Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films
Near-stochiometric and carbon-rich a-Si₁₋xCx:H thin films were deposited using the magnetron sputtering of Si target in Ar/CH₄ gas mixture. As-deposited nearstochimetric (x = 0.5) sample showed weak blue photoluminescence (PL), while PL of as-deposited carbon-rich (x = 0.7) sample was 20 times stron...
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2015
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nasplib_isofts_kiev_ua-123456789-1207202025-02-09T17:48:24Z Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films Vasin, A.V. Ishikawa, Y. Rusavsky, A.V. Nazarov, A.N. Konchitz, A.A. Lysenko, V.S. Near-stochiometric and carbon-rich a-Si₁₋xCx:H thin films were deposited using the magnetron sputtering of Si target in Ar/CH₄ gas mixture. As-deposited nearstochimetric (x = 0.5) sample showed weak blue photoluminescence (PL), while PL of as-deposited carbon-rich (x = 0.7) sample was 20 times stronger and white in color. The films were annealed in pure argon, wet argon, and dry oxygen at 450 °C for 30 min. The intensity of PL in a-Si₁₋xCx:H layers were enhanced by the factor from 2 to 12 after annealing in dependence on the annealing atmosphere. The strongest oxidation and strongest light emission were observed in carbon-rich series (x = 0.7) after annealing in oxidizing atmosphere. Structural properties of the films were characterized by infra-red absorption spectroscopy, ellipsometry and electron paramagnetic resonance. The effect of carbon enrichment of a-Si₁₋xCx:H films and annealing atmosphere on the evolution of photoluminescence and local interatomic bonding structure in annealed material were studied and analyzed. It has been found that main effects of thermal treatments is strong enhancement of photoluminescence accompanied by formation of Si:C–Hn and Si–OxCy bonding. The strongest oxidation effect as well as strongest hotoluminescence were observed in carbon-rich a-SiC:H films. 2015 Article Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films / A.V. Vasin, Y. Ishikawa, A.V. Rusavsky, A.N. Nazarov, A.A. Konchitz, V.S. Lysenko // Semiconductor Physics Quantum Electronics & Optoelectronics. — 2015. — Т. 18, № 1. — С. 63-70. — Бібліогр.: 48 назв. — англ. 1560-8034 DOI: 10.15407/spqeo18.01.063 PACS 61.72.uf, 76.30.-v, 77.84.Bw, 78.55.Qr https://nasplib.isofts.kiev.ua/handle/123456789/120720 en Semiconductor Physics Quantum Electronics & Optoelectronics application/pdf Інститут фізики напівпровідників імені В.Є. Лашкарьова НАН України |
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Near-stochiometric and carbon-rich a-Si₁₋xCx:H thin films were deposited using the magnetron sputtering of Si target in Ar/CH₄ gas mixture. As-deposited nearstochimetric (x = 0.5) sample showed weak blue photoluminescence (PL), while PL of as-deposited carbon-rich (x = 0.7) sample was 20 times stronger and white in color. The films were annealed in pure argon, wet argon, and dry oxygen at 450 °C for 30 min. The intensity of PL in a-Si₁₋xCx:H layers were enhanced by the factor from 2 to 12 after annealing in dependence on the annealing atmosphere. The strongest oxidation and strongest light emission were observed in carbon-rich series (x = 0.7) after annealing in oxidizing atmosphere. Structural properties of the films were characterized by infra-red absorption spectroscopy, ellipsometry and electron paramagnetic resonance. The effect of carbon enrichment of a-Si₁₋xCx:H films and annealing atmosphere on the evolution of photoluminescence and local interatomic bonding structure in annealed material were studied and analyzed. It has been found that main effects of thermal treatments is strong enhancement of photoluminescence accompanied by formation of Si:C–Hn and Si–OxCy bonding. The strongest oxidation effect as well as strongest hotoluminescence were observed in carbon-rich a-SiC:H films. |
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Vasin, A.V. Ishikawa, Y. Rusavsky, A.V. Nazarov, A.N. Konchitz, A.A. Lysenko, V.S. |
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Vasin, A.V. Ishikawa, Y. Rusavsky, A.V. Nazarov, A.N. Konchitz, A.A. Lysenko, V.S. Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films Semiconductor Physics Quantum Electronics & Optoelectronics |
| author_facet |
Vasin, A.V. Ishikawa, Y. Rusavsky, A.V. Nazarov, A.N. Konchitz, A.A. Lysenko, V.S. |
| author_sort |
Vasin, A.V. |
| title |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films |
| title_short |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films |
| title_full |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films |
| title_fullStr |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films |
| title_full_unstemmed |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films |
| title_sort |
photoluminescent properties of oxidized stochiometric and carbon-rich amorphous si₁₋xcx:h films |
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Інститут фізики напівпровідників імені В.Є. Лашкарьова НАН України |
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2015 |
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https://nasplib.isofts.kiev.ua/handle/123456789/120720 |
| citation_txt |
Photoluminescent properties of oxidized stochiometric and carbon-rich amorphous Si₁₋xCx:H films / A.V. Vasin, Y. Ishikawa, A.V. Rusavsky, A.N. Nazarov, A.A. Konchitz, V.S. Lysenko // Semiconductor Physics Quantum Electronics & Optoelectronics. — 2015. — Т. 18, № 1. — С. 63-70. — Бібліогр.: 48 назв. — англ. |
| series |
Semiconductor Physics Quantum Electronics & Optoelectronics |
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| fulltext |
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
63
PACS 61.72.uf, 76.30.-v, 77.84.Bw, 78.55.Qr
Photoluminescent properties of oxidized stochiometric
and carbon-rich amorphous Si1−xCx:H films
A.V. Vasin
1
, Y. Ishikawa
2
, A.V. Rusavsky
1
, A.N. Nazarov
1
, A.A. Konchitz
1
, V.S. Lysenko
1
1
V. Lashkaryov Institute of Semiconductor Physics, 03028 Kyiv, Ukraine
2
Japan Fine Ceramics Center, Nagoya, 456-8587 Japan
Abstract. Near-stochiometric and carbon-rich a-Si1−xCx:H thin films were deposited
using the magnetron sputtering of Si target in Ar/CH4 gas mixture. As-deposited near-
stochimetric (x = 0.5) sample showed weak blue photoluminescence (PL), while PL of
as-deposited carbon-rich (x = 0.7) sample was 20 times stronger and white in color. The
films were annealed in pure argon, wet argon, and dry oxygen at 450 °C for 30 min. The
intensity of PL in a-Si1−xCx:H layers were enhanced by the factor from 2 to 12 after
annealing in dependence on the annealing atmosphere. The strongest oxidation and
strongest light emission were observed in carbon-rich series (x = 0.7) after annealing in
oxidizing atmosphere. Structural properties of the films were characterized by infra-red
absorption spectroscopy, ellipsometry and electron paramagnetic resonance. The effect
of carbon enrichment of a-Si1−xCx:H films and annealing atmosphere on the evolution of
photoluminescence and local interatomic bonding structure in annealed material were
studied and analyzed. It has been found that main effects of thermal treatments is strong
enhancement of photoluminescence accompanied by formation of Si:C–Hn and Si–OxCy
bonding. The strongest oxidation effect as well as strongest photoluminescence were
observed in carbon-rich a-SiC:H films.
Keywords: a-Si1−xCx:H, photoluminescence, ellipsometry and electron paramagnetic
resonance, infra-red absorption spectroscopy.
Manuscript received 18.09.14; revised version received 08.12.14; accepted for
publication 19.02.15; published online 26.02.15.
1. Introduction
Development of new white light emitting materials
synthesized using the processes compatible with
common silicon based technology is of great interest
especially in the field of flat displays and indication
panels. Recently, it has been demonstrated that carbon
incorporated silicon oxide nanostructured materials
exhibit a strong white photoluminescence (PL).
Intriguing is that white PL was demonstrated by SiOC
materials fabricated by quite different methods, namely:
SiOC thin films deposited by thermal chemical vapor
deposition (TCVD) [1], atmospheric pressure micro-
plasma jet deposition [2], magnetron sputtering depo-
sition [3], C
+
implantation into SiO2 [4-6], chemical
vapor deposition technique [7], carbonization/oxidation
of porous silicon [8, 9], sol–gel method [10].
The origin of white light emission in these
materials is still unclear but common features of the
composition and PL properties indicate a common light-
emission mechanism. It is obvious that photolumi-
nescence is associated with incorporation of carbon in
silicon oxide matrix but more detailed structural
identification is under debate. In this paper, we analyze
correlations of PL and structural properties of thin films
fabricated by combination of magnetron sputtering depo-
sition and thermal annealing/oxidation of hydrogenated
amorphous silicon-carbon alloy films (a-Si1−xCx:H).
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
64
0.002
0.004
0.006
0.008
400 500 600 700 800
0.0
0.2
0.4
3
4
2
P
L
i
n
te
n
si
ty
,
a
r
b
.
u
n
.
Wavelength, nm
(1) as-deposited
(2) dry Ar
(3) wet Ar
(4) dry O
2
(b)
a-Si(0.3)C(0.7):H
1
4
2 1
(a)
a-Si(0.5)C(0.5):H
3 - divided by 5
0
20
40
60
0
1
2
3
4
(d)
dry O
2
wet Ar
Si(0.3)C(0.7)
as-deposited dry Ar
In
te
g
ra
te
d
P
L
i
n
te
n
si
ty
,
a
rb
.
u
n
.
Si(0.5)C(0.5)
(c)
Fig. 1. PL spectra of as-deposited (spectrum 1) and annealed (2 – dry Ar, 3 – wet Ar, 4 – dry O2) a-Si0.5C0.5:H (a) and a-
Si0.3C0.7:H (b) films; integrated PL intensities of as-deposited and annealed a-Si0.3C0.7:H (c) and a-Si0.5C0.5:H (d) films.
2. Experimental
a-Si1-xCx:H films were deposited on p-type 40 Ohm∙cm
Si(100) and glass substrates by reactive dc-magnetron
sputtering of a silicon target in Ar/CH4 gas mixture by
analogy with [11] and [12]. Using this sputtering
configuration, the films with different carbon content can
be deposited by varying the substrate-target distance. The
larger is the distance, the smaller incorporation of
deposited silicon atoms is and, correspondingly, the larger
relative contribution of carbon incorporated with hydro-
carbon radicals from operation gas. Two samples with
x = 0.5 (320 nm thick) and x = 0.7 (780 nm thick) were
deposited at the substrate temperature 200 °C.
Composition of the films was determined using Auger-
electron spectroscopy with SiC(6H) crystal as a reference
sample. The volume density of the layers measured by
weighing the substrate before and after deposition was
2.2±0.1 g/cm
3
(x = 0.5) and 1.6 ± 0.1 g/cm
3
(x = 0.7).
After the deposition, the samples were annealed at
atmospheric pressure in the flow of dry Ar, wet-Ar and
dry O2 flow at 450 °C for 30 min.
3. Results and discussion
PL of as-deposited and annealed a-Si1-xCx:H samples
was measured at room temperature using excitation by
351 nm line of Ar
+
laser. The refractive index was
calculated using spectral ellipsometry measurements.
The local bonding structure in the films was studied by
Fourier-Transform Infra-Red spectroscopy (FTIR).
Paramagnetic defects were analyzed using electron
paramagnetic resonance (EPR) in the X-band with 100-
kHz modulation of magnetic field.
Weak PL band with the maximum intensity near
420 nm was detected in the as-deposited a-Si0.5C0.5:H
film (Fig. 1a, spectrum 1). Annealing at 450 °C for
30 min in dry argon results in appearance of the
emission band with the maximum intensity near 510 nm,
while the blue component seems to be unchanged
(Fig. 1a, spectrum 2). Oxidation by wet argon and
oxygen resulted in further development of the “green”
band, but the integrated intensity of PL in the sample
annealed in wet argon was 5 times higher (Fig. 1c). The
narrow features at 700 and 727 nm available in all the
spectra are laser satellites. The amplitude of these laser
lines can be used for rough estimation of the relative PL
intensity in different samples.
As-deposited carbon-rich a-Si0.3C0.7:H film emitted
broad PL band white in color with strongly modulated
spectrum (Fig. 1b, spectrum 1). We unambiguously
attribute modulating features of the spectra to
interference effects because: (1) these features are
shifted with changing of the angle between sample plane
and optical slip of monochromator; (2) these features
disappeared after mechanical roughening of the film
surface by diamond past (grain size of 20 nm). The
maximum intensity of PL in the as-deposited sample was
estimated to be within the range 500…550 nm. The PL
intensity increased strongly after annealing in dry Ar,
while the spectral shape of PL was almost unchanged
(Fig. 1b, spectrum 2). Annealing in wet argon and dry
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
65
oxygen resulted in further increase of PL intensity
(Fig. 1d) and the obvious blue shift of the intensity
distribution caused by oxygen treatment (Fig. 1b, spectra
3 and 4).
Transmission FTIR spectra of as-deposited and
annealed a-Si1−xCx:H films are presented in Fig. 2. The
spectrum of as-deposited sample is composed by strong
absorption bands at 780 cm
–1
(Si–C stretching) and
1cm1010 (deformation C–Hn and/or stretching Si–O–
Si), and weaker absorption bands at 2100 cm
–1
(Si–Hn
stretching) and 2690…3000 cm
–1
(C(sp
3
)–Hn stretching).
A traces of absorption were found at about 1260 cm
–1
(deformation modes of Si:C–H3 bonds) and within range
3000…3500 cm
–1
(O–H stretching). The weak narrow
spectral features at 608 and 1cm1100 are due to
imperfect subtraction of the absorption of Si substrate
(oxygen contaminations in Si wafer). FTIR absorption
peaks and corresponding vibration modes assigned in
a-SixCyOz:H films are presented in Table.
The absorption band at 1010 cm
–1
in a-Si1–xCx:H
films is commonly ascribed to rocking/waging vibration
modes in CH2 radicals bonded to silicon atoms
–Si–CH2–Si [23-27]. But it is well known that the main
absorption band in silicon sub-oxide SiOx (x < 2) is also
located at 1000…1400 cm
–1
depending on x [20].
Residual oxygen contamination in our films was
estimated using Auger electron spectroscopy to be up to
7…10 at.%, so that the contribution of Si–O vibrations
should be taken into account. Unfortunately, it is not
possible to separate correctly hydrogen- and oxygen-
related absorption bands, but, basing on our previous
experience [12], we assume that hydrogen-related
contribution dominates in as-deposited samples. From
Fig. 2a, one can see that the relative intensity of this
band is increased after thermal treatments regardless of
annealing atmosphere (spectra 2, 3, 4). Annealing in dry
and wet Ar resulted in development of the Si:C–H3-
related band at 1260 cm
–1
(Fig. 2b, spectra 2, 3), while
the intensity of Si–Hn (2100 cm
–1
) and C–Hn
(2690…3000 cm
–1
) decreased.
Table. Identification of IR absorption bands in a-SiC:H/
a-SiOC:H thin films.
Absorption
band
(cm–1)
Attribution
References
Theory Experiment
450 Si–O–Si, rock. [13] [13], [20-22]
780 Si–C, str. [14-17] [20], [23-28]
780–800 C–H3, bend. [16-18] [27], [29]
800 Si–O–Si, str. [13] [13], [20-22]
940 Si–OH, str. [30-31]
1010
CH2 rock/wag [16-18] [23-27]
Si–O in SiOx
(x<2), str.
[20], [32]
1060–1200 Si–O–Si, str. [13] [13], [20-22]
1260 Si:CH3, bend. [16-18]
[23-28], [33],
[34]
1700 C=O, str. [33]
2100 Si–Hn, str. [16-19] [19], [23-28]
2700–3000
C(sp3)–Hn ,
str.
[16-18] [23-28], [33]
3000–3700 O–H, str. [21], [35],[36]
500 1000 1500 2000 2500 3000 3500
20
40
60
80
100
120
780
O-H astretch.
C-H astretch.
Si-H astretch.
1010
4
3
2
1
a-Si(0.5)C(0.5):H(a)
T
ra
n
s
m
is
s
io
n
,
%
1 as-deposited
2 dry Ar
3 wet Ar
4 dry O
2
1240 1280
1263
4
3
2
1
Si:C-H
3
bend.(b)
Wavenumber, cm
-1
Fig. 2. (a) – FTIR spectra of a-Si0.5C0.5:H: (1) – as-deposited, and annealed in dry Ar (2), wet Ar (3) and dry O2 (4); (b) – scaled-
up spectral range 1220…1300 cm–1 (selected by dashed quadrangle in (a)).
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
66
500 1000 1500 2000 2500 3000 3500
0
40
80
120
160
1700
a-Si(0.3)C(0.7):H(a)
4
3
2
1
T
ra
n
s
m
is
s
io
n
,
%
Wavenumber, cm
-1
(1) as-deposited
(2) dry Ar
(3) wet Ar
(4) dry O
2
1124
1240 1280
Si:C-H
3
bend.
12631257
1279
(b)
4
3
2
1
Fig. 3. (a) – FTIR spectra of a-Si0.3C0.7:H: (1) – as-deposited, annealed in dry Ar (2), wet Ar (3) and dry O2 (4); (b) – scaled-up
spectral range 1220… 1cm1300 (selected by dashed quadrangle in (a)).
FTIR spectra of a-Si0.3C0.7:H films are shown in
Fig. 3a. The main absorption bands were found to be
centered near 790 and 1010 cm
–1
, correspondingly. The
relative intensity of 1010 cm
–1
band as well as Si:C–H3
bending (1256 cm
–1
) and C–Hn stretching bands
(2800… 1cm3000 ) is much stronger in the carbon-rich
sample than that in a-Si0.5C0.5:H indicating larger
contribution of carbon-hydrogen bonds. The OH-related
absorption band at 1cm3500 is also much stronger.
The intensity of 1010 and 1256 cm
–1
bands was
increased after annealing in dry and wet argon (Figs. 3a
and 3b). Comparing Fig. 3a and Fig. 3b, one can find the
direct correlation for the intensities of these bands.
Absorption intensity of Si–Hn and C–Hn stretching
vibration bands decreased after annealing in dry and wet
Ar, and completely vanished after thermal treatment in
oxygen. Obvious absorption at about 1700 cm
–1
due to
C=O stretching (sym./asym.) vibrations [33] was
observed after annealing in dry and wet argon (Fig. 3a,
spectra 3 and 4).
Annealing of a-Si0.3C0.7:H film in oxygen resulted
in strong oxidation of the material. Several oxygen
related bands are now present in the spectrum (Fig. 3a,
spectrum 4): 450 cm
–1
(rocking Si–O–Si), 802 cm
–1
(symmetrical stretching Si–O–Si), 940 cm
–1
(Si–OH
stretching), 1cm0631 (in-phase asymmetrical stretching
Si–O–Si) with characteristic shoulder at
1cm1160
(out-
of-phase asymmetrical stretching), and
3000… 1cm3700 (O–H stretching). It is logical to
assign the weak band at 1cm2791 (Fig. 3b, spectrum 4)
to Si–CH3 band strongly shifted to the high frequency
side due to increase of bonding polarity caused by
oxygen incorporation [37]. The weak but well detectable
double band within the range 1cm01540...178 (peaks
near 1600 and 1700 cm
–1
) is attributed to C=C and C=O
bonds, respectively [33].
Electron paramagnetic resonance measurements
(EPR) were performed at room temperature in the X
band employing 100-kHz field modulation. The single
EPR line with g-factor 2.0026 (±0.0002) was detected in
the as-deposited samples. No change of g-factor was
observed after thermal treatments. The concentration of
paramagnetic centers Ns in the as-deposited a-Si0.5C0.5:H
and a-Si0.3C0.7:H films was calculated to be about 2∙10
20
and 319 cm105 , respectively. Variation of the spin
concentration in the films after annealing was similar,
i.e. gradual decrease after annealing in sequence (dry Ar)
– (wet Ar) – (dry O2).
3340 3360 3380
0
5
10
15
20
25
dry O
2wet Ardry Ar
s
p
in
c
o
n
c
e
n
tr
a
ti
o
n
x
1
0
1
9
,
c
m
-3
as-deposited
Si(0.5)C(0.5)
Si(0.3)C(0.7)
dry O
2
dry Ar
wet Ar
Magnetic field, [G]
As-dep
Si(0.3)C(0.7)
Fig. 4. Concentration of paramagnetic centers Ns in as-
deposited and annealed a-Si0.5C0.5:H and a-Si0.3C0.7:H series.
Inset represents EPR spectra Si0.3C0.7:H series.
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
67
1.0
1.5
2.0
2.5
R
e
fr
a
c
ti
v
e
i
n
d
e
x
a-Si(0.5)C(0.5):H
a-Si(0.3)C(0.7):H
As-deposited Ar wet Ar dry O
2
Fig. 5. Refractive index of as-deposited and annealed
a-Si0.5C0.5:H and a-Si0.3C0.7:H series.
Calculation of the refractive index was performed
using ellipsometry measurement in frame of the three-
layer model (air/a-Si1−xCx:H/c-Si). The calculated
refractive indexes of all the samples at the 500-nm
wavelength are presented in Fig. 5. The refractive index
of the as-deposited near-stochiometric a-Si0.5C0.5:H film
is about 2.0, which is considerably lower than that of
crystalline SiC (nSiC = 2.5) due to the lower density.
Increase of the carbon content in the as-deposited film
up to x = 0.7 resulted in decrease of the refractive index
down to 1.8. This is quite consistent with the density of
films: about 2.2 g·cm
–3
for near-stochiometric films and
about 1.6 g·cm
–3
for carbon-rich samples, which is
significantly lower than 3.2 g·cm
–3
for crystalline SiC.
No change in the refractive index was observed after
annealing in dry argon, while decrease of the refractive
index down to 1.9 was observed in a-Si0.5C0.5:H series
after oxidation treatments. More significant decrease
down to 1.7 and 1.4 was observed in carbon-rich series
after thermal treatments in water vapor and oxygen,
respectively.
The reduced density of carbon-rich a-SiC:H films
is mostly associated with enhanced porosity of the
carbon-rich structure [16]. Enhancement of nanoporosity
due to development of termination of structural network
by –CHn radicals during film growth is quite similar to
that of a-SiOC:H films [38].
It was widely reported that decrease of the carbon
content x in a-Si1−xCx:H films in a broad range results in
increase of the refractive index from 1.8…2.1 in carbon-
rich to 3.4…3.8 in silicon-rich species [24, 39-40]. This
variation is obviously related with variation of relative
contribution of C–C, Si–C and Si–Si bonds as well as
nanoporosity of the structure.
It is worth noting that FTIR spectra indicate strong
oxidation of carbon-rich series by dry oxygen in contrast
to much weaker oxidation by water vapor. It is well
known that oxidation rate of crystalline silicon carbide
by water vapor is considerably higher than that by
oxygen [41]. Detailed comparative study of oxidation
effects in a-SiC and a-SiC:H caused by thermal
annealing in water vapor and oxygen ambient was
presented in [42]. The authors suggested that strong
oxidation efficiency of oxygen in a-SiC:H is related with
its high reactivity against carbon precipitates (i.e. C–C
bonds, hydrocarbon radicals, carbon clusters) natively
available in hydrogenated amorphous silicon-carbon
alloy films.
In Fig. 2, we see that PL efficiency in the films is
related to (1) composition of as-deposited layer,
(2) thermal effects (annealing in inert atmosphere, e.g.
dry argon) and (3) oxidation effects. From the
“classical” viewpoint, PL efficiency in amorphous VI-
group semiconductors (a-Si:H, a-C:H, a-SiC:H) is
mainly determined by competition of radiative
recombination from the conduction band tail to the
valence band one (tail-to-tail transition) and non-
radiative recombination path through mid-gap
paramagnetic defect states [25]. The efficiency of
radiative recombination in this model is reversely
proportional to the concentration of non-radiative
recombination centers associated mainly with
paramagnetic dangling bonds.
The concentration of paramagnetic defects of
10
20
cm
–3
observed in as-deposited films is too high for
effective radiative recombination through the tail-to-tail
mechanism, so that blue light emission in as-deposited
a-Si0.5C0.5:H films may be hardly assigned to
recombination in the amorphous SiC matrix. Moreover,
the optical band gap value derived from optical
absorption measurements of this film on a glass substrate
is close to 2.5 eV that is significantly lower than the
energy of PL (2.9 eV). We suggest that blue emission is
associated with SiOx structural fragments available in as-
deposited films due to residual oxygen contamination.
The photon energy of PL band with the maximum
intensity near 510 nm (2.4 eV) that arose after annealing
is close to the optical band gap value, so that this band
may be assigned to tail-to-tail recombination in the
amorphous SiC network.
Comparing evolution of the PL intensity (Fig. 1)
and concentration of paramagnetic defects (Fig. 4) in a-
Si0.5C0.5:H series, one can find no correlation. Moreover,
comparing the PL intensity and concentration of para-
magnetic centers in the a-Si0.5C0.5:H sample annealed in
dry argon (Ns is about 6·10
19
cm
–3
) and in the as-
deposited a-Si0.3H0.7:H sample (Ns is about 4·10
19
cm
–3
),
one can see that the PL intensity differs by 10 times,
while the concentration of paramagnetic centers remains
almost the same. It is obvious from these observations
that the concentration of paramagnetic defects is not the
only parameter determining the PL efficiency in
a-Si1−xCx:H. In the previous report [12], it was suggested
that the PL efficiency in a-Si1−xCx:H films can be
increased by enhancement of spatial localization of
photo-excited electron-hole pairs caused by increasing
the concentration of C–H bonds and corresponding
increase of spatial fluctuations of the interatomic
potential. In frame of this hypothesis, one can reasonably
suggest that introducing Si–O bonds would also increase
Semiconductor Physics, Quantum Electronics & Optoelectronics, 2015. V. 18, N 1. P. 63-70.
doi: 10.15407/ spqeo18.01.063
© 2015, V. Lashkaryov Institute of Semiconductor Physics, National Academy of Sciences of Ukraine
68
fluctuations of this potential and enhances localization of
photo-excited electron-hole pairs in the SiC network.
From Fig. 2b, one can see that the absorption band
at 1263 cm
–1
is the strongest one after annealing in wet
argon. Taking into account obvious incorporation of
oxygen due to interaction with water vapor, one may
expect the strongest localization in this sample that is in
good agreement with the highest PL intensity. After
annealing in oxygen, the 1263-cm
–1
band is very weak,
so that localization is mainly determined by oxygen
incorporation, and PL intensity is lower.
The interferential feature in PL spectra of as-
deposited a-Si0.3C0.7:H does not allow correct
determination of the maximum intensity in the PL band,
but rough estimation is about 550 nm (2.3 eV) for the as-
deposited sample, while the optical band gap of this
sample is about 2.7 eV. Combination of the effects of
passivation of paramagnetic centers and enhancement of
localization by C–H and Si–O bonds well explains
increase of the PL intensity after annealing in dry and
wet argon, but it is not the case after oxygen treatment,
when almost full oxidation is observed (Fig. 3,
spectrum 4). The PL spectrum is strongly changed and
obviously shifted to blue region after annealing in dry
oxygen (Fig. 1b, spectrum 4), so that one may
reasonably expect that light emission happens not in
amorphous SiC matrix. FTIR spectra identify the
structure of oxidized film as silicon oxide matrix with
some incorporation of carbon precipitates, consequently
PL can be attributed presumably to both of these
structural domains.
Photoluminescence of undoped nanostrucutred
silica are commonly considered in terms of optically
active point defects (reviewed in [45]). But photon
emission of these defects in the visible spectral range is
associated with the triplet transition (T1→S0), i.e.
“phosphorescence”, that is the natively slow process
with a characteristic decay time of micro- and
milliseconds, or even seconds. However, time-resolved
measurements showed that the PL decay time in
oxidized carbon-rich series is of about 10 nanoseconds.
Direct correlation of the broad band PL intensity
and concentration of Si–O–C bonding configuration in
a-SiOC thin films was demonstrated in [1]. The
concentration of Si–O–C bonds was evaluated using the
IR absorption band at 1cm404 . In [2], the same authors
developed their hypothesis and suggested that the
oxygen vacancy in Si–O–C bridges also contributes to
broad band light emission.
Carbon nanoclusters are also to be considered as a
possible source of visible light emission. Recently, it
was demonstrated that nanosized carbon particles in the
form of 3D nanodots, 2D graphene nanodots and 2D-3D
graphene oxide (GO) nanodots synthesized under proper
conditions exhibit an effective visible photolumi-
nescence with the decay time of the order of several
nanoseconds [46-48].
4. Conclusions
More detailed studies are necessary to identify the light
emission mechanism reliably. In summary, thermal and
oxidation effects on photoluminescence in near-
stochiometric and carbon-rich a-SiC:H films deposited
using dc-magnetron sputtering have been studied. It has
been found that the main effect of thermal treatment is
strong enhancement of photoluminescence accompanied
by formation of Si:C–Hn and Si–OxCy bonding. The
strongest oxidation effects as well as strongest white
photoluminescence were observed in carbon-rich a-
SiC:H films.
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