used by sym bolic uni verse to sus tain it self and re duce the im pact of al -
ter na tive in ter pre ta tions of re al ity: ther apy and an ni hi la tion.
The first mech a nism, ther apy, is con cluded in ad just ment of the se man tics by
means of any kind of so cial con trol and pres sure. It’s, above all, about sin gu lar
cases, when an in di vid ual “drops out” of the com mon sym bolic uni verse. Through
the in flu ence of team, norms, rules, etc. sym bolic uni verse “cures” this in di vid ual,
and thus re stores his le git i macy even on this sin gu lar level.
An ni hi la tion, in turn, is de signed, more likely, for groups and in di vid u als, to
which, by vir tue of their phys i cal dis tance, it is im pos si ble to ap ply the ther apy.
Their mean ings and their uni verse dur ing an ni hi la tion is en dowed with a neg a -
tive tone, per ceived as some thing ex tra ne ous, un nat u ral. In fact, un like ther apy,
ex tra ne ous mean ings are not be ing ad justed, but are be ing de nied. At the same
time the su pe ri or ity and ne ces sity of their sym bolic uni verse is be ing em pha -
sized2.
“Ther apy, — Pe ter Berger and Thomas Luckmann write, — uses con cep tual
ma chin ery, in or der to keep all within the given uni verse. An ni hi la tion, in turn,
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Al ex an der Shul'ga
1 Al though P. Berger and T. Luckmann, them selves, rec og nize that they do not con sider the
vi o lent sup pres sions of one uni verse by an other, since in such sce nar ios, the ques tion of su pe ri -
or ity is de cided not by the so phis ti ca tion of the the o ret i cal de sign, but only the use of mil i tary
force.
2 And again sci en tists em pha size that po lit i cal and mil i tary in ter ven tion in these pro cesses is
a sep a rate is sue.
uses sim i lar mech a nisms for con cep tual elim i na tion of all that is out of this uni -
verse. This pro ce dure can be de scribed as a kind of neg a tive le git i ma tion. Le git i -
ma tion sup ports the re al ity of so cially con structed uni verse; the an ni hi la tion de -
nies the re al ity of any phe nom e non and its in ter pre ta tions, which are not suit able
for this uni verse” [Berger, Luckmann, 1966: p. 114].
How ever, the con tra dic tions are in her ent for not only the re la tions be tween
one sym bolic uni verse and the rep re sen ta tives of the other, alien uni verse. As
shown by sci en tists, con flicts oc cur within the sym bolic uni verse. Here, sci en -
tists once again em pha size the di a lec ti cal re la tion ship of so cial sys tems and in di -
vid u als, which be comes ap par ent in the fact that the es sence of so cial ac tors are
that they’re cre ators and prod ucts of the so cial sys tem. As al ready men tioned, the
sym bolic uni verse, as a the o ret i cal sys tem of the high est de gree of ab stract ness,
needs a spe cial kind of “ex perts” en gaged in the cre ation of cer tain mean ings, up -
dat ing ex ist ing ones or de nial of alien to the sys tem of val ues.
With the in creas ing com plex ity of the sys tem and its dif fer en ti a tion, con tra -
dic tions be tween the “ex perts” of the same sym bolic uni verse on their au thor ity
and place in the hi er ar chy of this com mu nity is pos si ble1. This leads to the fact
that in the frame work of one uni verse sev eral sym bolic sub sys tems can emerge,
which, al though while still re main ing in the con cep tual frame work of this se man -
tic sys tem, yet they com pete for very spe cific so cial and po lit i cal in flu ence in so ci -
ety.
In con clu sion of the re view of the sym bolic uni verse con cept of Pe ter Berger
and Thomas Luckmann one more de tail should be noted. While be ing on the sub -
ject of ex is tence of dif fer ent sym bolic uni verses in so ci ety, they em pha size: “...it is
im por tant to re mem ber that most mod ern so ci et ies are plu ral is tic. This means
that there is a cen tral uni verse within them, which is con sid ered self-ev i dent as
such, and var i ous pri vate uni verses that co ex ist with each other and are in a state
of co-ad ap ta tion” [Berger, Luckmann, 1966: p. 125].
As can be seen from the afore men tioned quo ta tion, they use the term “Cen -
tral uni verse”. In ad di tion, it should be es pe cially em pha sized, ac cord ing to Pe ter
Berger and Thomas Luckmann, be sides it there are “pri vate” uni verses that
“adapt” to each other in so ci ety. These two state ments will be im por tant for our
fur ther de vel op ments, and we’ll get back to them more than once. We’ll note only
that this kind of in ter pre ta tion of the re la tion ship of sym bolic uni verses seems to
us as a highly prob lem atic and re quir ing more rig or ous de vel op ment.
4
So, we found that the the o ret i cal and meth od olog i cal ba sis of the main con -
cept of the sym bolic uni verse of Pe ter Berger and Thomas Luckmann were: the
con cept of fi nite do mains of val ues of Al fred Schütz, from which they gen er ally
adopted a phenomenolog i cal way of think ing; the Emile Durkheim’s con cept of
re li gion; Jean-Paul Sartre’s con cept of totalization, which brought the di a lec tics
in their ap proach to re la tions of the in di vid ual and the so cial sys tem.
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Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
1 The role of “ex perts” in the al ter ation and main te nance of a sym bolic uni verse, the tech -
niques used by them, will be dis cussed in de tail in our fur ther anal y sis.
Af ter clar i fy ing the the o ret i cal plat form on which the con cept of the sym -
bolic uni verse was de vel oped, we should turn di rectly to this con cept.
Sci en tists are pre sent ing the sym bolic uni verse as a se man tic com plex, which
is char ac ter ized by a higher de gree of ab stract ness. It is the high est level of the
pro cess of le git i ma tion, which lies in “ex pla na tion” and “jus ti fi ca tion” of the ex -
ist ing so cial or der. The in te grat ing abil ity of the sym bolic uni verse is that it or ga -
nizes a “from birth to death” co or di nate sys tem for the in di vid ual. Even this ex -
treme and highly per sonal ex pe ri ence has the same scope of claims of the sym bolic
uni verse, as other spheres of life of the in di vid ual.
Ac cord ing to the re sults of con sid er ation for fur ther anal y sis, we should iden -
tify a few el e ments of the sym bolic uni verse con cept, de vel oped by Pe ter Berger
and Thomas Luckmann.
The first and main task, for our pur poses, is clar i fi ca tion of the con cep tual
con nec tions be tween the “le git i ma tion” and “sym bolic uni verse”. It can be stated
that the con cept of “sym bolic uni verse” in its at trib u tive func tions is a cat e gory in
the sys tem of Pe ter Berger and Thomas Luckmann be cause it per forms a heu ris tic
func tion( it is used to ob tain new knowl edge), knowl edge syn the sis (com bin ing
of other con cepts in it self), meth od olog i cal (sets the an gle of the re search in ter -
est) and log i cal (ar range ment of other con cepts) func tions. In turn, the con cept
of “sym bolic uni verse” and “le git i ma tion” in the sys tem of these sci en tists are in a
re la tion ship of sub or di na tion: the first is used to jus tify the sec ond. The sym bolic
uni verse is, as it was al ready men tioned, one of the lev els of the pro cess of le git i -
ma tion and, thus, the scope of the def i ni tion of “sym bolic uni verse” is smaller and
is part of the def i ni tion of “le git i ma tion”. In my opin ion, in the re in ter pre ta tion of
the con cept of “sym bolic uni verse” it is nec es sary to re think these re la tion ships,
which will be dic tated by a slightly dif fer ent def i ni tion of the con cept and other
cog ni tive tasks.
An other im por tant el e ment of the orig i nal con cept of the sym bolic uni verse
are dif fer ent mech a nisms to sus tain it. As such mech a nisms, in par tic u lar, “ther -
apy” and “an ni hi la tion” are high lighted. It should be noted that these con cepts
have a high heu ris tic po ten tial. How ever, in its orig i nal con cep tual form they are
in need of more elab o ra tion, be cause, in my opin ion, they only re veal the la tent
mech a nisms of the sus te nance of a sym bolic uni verse. These con cepts are pre -
sented only in gen eral terms and do not con vey all pos si ble mod i fi ca tions of pro -
cesses di rected at self-sus te nance of sym bolic uni verse. Look ing ahead, it can be
said that there are a lot more of such mech a nisms than the given num ber of de -
noted ones by P. Berger and T. Luckmann, and each of them plays an im por tant
role along with ther apy and an ni hi la tion.
The third as pect that should be high lighted is the lack of at ten tion to the
means of sym bolic uni verse’s dis tri bu tion. Even speak ing of the prob lem atic na -
ture of the sym bolic uni verse, which among other things may oc cur dur ing so cial -
iza tion of new gen er a tion, sci en tists do not dis close through which in sti tutes it
can be over come. Ob vi ously, this is sue re quires sep a rate elab o ra tion.
This as pect is quite closely con nected to the next, the fourth, which con cerns
the role of “ex perts” in sym bolic uni verse’s sus te nance and its change. P. Berger
and T. Luckmann des ig nated quite a lot of place for this group and the need for its
emer gence. How ever, they did not pres ent even a gen eral struc ture of this group,
132 Соціологія: теорія, методи, маркетинг, 2013, 4
Al ex an der Shul'ga
its hi er ar chy. Speak ing of “ex perts”, they merely out line the pos si ble de vi a tions
in the in ter pre ta tion of cer tain ar eas of re al ity and the re sult ing con flicts. How -
ever, due to the na ture of sym bolic uni verse as a meta-sen sual sys tem, dis tri bu -
tion of its val ues among pub lic body al ready it self seems ex tremely com plex and
mul ti stage pro cess, which, for its part, re quires a com plex and dif fer en ti ated
group of “ex perts”. Such de scrip tion we can’t find in the “So cial con struc tion of
re al ity”, or in sub se quent works of these sci en tists. And again, the need for fur ther
de vel op ment of this con cept can be as cer tained.
Fi nally, the fifth im por tant point is pre sented by sci en tists an con sists of the
re la tion ship be tween the sym bolic uni verses and more spe cif i cally, their lack of
suf fi cient rep re sen ta tion. Pe ter Berger and Thomas Luckmann rec og nize ex is -
tence of dif fer ent sym bolic uni verses in so ci ety. One of them is cen tral, as is per -
ceived by most mem bers of so ci ety as self-ev i dent. Oth ers co-adapt. This in ter -
pre ta tion can be con sid ered con tro ver sial based on the def i ni tion of the very es -
sence of sym bolic uni verses. The last — as closed sys tems — claim to be ab so lute
and un con tested def i ni tion of so cial re al ity and there fore by its very na ture can -
not “adapt” to each other, but only to be in a con stant state of ten sion and strug gle
for the af fir ma tion of their mean ings.
Our sub se quent anal y sis will be de voted to the ques tions listed above, an -
swer ing on which we can get an up dated con cept of sym bolic uni verses, with a
higher cog ni tive ca pa bil i ties not only within the phenomenological par a digm,
but also within gen eral so cio log i cal the ory.
Ref er ences
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P.L. Berger, Th. Luckmann. — N. Y. : First An chor Books Edi tion, 1967. — 219 p.
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Соціологія: теорія, ме то ди, мар ке тинг, 2013, 4 133
Pre lim i nary com ments on the re in ter pre ta tion of “sym bolic uni verse” con cept
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Schutz A. On Mul ti ple Re al i ties / A. Schutz // Col lected Pa pers. — The Hague : Martinus
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Schütz A. Wil liam James’ Begriff des “Stream of Thought” phänomenologisch inter pretiert /
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Trans lated into Eng lish by Roik M.M.
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